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Results: 1-10 of 47

FinTech in Canada
  • McCarthy Tétrault LLP
  • Australia, Canada, China, France, United Arab Emirates, United Kingdom, USA, Germany, Global, Hong Kong, India, Singapore, Switzerland
  • September 22 2016

So what is FinTech? The phrase “FinTech”, first coined by a New York banker in 1972, refers to the intersection of technology and Financial services


CSA 2015 Enforcement Report Reveals Increased Regulatory Activity and Significantly Higher Monetary Sanctions
  • McCarthy Tétrault LLP
  • Canada
  • March 10 2016

On February 23, 2016, the Canadian Securities Administrators (CSA) released its annual report on the enforcement activities of its members


Another tipping and insider trading case based exclusively on circumstantial evidence
  • McCarthy Tétrault LLP
  • Canada
  • April 15 2015

In the recent Weicker decision which followed a contested hearing, the British Columbia Securities Commission (BCSC) accepted Staff's insider


OSC again uses public interest power to impose penalty where insider trading law technically does not apply
  • McCarthy Tétrault LLP
  • Canada
  • April 1 2015

Yesterday, the OSC approved a settlement agreement between OSC Staff and Anand Hariharan in a case involving allegations of tipping, insider trading


OSC accepts circumstantial evidence of tipping and insider trading in important new decision
  • McCarthy Tétrault LLP
  • Canada
  • March 30 2015

In the recent Azeff decision which followed a contested hearing, the Ontario Securities Commission (OSC) accepted several insider tipping and


Le bureau de décision et de révision conclut que Jean Lamarre n’a pas refilé d’information privilégiée
  • McCarthy Tétrault LLP
  • Canada
  • November 4 2014

Dans sa décision rendue le 7 avril 2014 dans l’affaire Autorité des marchés financiers c. Lamarre, 2014 QCBDR 29, le Bureau de décision et de


Insider trading: Securities Commission to think twice about excessive sanctions and speculation
  • McCarthy Tétrault LLP
  • Canada
  • September 24 2014

In a rare appellate court decision, the Court of Appeal in Walton v. Alberta (Securities Commission), 2014 ABCA 273, has set aside a decision by the


What happens when OSC Staff can’t prove its allegations? Lessons from the Baffinland insider trading saga
  • McCarthy Tétrault LLP
  • Canada
  • September 2 2014

Securities regulators pursuing allegations of insider trading typically allege not only that Respondents have violated the statute but also that


Halliburton: deepening the divide between certification of US and Canadian securities class actions
  • McCarthy Tétrault LLP
  • Canada, USA
  • July 15 2014

Everyone has been talking about the recent decision from the US Supreme Court in Halliburton Co v Erica P. John Fund Inc (Halliburton) and its


U.S. Supreme Court to reconsider fraud-on-the-market theory
  • McCarthy Tétrault LLP
  • Canada
  • November 22 2013

On November 15, 2013, the U.S. Supreme Court agreed to hear an appeal in which it will reconsider the "fraud-on-the-market" theory that has been one