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MiFID II MiFIR series - investor protection (conduct of business)
  • Norton Rose Fulbright LLP
  • European Union
  • October 13 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services


MiFID II MiFIR series - high frequency and algorithmic trading obligations
  • Norton Rose Fulbright LLP
  • European Union
  • October 10 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Financial services updater 13 January 2014: market abuse
  • Norton Rose Fulbright LLP
  • European Union
  • January 13 2014

The Council of the EU has announced that political agreement in trialogue has been reached on the proposed Directive on criminal sanctions for


Financial services updater 13 January 2014: collective investment schemes
  • Norton Rose Fulbright LLP
  • European Union
  • January 13 2014

The European Commission has published the text of the delegated Regulation it has adopted which supplements the Alternative Investment Fund Managers


Banking reform updater 11 - the single resolution mechanism examined
  • Norton Rose Fulbright LLP
  • European Union
  • January 27 2015

In this Banking Reform updater we examine the single resolution mechanism (SRM), which together with the single supervisory mechanism (SSM) (Banking Reform updater 10) forms the key pillars of the EU Banking Union


MiFID II MiFIR series - impact on commodities and commodity derivatives trading
  • Norton Rose Fulbright LLP
  • European Union
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


Communication from the Commission to the European Parliament and the Council - Consequences of the Entry into Force of the Treaty of Lisbon for Ongoing Inter-institutional Decision-Making Procedures
  • Norton Rose Fulbright LLP
  • European Union
  • December 14 2009

The European Commission has published a Communication to the European Parliament and the Council which is entitled Consequences of the Entry into Force of the Treaty of Lisbon for Ongoing Interinstitutional Decision-Making Procedures


MiFID II MiFIR series - third countries
  • Norton Rose Fulbright LLP
  • European Union
  • October 13 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


UCITS V Directive: in a nutshell
  • Norton Rose Fulbright LLP
  • European Union
  • September 30 2014

In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (201491EU) (UCITS V