We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 32

International regulatory update 11-18 February 2011
  • Clifford Chance LLP
  • Bahrain, European Union, Global, Switzerland, United Kingdom
  • February 21 2011

The European Commission has published a progress report on its initiatives to reform financial services regulation


International regulatory update 8-12 August 2011
  • Clifford Chance LLP
  • European Union, France, Netherlands, South Korea, Spain, United Kingdom
  • August 15 2011

ESMA has issued a statement with a view to promoting harmonised regulatory action on short selling in the EU


International regulatory update 19-23 September 2011
  • Clifford Chance LLP
  • European Union, France, Germany, Japan, Libya, Netherlands, Poland, United Kingdom
  • September 28 2011

The Comisión Nacional del Mercado de Valores (National Securities Market Commission) (CNMV) has published an updated set of FAQs in relation to its temporary measure on net short positions


International regulatory update 2-6 May 2011
  • Clifford Chance LLP
  • Bahrain, European Union, USA, Germany, Hong Kong, India, Netherlands, Switzerland, United Kingdom
  • May 9 2011

The US Treasury Department has published a Notice of Proposed Determination exempting FX swaps and forwards from the central clearing and exchange trading requirements imposed by the Dodd-Frank Act


International regulatory update
  • Clifford Chance LLP
  • Global, Hong Kong, Italy, Luxembourg, Poland, United Kingdom, Australia, European Union, France, Germany
  • August 6 2012

The EBA, EIOPA and ESMA have published a press release confirming that the deadline for the submission of the joint regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties (CCPs) under the regulation on OTC derivatives and market infrastructures will be postponed


Changing the agenda - the role of corporate governance and risk mangement in financial regulatory reform
  • Clifford Chance LLP
  • United Kingdom
  • March 29 2011

As regulators and policymakers continue their efforts to find the best way to prevent a repetition of the financial crisis that almost engulfed the world economy, re-evaluating how corporate governance and risk management can make the financial system more secure has become a crucial question


International regulatory update 7 - 11 January 2013
  • Clifford Chance LLP
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage


This week at the UK regulators - 8 December 2015
  • Clifford Chance LLP
  • United Kingdom
  • December 8 2015

Last week saw relatively little enforcement activity at the UK regulators. Of particular note was Tracey McDermott's speech on personal


This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems


International regulatory update - 2 - 6 February 2015
  • Clifford Chance LLP
  • European Union, Germany, Global, Hong Kong, India, Myanmar, Singapore, South Korea, United Kingdom
  • February 10 2015

International Regulatory Update 1 International Regulatory Update 2 - 6 February 2015 IN THIS WEEK'S NEWS Market Abuse Regulation: ESMA publishes