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International regulatory update - 2 - 6 February 2015
  • Clifford Chance LLP
  • European Union, Germany, Global, Hong Kong, India, Myanmar, Singapore, South Korea, United Kingdom
  • February 10 2015

International Regulatory Update 1 International Regulatory Update 2 - 6 February 2015 IN THIS WEEK'S NEWS Market Abuse Regulation: ESMA publishes

Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a

UK Treasury releases consultation paper under MiFID II
  • Ropes & Gray LLP
  • European Union, United Kingdom
  • March 27 2015

Following the Financial Conduct Authority's ("FCA") release of its discussion paper on implementation of the revised Markets in Financial Instruments

Ships that pass in the night? Will the FCA's recent guidance on retail investment advice have any impact on mis-selling litigation?
  • Dentons
  • United Kingdom
  • February 26 2015

The FCA has recently published Finalised Guidance 151 (the Guidance), which promises to consolidate existing sources of guidance on retail

Cross-border recognition of resolution stays: the PRA's approach
  • Allen & Overy LLP
  • European Union, United Kingdom
  • May 28 2015

On 26 May 2015, the Prudential Regulation Authority (PRA) published their consultation paper (CP 1915) on contractual stays in financial contracts

Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in

Fairer and more effective fixed-income, currency and commodity markets?
  • Dechert LLP
  • United Kingdom
  • June 15 2015

At the annual Mansion House speech to the City on Wednesday, 10 June, Bank of England (BoE) Governor Mark Carney announced an end to "the age of

Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement

New UK Financial List for resolution of complex financial disputes
  • Latham & Watkins LLP
  • United Kingdom
  • July 17 2015

The UK is to introduce a new means of resolving high value or complex financial disputes, to be known as the Financial List. This will be a

Eversheds' Spotlight - the global financial services disputes and investigations (FSDI) briefing - April 2014
  • Eversheds
  • European Union, France, Germany, Hong Kong, Ireland, Italy, Netherlands, Poland, Spain, United Arab Emirates, United Kingdom
  • April 17 2014

France has recently created a new role in the prosecution office, a Public Prosecutor specifically for financial offences with national jurisdiction