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Canadian Regulators Finalize Mandatory OTC Derivatives Clearing Rules
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • January 26 2017

On January 19, 2017, the Canadian Securities Administrators (CSA) published National Instrument 94-101 - Mandatory Central Counterparty Clearing of


The Financial Report, 26 January 2017, News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • January 26 2017

Department of Labor releases more fiduciary rule FAQs. ThinkAdvisor reported on the Department of Labor’s release of a second set of Frequently Asked


January International Trade Compliance Update
  • Baker McKenzie
  • USA, Canada, European Union, United Kingdom
  • January 2 2017

On 30 November 2016, the UN Security Council unanimously approved Resolution 2321 (2016), imposing new sanctions on the Democratic People’s Republic


Hong Kong Regulatory Newsletter
  • Sidley Austin LLP
  • Canada, Hong Kong, USA
  • December 22 2016

Hong Kong's Market Misconduct Tribunal (MMT), the statutory tribunal established to adjudicate civil contraventions of the Securities and Futures


CFTC signs counterpart to memorandum of understanding with Canadian authority
  • Shearman & Sterling LLP
  • Canada, USA
  • December 7 2016

On November 2 2016 the Commodity Futures Trading Commission (CFTC) announced that Chair Timothy Massad has signed a counterpart to a memorandum of


Doing business in Canada - October 2016
  • Aird & Berlis LLP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to


The Financial Report 8 September 2016 News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • September 8 2016

New York Congresswoman Requests Data on Volcker Rule. Representative Carolyn B. Maloney, Democrat of New York and member of the House Financial


SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding


CFTC Allows CME To Hold Customer Funds at the Bank of Canada
  • Katten Muchin Rosenman LLP
  • USA, Canada
  • June 24 2016

The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission has issued no-action relief to allow the Chicago Mercantile