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Results: 1-10 of 875

Financial Services and Markets Act 2000 (Short Selling) Regulations 2012
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • October 12 2012

On October 9, the Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (the Regulations) were published


Industry responds to Treasury informal consultation on segregation and porting
  • Dentons
  • United Kingdom
  • September 14 2012

Several industry associations (ISDA, BBA and FOA the futures and options association) have responded to a Treasury informal consultation on the need to carve out from English insolvency law the porting of clearing clients’ positions and margin


Was it hedging or speculation, and did that really matter anyway?
  • Borden Ladner Gervais LLP
  • United Kingdom
  • September 19 2012

The difference isn’t always clear


Insider dealing at Blue Index
  • Hogan Lovells
  • United Kingdom
  • July 31 2012

James Sanders, a director of Blue Index Limited ("Blue Index"), a specialist contracts for difference brokerage, his wife Miranda Sanders and James Swallow, a co-director of Blue Index were sentenced for insider dealing on 20 June 2012


IMA responds on EMIR CASS changes
  • Dentons
  • United Kingdom
  • October 26 2012

IMA has responded to Part 1 of FSA’s consultation “Client assets regime: EMIR, multiple pools and the wider review”


FOS publishes swap mis-selling determinations
  • Dentons
  • United Kingdom
  • October 26 2012

FOS has recently published two provisional decisions on cases concerning the sale of interest rate swaps to non-sophisticated small businesses


This week in securities litigation (week ending October 26, 2012)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • October 26 2012

The focus this week was on white collar criminal securities cases


International regulatory update
  • Clifford Chance LLP
  • Australia, European Union, France, Germany, Global, Hong Kong, Italy, Luxembourg, Poland, United Kingdom
  • August 6 2012

The EBA, EIOPA and ESMA have published a press release confirming that the deadline for the submission of the joint regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties (CCPs) under the regulation on OTC derivatives and market infrastructures will be postponed


Rating agency developments
  • Orrick Herrington & Sutcliffe LLP
  • United Kingdom, USA
  • August 13 2012

On August 9, Fitch updated its UK mortgage loan assumptions


International regulatory update 21 December 2012-4 January 2013
  • Clifford Chance LLP
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing