We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 361

Canadian Regulators Propose Collateral Protection Rules for Cleared OTC Derivatives
  • Katten Muchin Rosenman LLP
  • Canada
  • January 24 2016

Members of the Canadian Securities Administrators published their proposal to protect customer collateral in connection with the clearing of


Quebec's AMF proposes an omnibus package of amendments to the Derivatives Regulation
  • Stikeman Elliott LLP
  • Canada
  • January 22 2016

The proposals would expand the exemption for trades in non-Canadian futures and introduce a new hedger certification requirement for OTC derivatives


BLG 2016 Canadian financial institutions regulatory outlook
  • Borden Ladner Gervais LLP
  • Canada
  • January 22 2016

2016 promises to be another year of significant regulatory activity, both internationally and domestically, of relevance to the Canadian financial


Faits saillants de l’année 2015 : législation et lignes directrices applicables aux institutions financières fédérales
  • Blake Cassels & Graydon LLP
  • Canada
  • January 18 2016

Cette année encore, les institutions financières fédérales (les IFF ) ont connu une augmentation marquée de la législation et des directives


Legal trends: financial services regulatory
  • Blake Cassels & Graydon LLP
  • Canada
  • December 31 2015

Fintech is the single hottest topic for 2016 and the foreseeable future. From mobile payments to paperless processes to block-chain technology, the


Clearing agencies subject to new CSA requirements as of February 2016
  • Stikeman Elliott LLP
  • Canada
  • December 7 2015

The Canadian Securities Administrators (CSA) published National Instrument 24-102 Clearing Agency Requirements (NI 24-102) and its Companion Policy


What data related to your reportable derivative transactions will be disseminated publicly in July 2016? Comments are due on the proposed amendments
  • Borden Ladner Gervais LLP
  • Canada
  • November 11 2015

Comments are due on the proposed amendments to OSC Rule 91-507 by February 3, 2016. With the publication of proposed amendments (the Amendments) to


IIROC re-publishes proposed amendments regarding investor awareness initiatives
  • Stikeman Elliott LLP
  • Canada
  • November 9 2015

The Investment Industry Regulatory Organization of Canada (IIROC) re-published proposed amendments to the IIROC Dealer Member Rules regarding


A little more notice please! Amendments to Ontario PPSA debtor location rules effective December 31 may require additional registrations
  • Stikeman Elliott LLP
  • Canada
  • November 2 2015

It was recently announced that amendments to the Ontario Personal Property Security Act (the Ontario PPSA) that were passed way back in 2006 will


MSC issues Blanket Order exempting certain derivative-like securities from prospectus and registration requirements and OTC derivatives from registration requirements
  • Stikeman Elliott LLP
  • Canada
  • October 29 2015

On October 21, 2015 the Manitoba Securities Commission (MSC) issued a Blanket Order 91-501 Over-the-Counter Trades in Derivatives (the Blanket Order