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Hong Kong Regulatory Newsletter
  • Sidley Austin LLP
  • Canada, Hong Kong, USA
  • December 22 2016

Hong Kong's Market Misconduct Tribunal (MMT), the statutory tribunal established to adjudicate civil contraventions of the Securities and Futures


FinTech in Canada
  • McCarthy Tétrault LLP
  • Australia, Canada, China, France, United Arab Emirates, United Kingdom, USA, Germany, Global, Hong Kong, India, Singapore, Switzerland
  • September 22 2016

So what is FinTech? The phrase “FinTech”, first coined by a New York banker in 1972, refers to the intersection of technology and Financial services


Privacy & cybersecurity update, issue 3 - October, 2014
  • Jones Day
  • Australia, Brazil, Canada, Russia, Taiwan, USA, Ireland, Italy, Japan, Mexico, Netherlands, New Zealand, Chile, China, European Union, France, Germany, Hong Kong
  • October 15 2014

On August 1, the Federal Trade Commission ("FTC") issued a report on mobile shopping applications. In it, the FTC found that such apps often fail to


Guide to going global - global equity restricted stock and restricted stock units 2015
  • DLA Piper LLP
  • Thailand, Turkey, United Kingdom, Venezuela, Vietnam, South Africa, South Korea, Spain, Sweden, Switzerland, Taiwan, Poland, Portugal, Russia, Saudi Arabia, Singapore, Slovakia, Japan, Mexico, Netherlands, New Zealand, Norway, Philippines, Hungary, India, Indonesia, Ireland, Israel, Italy, Egypt, Finland, France, Germany, Greece, Hong Kong, Canada, Chile, China, Czech Republic, Denmark, Ecuador, Argentina, Australia, Austria, Belgium, Brazil
  • February 9 2015

As long as the offer is not advertised or publicized, the stock is not traded in Argentina, the offer is limited to employees, and the offer is


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • Japan, United Kingdom, USA, Canada, Hong Kong
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi


Listings in Hong Kong by Canadian companies: a follow-up
  • McMillan LLP
  • Canada, Hong Kong
  • October 23 2012

Further to our June 2012 article Dual-listing of Canadian Public Companies on the Hong Kong Stock Exchange which looked at common issues faced by Canadian companies when applying for a listing on the Hong Kong Stock Exchange ("HKSE"), we follow up with a review of the Canadian jurisdictions that the listing committee of the HKSE has determined to be acceptable in principal as an applicant issuer's place of incorporation


International regulatory update - 16 20 June 2014
  • Clifford Chance LLP
  • Belgium, Canada, China, European Union, Global, Hong Kong, Netherlands, Singapore, Switzerland, United Kingdom
  • June 24 2014

The EU Commission has launched a consultation on the contributions of credit institutions to resolution financing arrangements under the Bank


Good news for Canada, Guernsey, Japan, Jersey and Switzerland on the long road to the AIFMD third country passport
  • Eversheds
  • Australia, Bermuda, Canada, Jersey, Switzerland, USA, Cayman Islands, European Union, Guernsey, Hong Kong, Isle of Man, Japan
  • July 22 2016

On 19 July 2016, the European Securities and Markets Authority (ESMA) published its latest Advice on the application of the Alternative Investment


International regulatory update - 10 14 November 2014
  • Clifford Chance LLP
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The


A comparative regulatory guide to listing in Hong Kong, London, New York and Toronto
  • Dorsey & Whitney LLP
  • Canada, Hong Kong, United Kingdom, USA
  • February 10 2010

There are two listing standards for NYSE: the Non-U.S. Standards for non-U.S. companies (which is further subdivided into two sets of standards worldwide and domestic under which non-U.S. companies may qualify for listing) and the U.S. Standards for domestic companies