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10 things you should know about the latest ESMA MiFID II MiFIR papers
  • Norton Rose Fulbright LLP
  • European Union
  • January 20 2015

The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the


FSA Chairman outlines factors for successful European regulation
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 29 2009

On 6 October 2009, the FSA published the text of a speech given by its Chairman, Adair Turner, to the City of London Corporation’s Annual Reception for the City Office


FSA Asset Management Sector Conference on the EU Alternative Investment Fund Management Directive
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 29 2009

On 17 September 2009, Sally Dewar, Managing Director, Wholesale & Institutional Markets, FSA gave a speech at the FSA Asset Management Sector Conference in order to highlight current FSA thinking in response to the draft Alternative Investment Fund Management Directive


Communication from the Commission to the European Parliament and the Council - Consequences of the Entry into Force of the Treaty of Lisbon for Ongoing Inter-institutional Decision-Making Procedures
  • Norton Rose Fulbright LLP
  • European Union
  • December 14 2009

The European Commission has published a Communication to the European Parliament and the Council which is entitled Consequences of the Entry into Force of the Treaty of Lisbon for Ongoing Interinstitutional Decision-Making Procedures


Council conclusions
  • Norton Rose Fulbright LLP
  • European Union
  • December 14 2009

The Council of the European Union has published the following conclusions


IMA sets up fund processing passport repository
  • Norton Rose Fulbright LLP
  • European Union
  • December 14 2009

Working in partnership with data infrastructure provider FundConnect, the Investment Management Association (IMA) has created a repository for Fund Processing Passports (FPP) to allow fund providers to publish essential operational information for the purposes of fund order processing, in support of the initiative led by the European Fund and Asset Management Association


Banking reform updater 11 - the single resolution mechanism examined
  • Norton Rose Fulbright LLP
  • European Union
  • January 27 2015

In this Banking Reform updater we examine the single resolution mechanism (SRM), which together with the single supervisory mechanism (SSM) (Banking Reform updater 10) forms the key pillars of the EU Banking Union


MiFID II MiFIR series - impact on commodities and commodity derivatives trading
  • Norton Rose Fulbright LLP
  • European Union
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


Banking reform updater 10 - the single supervisory mechanism examined
  • Norton Rose Fulbright LLP
  • European Union
  • December 9 2014

On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the Single Supervisory Mechanism (SSM


MiFID II MiFIR series - third countries
  • Norton Rose Fulbright LLP
  • European Union
  • October 13 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services