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MiFID II MiFIR series - impact on commodities and commodity derivatives trading
  • Norton Rose Fulbright LLP
  • European Union
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


Banking reform updater 10 - the single supervisory mechanism examined
  • Norton Rose Fulbright LLP
  • European Union
  • December 9 2014

On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the Single Supervisory Mechanism (SSM


10 things you should know about the latest ESMA MiFID II MiFIR papers
  • Norton Rose Fulbright LLP
  • European Union
  • January 20 2015

The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the


UCITS V Directive: in a nutshell
  • Norton Rose Fulbright LLP
  • European Union
  • September 30 2014

In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (201491EU) (UCITS V


Financial services updater - 4 February 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global, USA
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer


Financial services updater - 4 February 2014: clearing & settlement
  • Norton Rose Fulbright LLP
  • European Union
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Regulation to amend and replace the Regulation on information on the payer


Financial services updater - 4 February 2014: capital adequacy
  • Norton Rose Fulbright LLP
  • European Union
  • February 4 2014

The European Banking Authority (EBA) has published a recommendation on the use of a legal entity identifier (Lei) for supervisory reporting


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Financial services updater - 4 February 2014: retail
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The Council of the EU has published a press release announcing that it has adopted the proposed Mortgage Credit Directive (MCD). It was adopted by


Key things you should know: MAR CSMAD
  • Norton Rose Fulbright LLP
  • European Union
  • June 30 2014

The final texts of the Market Abuse Regulation (MAR) and the Directive on criminal sanctions for insider dealing and market manipulation (CSMAD) were