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Results: 1-10 of 19

Financial Regulatory Developments 23 May - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • May 23 2014

The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false


Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an


FSA suspends CPP Group listing
  • Dentons
  • United Kingdom
  • February 24 2012

CPP Group PLC (CPP) announced the suspension of the listing of its shares, following discussions with FSA about its card protection and identity protection products


Treasury issues terrorist financing notification
  • Dentons
  • United Kingdom
  • July 29 2011

Treasury has issued a notification in respect of restrictive measures imposed by the EU against certain persons and entities with a view to combating terrorism


FSA gets 77,000 for Monobank victims
  • Dentons
  • United Kingdom
  • February 24 2012

FSA has obtained a court order against Monobank Plc (Monobank) which will allow around 77,000 of redress to be paid to victims of a boiler room scam


Josie Day
  • Dentons

Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned


Financial Regulatory Developments 29 November 2013 - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 29 2013

Treasury has renewed a designation under the Terrorist Asset Freezing etc Act 2010. (Source: Treasury Renews



Financial Regulatory Developments 19 September - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • September 19 2014

FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The