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Results: 1-10 of 27

This week at the UK regulators - 3 November 2014
  • Clifford Chance LLP
  • United Kingdom
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with


International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The


International regulatory update - 17 - 21 March 2014
  • Clifford Chance LLP
  • Spain, Switzerland, Ukraine, United Kingdom, USA, Germany, Global, Hong Kong, Poland, Russia, Singapore, Australia, China, European Union
  • March 27 2014

The EU Council Presidency and the EU Parliament have reached a provisional agreement on the proposed regulation establishing


This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems


This week at the UK regulators - 23 June 2014
  • Clifford Chance LLP
  • United Kingdom
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most


International regulatory update 10-14 December 2012
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
  • December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union


International regulatory update
  • Clifford Chance LLP
  • Australia, European Union, France, Germany, Global, Hong Kong, Italy, Luxembourg, Poland, United Kingdom
  • August 6 2012

The EBA, EIOPA and ESMA have published a press release confirming that the deadline for the submission of the joint regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties (CCPs) under the regulation on OTC derivatives and market infrastructures will be postponed


International regulatory update -10 14 March 2014
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation


International Regulatory Update 23-27 September 2013
  • Clifford Chance LLP
  • Australia, China, European Union, Germany, Global, Guernsey, Singapore, South Korea, United Kingdom, USA, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital


International regulatory update
  • Clifford Chance LLP
  • China, European Union, France, Luxembourg, Netherlands, Singapore, Switzerland, United Kingdom, USA
  • August 13 2013

The European Securities and Markets Authority (ESMA) has sent the EU Commission a final report proposing an amendment to Article 5 of the Implementing