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Results: 1-10 of 327

Proposed initial regulations on registration requirements and exemptions
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Federal financial institutions legislative and regulatory reporter - March 11, 2015
  • Borden Ladner Gervais LLP
  • Canada
  • March 11 2015

The Reporter provides a monthly summary of significant international and Canadian federal legislative and regulatory developments of relevance to


Year in review: legislation and guidance for financial institutions in 2014
  • Blake Cassels & Graydon LLP
  • Canada
  • January 20 2015

2014 was a year replete with new legislative and regulatory initiatives impacting federally regulated financial institutions. The key initiatives


BLG 2015 Canadian financial institutions regulatory outlook
  • Borden Ladner Gervais LLP
  • Canada
  • January 13 2015

2014 was another year of considerable regulatory change for Canadian financial institutions. In recent years, Canadian regulators have been focused


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


Osler’s insights on key developments in 2014 and their implications for Canadian business.
  • Osler Hoskin & Harcourt LLP
  • Canada
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”


International regulatory update - 10 14 November 2014
  • Clifford Chance LLP
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The


Derivatives sound practices draft guideline released for federally- regulated financial institutions in Canada
  • Borden Ladner Gervais LLP
  • Canada
  • October 9 2014

On October 1, 2014, the Office of the Superintendent of Financial Institutions (OSFI) released draft Guideline B-7 Derivatives Sound Practices


The financial report July 10, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada
  • July 10 2014

The securities regulatory authorities in Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Newfoundland and Labrador, Northwest Territories


International regulatory update - 16 20 June 2014
  • Clifford Chance LLP
  • Belgium, Canada, China, European Union, Global, Hong Kong, Netherlands, Singapore, Switzerland, United Kingdom
  • June 24 2014

The EU Commission has launched a consultation on the contributions of credit institutions to resolution financing arrangements under the Bank