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British Columbia Case Demonstrates the Jurisdictional Reach of Provincial Securities Regulators
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 29 2016

A recent case from the British Columbia Court of Appeal is illustrative of the power of provincial securities regulators to penalize misconduct in


Ontario Court Confirms Threshold for Leave for Secondary Market Securities Class Actions
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 29 2016

In its recent decision in Bradley v Eastern Platinum Ltd., 2016 ONSC 1903, the Ontario Superior Court of Justice denied leave to commence a secondary


ASC Sanctions Respondent Who Failed to Appreciate Her Serious Misconduct
  • Borden Ladner Gervais LLP
  • Canada
  • April 28 2016

Recently in Re Homerun International Inc., the Alberta Securities Commission (ASC) sanctioned Candice Anne Graf, Homerun International Inc. and a


Underwriters May Have Expertise But That Does Not Make Them “Experts”
  • Blake Cassels & Graydon LLP
  • Canada
  • April 28 2016

In the LBP Holdings v. Allied Nevada Gold Corp. decision released on April 27, 2016, the Ontario Superior Court of Justice refused to allow the


IIROC Enforcement Introduces Voluntary Mediation Program
  • Borden Ladner Gervais LLP
  • Canada
  • April 27 2016

On April 25, 2016, IIROC released a notice announcing the introduction of a new voluntary mediation program. The goal of the program is to assist the


In the Matter of an Application by The Catalyst Capital Group Inc.
  • Davies Ward Phillips & Vineberg LLP
  • Canada
  • April 26 2016

On April 25, 2016, the Ontario Securities Commission released its reasons for decision In the Matter of an Application by The Catalyst Capital Group


BC Court of Appeal Confirms the Securities Commission's Broad Jurisdiction to Regulate Conduct in Foreign Markets
  • Borden Ladner Gervais LLP
  • Canada
  • April 22 2016

In McCabe v. British Columbia (Securities Commission),the British Columbia Court of Appeal upheld the ability of the B.C. Securities Commission (the


Class action against Eastern Platinum Ltd. dismissed
  • Stikeman Elliott LLP
  • Canada
  • April 13 2016

Justice Rady of the Ontario Superior Court of Justice (London) has dismissed a proposed class action against Eastern Platinum Ltd. (Eastplats) and


Court Raises Threshold for Approving Settlement of Securities Class Action
  • Borden Ladner Gervais LLP
  • Canada
  • April 8 2016

In Leslie v Agnico-Eagle Mines, Justice Belobaba of the Ontario Superior Court of Justice approved a $17 million settlement and legal fees in a


Hefty punishment in Qc for an insuranceMF broker
  • Borden Ladner Gervais LLP
  • Canada
  • April 8 2016

Last March, pursuant to a joint recommendation on sentencing, the Court of Quebec sentenced Richard Longpré, a former life insurance representative