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LSE updates AIM company rules to reflect EU MAR
  • Dentons
  • European Union, United Kingdom
  • April 15 2016

LSE is consulting on an updated version of its Alternative Investment Market (AIM) rules for companies. These changes predominantly incorporate


ESMA reports on temporary exclusion of ETDs
  • Dentons
  • European Union, United Kingdom
  • April 8 2016

ESMA has reported on the temporary exclusion of exchange traded derivatives (ETDs) from Articles 35 and 36 of the Markets in Financial instruments


PRA consults on MiFID 2 implementation
  • Dentons
  • European Union, United Kingdom
  • April 1 2016

PRA has published its first consultation on how it will change its rules to implement MiFID 2. The consultation covers two areas


The Great Brexit Debate
  • Dentons
  • European Union, United Kingdom
  • April 1 2016

The UK is now counting down to the 23 June 2016 referendum on whether to stay in or leave the European Union. Dentons summarises the background to


MiFID 2: PRA issues consultation paper
  • Dentons
  • European Union, United Kingdom
  • March 24 2016

Currently, the MiFID 2 package is still scheduled to take effect on 3 January 2017. Member States are supposed to have finalised necessary changes to


Treasury makes UCITS V Regulations
  • Dentons
  • European Union, United Kingdom
  • March 4 2016

Treasury has made the Regulations implementing changes to the Financial Services and Markets Act 2000 (FSMA) necessary to bring UK law into line with


MiFID 2: Changes to Client Assets Requirements
  • Dentons
  • United Kingdom, European Union
  • February 23 2016

Previous articles in our MiFID 2 series have considered the effects of MiFID 2 on, among other things, dealings with customers, advice, transparency


2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon


FCA responds on EU regulatory framework for financial services
  • Dentons
  • European Union, United Kingdom
  • February 12 2016

FCA has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD 2


FCA makes UCITS V implementation instrument
  • Dentons
  • United Kingdom, European Union
  • February 5 2016

FCA has issued a policy statement setting out changes to the Handbook needed to implement UCITS V. It provides feedback to consultation as well as