We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 341

Issuers quoted in the U.S. over-the-counter markets
  • Gowling Lafleur Henderson LLP
  • Canada, USA
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


ICE Futures U.S. and Canada amend rules to expressly prohibit disruptive trading practices
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • January 4 2015

ICE Futures U.S. and ICE Futures Canada proposed new rules expressly prohibiting disruptive trading practices and simultaneously issued proposed


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


CFTC extends swap reporting relief applicable to Canadian dealers
  • Stikeman Elliott LLP
  • Canada, USA
  • November 28 2014

On November 24, the U.S. Commodity Futures Trading Commission issued a no-action letter to extend, by up to a year, current relief from certain swap


The financial report October 2, 2014 - news from the Americas
  • DLA Piper LLP
  • USA, Canada
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of


CFTC staff issues time-limited no-action letter for Canadian swap dealers concerning quarterly risk exposure reports
  • Shearman & Sterling LLP
  • Canada, USA
  • June 3 2014

On 30 May 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight announced the issuance of a


The financial report April 17, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • April 17 2014

The D.C. Circuit Court of Appeals has ruled that the reporting requirement under Dodd-Frank, which requires that an issuer describe its products as


The financial report April 3, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed


Business law update - Spring 2014
  • Thompson Hine LLP
  • Canada, China, Germany, Japan, USA
  • March 24 2014

With deals today being larger and more global than ever before, a merger between two U.S. companies may have far-reaching effects in countries around


The financial report March 20, 2014 - news from the Americas
  • DLA Piper LLP
  • USA, Canada
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries