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Results: 1-10 of 19

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and


Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and


Financial Regulatory Developments 23 May - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • May 23 2014

The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false


Financial Regulatory Developments 19 September - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • September 19 2014

FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The


Financial Regulatory Developments 29 November 2013 - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 29 2013

Treasury has renewed a designation under the Terrorist Asset Freezing etc Act 2010. (Source: Treasury Renews


Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640


Financial Regulatory Developments 20 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 20 2014

FCA has fined Credit Suisse International (CSI) £2,398,100 and Yorkshire Building Society (YBS) £1,429,000 for failures in financial promotions


Financial Regulatory Developments 28 March - Financial Ombudsman Service (FOS)
  • Dentons
  • United Kingdom
  • March 28 2014

FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a


Financial Regulatory Developments 6 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 6 2014

FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money


FCA gets court settlement over land banking
  • Dentons
  • United Kingdom
  • June 28 2013

FCA has achieved a settlement in the High Court that will enable investors in an illegal land banking scheme to recover £380,000. Several