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Results: 1-10 of 140

DOJ’s Major Insider Trading Victory: a Blueprint for post-Newman Convictions?
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • September 8 2016

Improper disclosure of confidential information and insider trading remains very much a focal point for regulators and prosecutors on both sides of


Insider trading: a first spring loading case in Québec
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 19 2016

On August 16 of this year, the Tribunal Administratif des Marchés Financiers (TAMF), formerly the Bureau de Décision et de Révision, rendered a


A Review of New Whistleblower Protections Under Ontario’s Securities Act
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 5 2016

In connection with the establishment of the Ontario Securities Commission’s new Whistleblower Program in July 2016, which includes monetary


Three Scotia Dealers Reach No-Contest Settlement with OSC
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 3 2016

On July 29, 2016, the Ontario Securities Commission approved a no-contest settlement agreement with three Bank of Nova Scotia dealers in connection


U.S. Court Upholds Five-Year Limitation Period for SEC Disgorgement Remedies
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • June 30 2016

The United States Court of Appeals for the Eleventh Circuit held in its late May judgment in SEC v. Graham that the five-year limitation period set


Whistleblowers: The AMF will not offer any reward
  • Osler Hoskin & Harcourt LLP
  • Canada
  • June 22 2016

On February 18, 2016, after a thorough and rigorous analysis which included closely monitoring the rewards-based whistleblower programs offered by


The SEC Makes Another Huge Whistleblower Award
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • June 16 2016

As the Ontario Securities Commission (“OSC”) inches towards unveiling its version of its American counterpart’s whistle blower “bounty” program


Significant Developments in Whistleblower Payouts and Protections Continue to Attract Attention
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • May 24 2016

Whistleblower protections and significant bounties paid to whistleblowers in the U.S. continue to make headlines, just as issuers in Canada brace for


British Columbia Case Demonstrates the Jurisdictional Reach of Provincial Securities Regulators
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 29 2016

A recent case from the British Columbia Court of Appeal is illustrative of the power of provincial securities regulators to penalize misconduct in


US Department of Justice Launches Pilot Program to Encourage Self-Reporting, Cooperation and Remediation of FCPA Violations
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • April 19 2016

Last week the US Department of Justice (DOJ) announced the implementation of a pilot program under the US Foreign Corrupt Practices Act (FCPA). The