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Results: 1-10 of 19

Financial Regulatory Developments 28 March - Financial Ombudsman Service (FOS)
  • Dentons
  • United Kingdom
  • March 28 2014

FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a


Financial Regulatory Developments 6 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 6 2014

FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


FCA gets court settlement over land banking
  • Dentons
  • United Kingdom
  • June 28 2013

FCA has achieved a settlement in the High Court that will enable investors in an illegal land banking scheme to recover £380,000. Several


Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640


Financial Regulatory Developments 29 November 2013 - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 29 2013

Treasury has renewed a designation under the Terrorist Asset Freezing etc Act 2010. (Source: Treasury Renews


Financial Regulatory Developments 20 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 20 2014

FCA has fined Credit Suisse International (CSI) £2,398,100 and Yorkshire Building Society (YBS) £1,429,000 for failures in financial promotions


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned


Financial Regulatory Developments 6 June - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • June 6 2014

Treasury has launched an independent review of the Money Advice Service (MAS). The review will look at how the MAS is meeting consumer needs and make


Treasury issues terrorist financing notification
  • Dentons
  • United Kingdom
  • July 29 2011

Treasury has issued a notification in respect of restrictive measures imposed by the EU against certain persons and entities with a view to combating terrorism