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Fund authorisation update
  • CMS Cameron McKenna
  • United Kingdom
  • March 31 2015

The FCA recently updated the Fund Supervision and Authorisation section of its website to provide information on: the FCA's targets for determination

Use of estoppel for extra representations to ISDA master agreement
  • RPC
  • United Kingdom
  • December 2 2014

In Credit Suisse International v Stichting Vestia Groep the High Court held that "additional representations" in a schedule to the International

Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement

Claims for ISDAfix manipulation
  • Collyer Bristow LLP
  • United Kingdom
  • October 23 2014

Until recently there has been relatively little press coverage about possible claims for manipulation of the ISDAfix (the leading global benchmark

Investment management newsletter - Spring 2014
  • Kaye Scholer LLP
  • Germany, United Kingdom, USA
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under

Financial services regulation - Europe - 25 April 2014
  • DLA Piper LLP
  • United Kingdom, European Union
  • April 25 2014

EU law permits national courts to refer questions on the interpretation of EU legislation to the European Court of Justice (“ECJ”). In a digital

International regulatory update 12 16 May 2014
  • Clifford Chance LLP
  • Belgium, USA, China, European Union, Hong Kong, Japan, Luxembourg, United Kingdom
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a

European Derivatives Regulation in a Post Brexit World
  • Paul Hastings LLP
  • European Union, United Kingdom, USA
  • July 20 2016

Spotlight on the European Markets and Infrastructure Regulation (“EMIR”) - Part 3 Summer 2016 - What does Brexit mean for European derivatives

UK Treasury releases consultation paper under MiFID II
  • Ropes & Gray LLP
  • European Union, United Kingdom
  • March 27 2015

Following the Financial Conduct Authority's ("FCA") release of its discussion paper on implementation of the revised Markets in Financial Instruments

Spoofing: the first criminal conviction comes in the U.S. - Perspectives from the U.S. and U.K.
  • Clifford Chance LLP
  • United Kingdom, USA
  • March 1 2016

U.S. authorities have secured their first criminal conviction for the spoofing offense added to the U.S. Commodity Exchange Act by the Dodd Frank