Borden Ladner Gervais LLP | Canada | 6 Apr 2017
On April 4, 2017, proposed business conduct rules for derivatives dealers and derivatives advisers were published by the Canadian Securities…
Borden Ladner Gervais LLP | Canada | 31 Jan 2017
On January 19, 2017, the Canadian Securities Administrators ("CSA") published final versions of two new national instruments as part of the CSA's…
Borden Ladner Gervais LLP | Canada | 24 Feb 2016
Proposed National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and the related companion…
Borden Ladner Gervais LLP | Canada | 12 Feb 2016
Proposed National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and the related companion…
Borden Ladner Gervais LLP | Canada | 11 Apr 2014
The Canadian Securities Administrators has just announced that derivative trade reporting will be delayed until October 31, 2014 (June 30, 2015 if no…
Borden Ladner Gervais LLP | Canada | 5 Feb 2014
The Canadian Securities Administrators (CSA) published the proposed Model Provincial Rule on Customer Clearing and Protection of Customer Collateral…
Borden Ladner Gervais LLP | Canada | 18 Apr 2012
On April 13, 2012, the Canadian Securities Administrators Derivatives Committee (the “Committee”) released Consultation Paper 91-405 on end-user exemption (“Consultation Paper 91-405”).
Borden Ladner Gervais LLP | Canada | 4 May 2011
Canada’s diverse approach to regulation of over-the-counter derivatives and commodity contracts has become even more complex – and arguably less harmonized – with the Alberta Securities Commission’s recent publication of Staff Notice 91-703 Over-the-Counter Derivatives, which describes how the ASC proposes to amend the way in which the ASC regulates these instruments.
Borden Ladner Gervais LLP | Canada | 16 Dec 2010
The Ontario government has enacted amendments to the Securities Act (OSA) that provide a legislative framework for the regulation of derivatives, credit rating organizations and alternative trading systems.