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International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, USA, European Union, France, Germany, South Korea, Thailand, United Kingdom
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


The financial report October 2, 2014 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • October 7 2014

The European Securities and Markets Authority opened consultations on: The definition of "derivatives" as financial instruments


International regulatory update - 29 September 3 October 2014
  • Clifford Chance LLP
  • China, European Union, Netherlands, Qatar, South Korea, United Kingdom
  • October 7 2014

The European Securities and Markets Authority (ESMA) has published a consultation paper on future guidelines clarifying the definition of derivatives


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


The Financial Report June 11, 2015 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • June 11 2015

Verena Ross, Executive Director of the European Securities and Markets Authority (ESMA), in the keynote speech at the Future Industry Association’s


Next steps set out for the Fair and Effective Markets Review
  • Shearman & Sterling LLP
  • United Kingdom
  • August 5 2014

On 30 July 2014, the terms of reference of the Fair and Effective Markets Review were published by HM Treasury, the Bank of England and the FCA. The


Financial litigation roundup - Autumn 2014
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 3 2014

The High Court found that the defendants, Barclays and Tricorona, had misused the claimant, CF Partners’, confidential information and awarded


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


London-based futures trader arrested, sued by CFTC and criminally charged with contributing to the may 2010 “Flash Crash” through spoofing
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Navinder Singh Sarao, a London-based trader, was arrested at his home in the United Kingdom on April 21, 2015, and accused by both the US Commodity


Financial litigation roundup - Spring 2015
  • RPC
  • European Union, Hong Kong, Singapore, United Kingdom
  • May 26 2015

The High Court clarifies the position regarding liability of investment managers, applying established legal principles of agency and inducement