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Results: 1-10 of 1,745

Financial services regulation - changing of the guard
  • Freshfields Bruckhaus Deringer LLP
  • United Kingdom
  • April 2 2013

This briefing provides an overview of the regulatory structure and the objectives, powers and approach of the regulators of the UK financial services


UK Government consults on broadening the benchmark regulatory perimeter
  • Shearman & Sterling LLP
  • United Kingdom
  • October 1 2014

On September 25, 2014, the UK Government launched a consultation on the first set of recommendations from the Fair and Effective Markets Review


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


Next steps set out for the Fair and Effective Markets Review
  • Shearman & Sterling LLP
  • United Kingdom
  • August 5 2014

On 30 July 2014, the terms of reference of the Fair and Effective Markets Review were published by HM Treasury, the Bank of England and the FCA. The


The financial report August 07, 2014 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • August 7 2014

The European Commission published the regulation establishing a Single Resolution Mechanism for the Banking Union. The regulation will enter into


International regulatory update - 5 9 January 2015
  • Clifford Chance LLP
  • China, European Union, Hong Kong, Latvia, Lithuania, Luxembourg, Singapore, South Korea, United Kingdom
  • January 13 2015

Latvia has taken over the EU Council’s six-month rotating Presidency. The Latvian Presidency has published its programme setting out priorities for


The financial report August 21, 2014 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • August 21 2014

The European Securities and Markets Authority published the responses it has received to its consultation on clearing obligations. (8292014


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


The Financial Report June 11, 2015 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • June 11 2015

Verena Ross, Executive Director of the European Securities and Markets Authority (ESMA), in the keynote speech at the Future Industry Association’s