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Results: 1-10 of 19

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an


Treasury issues terrorist financing notification
  • Dentons
  • United Kingdom
  • July 29 2011

Treasury has issued a notification in respect of restrictive measures imposed by the EU against certain persons and entities with a view to combating terrorism


FSA suspends CPP Group listing
  • Dentons
  • United Kingdom
  • February 24 2012

CPP Group PLC (CPP) announced the suspension of the listing of its shares, following discussions with FSA about its card protection and identity protection products


FSA gets 77,000 for Monobank victims
  • Dentons
  • United Kingdom
  • February 24 2012

FSA has obtained a court order against Monobank Plc (Monobank) which will allow around 77,000 of redress to be paid to victims of a boiler room scam


Financial Regulatory Developments 29 November 2013 - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 29 2013

Treasury has renewed a designation under the Terrorist Asset Freezing etc Act 2010. (Source: Treasury Renews


Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and


Financial Regulatory Developments 23 May - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • May 23 2014

The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false


Financial Regulatory Developments 6 June - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • June 6 2014

Treasury has launched an independent review of the Money Advice Service (MAS). The review will look at how the MAS is meeting consumer needs and make