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Results: 1-10 of 39

2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon


MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


Financial Regulatory Developments 6 February - Financial Markets Law Committee (FMLC)
  • Dentons
  • European Union, United Kingdom
  • February 6 2015

FMLC has responded to ESMA's consultation on the clearing obligation under EMIR (number 3). The response sets out its concerns on: lack of


JAC comments on KID regulation
  • Dentons
  • European Union, United Kingdom
  • November 2 2012

JAC has commented on the Commission’s proposal for a Regulation on key information documents (KID) for investment products, which forms part of the PRIPs Initiative


IMA says Government must be better in Europe
  • Dentons
  • European Union, United Kingdom
  • December 3 2010

The Chief Executive of IMA has urged the British Government to engage better within Europe


Industry comments on client categorisation
  • Dentons
  • European Union, United Kingdom
  • August 13 2010

FOA and APCIMS have published a joint response to the CESR consultation on client categorisation


Hedge fund regulation
  • Dentons
  • European Union, Global, United Kingdom
  • March 10 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


What’s up next? Keeping up with regulatory change
  • Dentons
  • European Union, Global, United Kingdom
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up


Treasury updates sanctions
  • Dentons
  • European Union, Ivory Coast, Libya, Syria, United Kingdom
  • September 30 2011

Treasury has updated the sanctions lists in respect of Syria, the Ivory Coast, Libya, Somalia and Al-Qaida


Treasury not to opt in to MAD criminal sanctions
  • Dentons
  • European Union, United Kingdom
  • February 24 2012

Mark Hoban announced in Parliament that the UK has decided not to opt in to the Commission's proposal for a Directive on criminal sanctions for market abuse and insider dealing (MAD