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Results: 1-10 of 30

OECD sets out framework for overhaul of financial regulation
  • Norton Rose Fulbright LLP
  • Global
  • December 14 2009

The Organisation for Economic Co-operation and Development (OECD) has published a document which is entitled Policy Framework for Effective and Efficient Financial Regulation


IOSCO publishes principles on cross-border supervisory cooperation
  • Norton Rose Fulbright LLP
  • Global
  • May 31 2010

The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation


CGFS publishes report on lessons distilled from funding market disruptions
  • Norton Rose Fulbright LLP
  • Global
  • March 29 2010

The Committee on the Global Financial System (CGFS) has published a report entitled The functioning and resilience of cross-border funding markets


FATF reports on money laundering and terrorist financing in securities sector
  • Norton Rose Fulbright LLP
  • Global
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector


CPSS - IOSCO review of standards for payment, clearing and settlement systems
  • Norton Rose Fulbright LLP
  • Global
  • February 8 2010

The Committee on Payment and Settlement Systems and the Technical Committee of the International Organization of Securities Commissions (together the Committees) have launched a comprehensive review of their existing standards for financial market infrastructures such as payment systems, securities settlement systems and central counterparties


IOSCO consultation report on private equity conflicts of interest
  • Norton Rose Fulbright LLP
  • Global
  • November 9 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest


EU should not diverge from G20 path on hedge fund regulation
  • Norton Rose Fulbright LLP
  • European Union, Global
  • May 3 2010

The Alternative Investment Management Association (AIMA) has issued a press release stating that the European Union should not diverge from the path already set by the G20 on hedge fund regulation


High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation
  • Norton Rose Fulbright LLP
  • Global
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation


IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs
  • Norton Rose Fulbright LLP
  • Global
  • May 18 2010

The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs


IOSCO Final Report - Unregulated Financial Markets and Products
  • Norton Rose Fulbright LLP
  • Global
  • September 14 2009

The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published a Final Report on Unregulated Financial Markets and Products