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Results: 1-10 of 102

BNY Mellon fined $15 million by SEC in financial industry anti-corruption sweep
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • August 21 2015

Bank of New York Mellon (BNY Mellon) has agreed to pay a fine to the U.S. Securities and Exchange Commission (SEC) in the amount of US$14.8 million


OSC whistleblower roundtable provides food for thought
  • Osler Hoskin & Harcourt LLP
  • Canada
  • June 25 2015

As we have written previously, we recognize the increasing reliance and institutionalizations of whistleblower programs as one of the most


The magindustries investigation: another example of RCMP's investigation into CFPOA violations arising out of overseas corruption
  • Osler Hoskin & Harcourt LLP
  • Canada
  • June 18 2015

MagIndustries Corporation (MagIndustries) announced on June 16, 2015 the interim results of its multijurisdictional internal investigation initiated


Osler comments on OSC’s proposed Whistleblower Program
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 14 2015

In response to the OSC’s call for comments, Osler has submitted a comment letter to the OSC setting out certain concerns with regards to the proposed


Doing business in Asia increases compliance risk for Canadian companies
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 22 2015

In which part of the world is the risk of anti-corruption enforcement the highest? Law360 reported last week that, according to a report by


Administrative penalty for insider trading criteria to set the penalty
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 20 2015

In AMF v. Roy, the Autorité des marchés financiers (the AMF) accused Mrs. Renée Roy (Roy) of having traded in the securities of a reporting issuer


Will the OSC’s proposed whistleblower program bolster enforcement activity notwithstanding unique challenges?
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • February 25 2015

On February 3, 2015, the OSC issued Staff Consultation Paper 15-401. The Consultation Paper calls for comments from the industry on its proposed


A final warning for improved anti-corruption oversight of overseas operations
  • Osler Hoskin & Harcourt LLP
  • Canada
  • February 20 2015

On February 19, 2015, the RCMP National Division laid charges against the SNC-Lavalin Group Inc., its division SNC-Lavalin Construction Inc. and its


OSC earns notable insider trading victory, however difficulties continue with prosecuting cases involving chains of tipper-tippee misconduct
  • Osler Hoskin & Harcourt LLP
  • Canada
  • February 17 2015

OSC Staff has earned a long sought victory in its quest to police insider and related trading activity. But its victory was only partial, and the


Recent insider trading cases in the US and Canada may signal an evidentiary sea change
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • January 29 2015

As we noted previously on this blog, prosecutors in Canada and the United States have recently faced evidentiary challenges in prosecuting insider