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Results: 1-10 of 43

Financial Regulatory Developments 27 March - House of Lords EU Economic and Financial Affairs Sub-Committee (HoL EEFAS)
  • Dentons
  • European Union, United Kingdom
  • March 27 2015

HoL EEFAS has issued a report welcoming the Commission's proposals with regards the establishment of a Capital Markets Union (CMU). Findings of the


Financial Regulatory Developments 6 February - Financial Markets Law Committee (FMLC)
  • Dentons
  • European Union, United Kingdom
  • February 6 2015

FMLC has responded to ESMA's consultation on the clearing obligation under EMIR (number 3). The response sets out its concerns on: lack of


Financial Regulatory Developments 8 August - Legislation
  • Dentons
  • European Union, Russia, Ukraine, United Kingdom
  • August 8 2014

The EU published its Regulation on the further Ukrainian sanctions (8332014 - the EU Regulation) on 31 July. Treasury has made the Ukraine (European


Financial Regulatory Developments 28 February - European Court of Justice (ECJ)
  • Dentons
  • European Union, United Kingdom
  • February 28 2014

Details of an action brought against the EU by the UK in September 2013 to annul certain provisions of the fourth Capital Requirements Directive (CRD


FCA publishes guide to EMIR resources
  • Dentons
  • United Kingdom, European Union
  • October 11 2013

FCA has created a user guide to its EMIR web portal. More notifications can now be made using the portal and other resources have been updated


UK to disregard SSR market making exemption guidelines
  • Dentons
  • European Union, United Kingdom
  • June 21 2013

ESMA has published a table showing whether national regulators intend to comply with the guidelines on the exemption for market makers from the Short


Commission responds to Lords concerns over MiFID 2
  • Dentons
  • European Union, United Kingdom
  • January 25 2013

The Commission has written a letter to the House of Lords addressing the latter's concerns over the proposals for a recast Directive on Markets in


FMLC writes to ESMA on Short Selling Regulation
  • Dentons
  • European Union, United Kingdom
  • November 23 2012

FMLC has written to ESMA on the consultation on exempting market making activities and primary market operations from the Short Selling Regulation


The GB wholesale gas price investigation - what’s happening and what to do
  • Dentons
  • European Union, United Kingdom
  • November 16 2012

The Financial Services Authority (FSA) and Ofgem are investigating allegations of suspicious trading which occurred on 28 September 2012 in gas contracts at the National Balancing Point (NBP


FMLC responds on EMIR segregation and porting provisions
  • Dentons
  • European Union, United Kingdom
  • November 9 2012

FMLC has responded to Treasury’s informal consultation on amending Part VII of the Companies Act 1989 to prevent legal inconsistencies with the European Market Infrastructure Regulation (EMIR) provisions on segregation of client assets and their porting in the case of a clearing member default