We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 992

UK Treasury releases consultation paper under MiFID II
  • Ropes & Gray LLP
  • European Union, United Kingdom
  • March 27 2015

Following the Financial Conduct Authority's ("FCA") release of its discussion paper on implementation of the revised Markets in Financial Instruments


Fairer and more effective fixed-income, currency and commodity markets?
  • Dechert LLP
  • United Kingdom
  • June 15 2015

At the annual Mansion House speech to the City on Wednesday, 10 June, Bank of England (BoE) Governor Mark Carney announced an end to "the age of


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


The Financial Report June 25, 2015 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • June 25 2015

The Joint Committee of the European Supervisory Authorities (ESAs) published a Technical Discussion Paper on risk, performance scenarios and cost


Ships that pass in the night? Will the FCA's recent guidance on retail investment advice have any impact on mis-selling litigation?
  • Dentons
  • United Kingdom
  • February 26 2015

The FCA has recently published Finalised Guidance 151 (the Guidance), which promises to consolidate existing sources of guidance on retail


New UK Financial List for resolution of complex financial disputes
  • Latham & Watkins LLP
  • United Kingdom
  • July 17 2015

The UK is to introduce a new means of resolving high value or complex financial disputes, to be known as the Financial List. This will be a


Financial services update vol. 10, issue 26
  • Winston & Strawn LLP
  • United Kingdom, USA
  • August 3 2015

The pay ratio disclosure rule is back on the agenda for the Securities and Exchange Commission (the “SEC”). On July 29th, the SEC stated that it will


Financial Litigation roundup - Winter 2015
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 17 2015

The High Court clarified the duties owed by financial institutions when providing regulated investment advice and conducting subsequent reviews of


International regulatory update 12 16 May 2014
  • Clifford Chance LLP
  • Hong Kong, Japan, Luxembourg, United Kingdom, USA, Belgium, China, European Union
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a