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Doing business in Canada - October 2016
  • Aird & Berlis LLP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to


The Financial Report 8 September 2016 News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • September 8 2016

New York Congresswoman Requests Data on Volcker Rule. Representative Carolyn B. Maloney, Democrat of New York and member of the House Financial


SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding


CFTC Allows CME To Hold Customer Funds at the Bank of Canada
  • Katten Muchin Rosenman LLP
  • USA, Canada
  • June 24 2016

The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission has issued no-action relief to allow the Chicago Mercantile


OSC Announces Launch Date for its Whistleblower Program
  • Osler Hoskin & Harcourt LLP
  • Canada, Ireland, USA
  • June 20 2016

In a much-anticipated announcement, the Ontario Securities Commission said on June 16th that it will officially launch its rewards-based


Whistleblower Incentive Programs Continue to Gain Traction as the U.S. CFTC Announces $10-million Payout
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • May 6 2016

With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower


US Commodity Futures Trading Commission Signs Memorandum of Understanding with Canadian Provinces on Cross-Border Supervision
  • Shearman & Sterling LLP
  • Canada, USA
  • May 5 2016

On April 20, 2016, CFTC Chairman Timothy Massad and authorities for three Canadian provinces signed a March 2014 Memorandum of Understanding


Additional Canadian securities regulators enter into MOU with CFTC
  • Stikeman Elliott LLP
  • Canada, USA
  • May 2 2016

The securities regulators in New Brunswick (FCNB), Nova Scotia (NSSC) and Saskatchewan (FCAA) have announced that that they have signed counterparts


CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding