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Results: 1-10 of 161

FCA responds on EU regulatory framework for financial services
  • Dentons
  • European Union, United Kingdom
  • February 12 2016

FCA has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD 2


ESMA opines on UK pension schemes clearing exemption
  • Dentons
  • European Union, United Kingdom
  • February 5 2016

ESMA has issued a set of opinions addressed to FCA regarding the exemption of 16 UK pension schemes from the obligation to centrally clear


FCA makes UCITS V implementation instrument
  • Dentons
  • European Union, United Kingdom
  • February 5 2016

FCA has issued a policy statement setting out changes to the Handbook needed to implement UCITS V. It provides feedback to consultation as well as


FCA consults on MiFID 2 implementation
  • Dentons
  • United Kingdom, European Union
  • December 23 2015

FCA has published its consultation paper on how it will change its rules to address the markets aspects of MiFID 2. See our detailed summary for


MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 15 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA publishes MiFID 2 round table minutes
  • Dentons
  • European Union, United Kingdom
  • December 11 2015

FCA has published the Minutes of the MiFID 2 implementation round table meeting it held on 30 November. FCA noted: there is as yet no indication


Treasury gives FCA AIFMR disciplinary powers
  • Dentons
  • European Union, United Kingdom
  • November 13 2015

Treasury has given FCA new disciplinary powers via the Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) Order 2015. The


Treasury corrects MCD Orders
  • Dentons
  • European Union, United Kingdom
  • November 13 2015

Treasury has made the FSMA (Regulated Activities) (Amendment) (No. 3) Order 2015. It amends the FSMA (Regulated Activities) Order 2001 to clarify the


Treasury increases SMR scope
  • Dentons
  • European Union, United Kingdom
  • November 13 2015

The FSMA (Relevant Authorised Persons) Order 2015 came into force on 9 November. It provides that persons falling within either of two categories of