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Results: 1-10 of 83

Financial Services Authority publishes UK report on the third quantitative impact study (QIS3) for Solvency 2
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • November 22 2007

The Committee of European Insurance and Occupational Pensions Supervisors (CEIOPS) has co-ordinated a series of quantitative impact studies (QIS) which gauge the impact of the proposed Solvency 2 regime on insurers


“It’s criminal!” The criminalization of antitrust continues across the world
  • Norton Rose Fulbright LLP
  • Belgium, European Union, New Zealand, United Kingdom, USA
  • January 20 2014

It is a well-known feature of antitrust (or competition) law in the United States that violations carry criminal penalties, which are borne by


Strengthening the EU regulatory and supervisory framework: a practical approach
  • Norton Rose Fulbright LLP
  • United Kingdom, European Union
  • November 12 2007

The FSA and HM Treasury have issued a joint paper entitled Strengthening the EU regulatory and supervisory framework: a practical approach (the Paper


FSA speech - Industry response to developments in regulation of structured products
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • March 12 2009

On 12 February 2009, the FSA published a speech by Dan Waters (Asset Management Sector Leader) entitled Industry response to developments in regulation of structured products


The advocate general’s opinion
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • March 2 2007

The phrase “management of special investment funds” is not defined in the Sixth Directive


General update
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 26 2007

From November 2007, HM Treasury will no longer require transactions in shares admitted to trading on a regulated market under MiFID to be reported to that market, or to those intermediaries to be members of that market, in order for intermediaries to benefit from stamp duty relief


Regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 26 2007

The Committee of European Securities Regulators has published the responses it has received to its Consultation Paper on the Passport under MiFID


BIBA publishes high-level principles for placement of a risk with multiple insurers
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • May 14 2008

BIBA has published high-level principles which have been agreed by the European Federation of Insurance Intermediaries (BIPAR) for brokers placing a risk with multiple insurers


Consultation Paper 089: Financial Services Authority Compensation Scheme: EEA branches of UK insurers
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • May 12 2008

The FSA has published Consultation Paper CP089: Financial Services Authority Compensation Scheme: EEA branches of UK insurers (CP089


Legal summary of the EU Directive on the Energy Performance of Buildings
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 18 2007

The EU Directive on the Energy Performance of Buildings (the Directive) came into force on 4 June 2003 with the objective of promoting the improvement of the energy performance of buildings across the EU