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IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs
  • Norton Rose Fulbright LLP
  • Global
  • May 18 2010

The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs


Briefing for the September 2009 G20 Finance Ministers’ meeting and Pittsburgh Summit by securities and derivatives industry representatives
  • Norton Rose Fulbright LLP
  • Global
  • September 14 2009

In preparation for the 5 September 2009 meeting of G20 Finance Ministers and the 24 September 2009 Pittsburgh Summit the London Investment Banking Association, the Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, the Futures and Options Association and the Investment Industry Association of Canada have published a joint briefing note which sets out their members’ views on key overarching steps that should be taken in finalising the policy programme


IOSCO Final Report - Unregulated Financial Markets and Products
  • Norton Rose Fulbright LLP
  • Global
  • September 14 2009

The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published a Final Report on Unregulated Financial Markets and Products


EU should not diverge from G20 path on hedge fund regulation
  • Norton Rose Fulbright LLP
  • European Union, Global
  • May 3 2010

The Alternative Investment Management Association (AIMA) has issued a press release stating that the European Union should not diverge from the path already set by the G20 on hedge fund regulation


High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation
  • Norton Rose Fulbright LLP
  • Global
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation


IOSCO consults on auditor transparency, communication and ownership structures
  • Norton Rose Fulbright LLP
  • Global
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues


IOSCO consultation report on unregulated financial markets and products
  • Norton Rose Fulbright LLP
  • Global
  • May 11 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a Consultation Report on unregulated financial markets and products


IOSCO speech - Who should do what in the global financial architecture... the art of the possible
  • Norton Rose Fulbright LLP
  • Global
  • May 4 2009

The International Organization of Securities Commissions (IOSCO) has published a speech by its Chairperson Jane Diplock (JD


Principles for Periodic Disclosure by Listed Entities - final report
  • Norton Rose Fulbright LLP
  • Global
  • March 1 2010

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report entitled Principles for Periodic Disclosure by Listed Entities


AIMA press release - low levels of leverage in global hedge fund industry
  • Norton Rose Fulbright LLP
  • Global
  • April 27 2009

The Alternative Investment Management Association (AIMA) has published a press release stating that the hedge fund industry has historically low levels of leverage and that the idea of the industry being highly leveraged is a misconception