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SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer

Insider trading: a first spring loading case in Québec
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 19 2016

On August 16 of this year, the Tribunal Administratif des Marchés Financiers (TAMF), formerly the Bureau de Décision et de Révision, rendered a

Knock knock: are you prepared for a search warrant?
  • Fasken Martineau DuMoulin LLP
  • Canada
  • August 15 2016

Due in part to Netflix and the rise in popularity of the true crime genre, many wrongly believe that search warrants are used only to gather evidence

CBSA Proposes Amendments to NEXUS and Other Trusted Traveler Programs
  • Blaney McMurtry LLP
  • Canada
  • August 15 2016

The Canada Border Services Agency ("CBSA") recently announced that it was proposing changes to its Trusted Traveller Programs ("TTPs"), which include

Anti-money laundering regulations updated
  • Norton Rose Fulbright LLP
  • Canada
  • August 12 2016

The federal government has published the final version of the long-awaited regulations to amend various regulations under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act

RegTech Stepping Forward: UK Financial Services Regulator Publishes Results on RegTech Consultation
  • McCarthy Tétrault LLP
  • Canada, United Kingdom
  • August 11 2016

The UK’s financial prudential regulator, the Financial Conduct Authority (the “FCA”), has recently published its Feedback Statement on Call for Input:

A Review of New Whistleblower Protections Under Ontario’s Securities Act
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 5 2016

In connection with the establishment of the Ontario Securities Commission’s new Whistleblower Program in July 2016, which includes monetary

Canada: Protections for Whistleblowers in Ontario and Quebec
  • Clyde & Co LLP
  • Canada
  • August 4 2016

Securities regulators in Ontario and Quebec have recently launched whistleblower programs to encourage people to come forward and report

The Case of Francis Mella - A Debtor Who Disobeyed Court Orders Goes to Prison
  • MacPherson Leslie & Tyerman LLP
  • Canada
  • August 4 2016

As the Court’s decision in 336239 Alberta Ltd. (Dave Diesel’s Repair) v. Mella, 2016 ABQB 174 demonstrates, there can be serious consequences for

Three Scotia Dealers Reach No-Contest Settlement with OSC
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 3 2016

On July 29, 2016, the Ontario Securities Commission approved a no-contest settlement agreement with three Bank of Nova Scotia dealers in connection