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FCA on cybersecurity approach
  • Cummings Law Ltd
  • United Kingdom
  • September 30 2016

The FCA has published a speech on its supervisory approach to cyber security in financial services firms. In terms of its supervisory approach, the


FCA data on single market passports
  • Cummings Law Ltd
  • European Union, United Kingdom
  • September 23 2016

The FCA has provided information on the number of UK authorised financial services firms that currently hold single market passports. The FCA's letter


FCA Publishes New Notification Form for Transaction Reporting Errors
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • September 23 2016

On September 15, the UK Financial Conduct Authority (FCA) published a new form (Form) to be used when notifying the regulator of transaction


The Financial Report, 22 September 2016, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • September 22 2016

ESMA authorizes Ice Clear Europe as CCP under EMIR. The European Securities and Markets Authority announced that it has added ICE Clear Europe Ltd. to


New financial services whistleblowing rules now in force
  • Taylor Wessing
  • United Kingdom
  • September 21 2016

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) rules for financial services firms including banks and insurers to


Who decides on Brexit: financial services make it complicated
  • Nctm Studio Legale
  • European Union, United Kingdom
  • September 20 2016

At least 30 different entities, plus the United Kingdom, will get to decide on the shape of the UK’s relations with the EU after Brexit. This figure


This week at the UK regulators - 19 September 2016
  • Clifford Chance LLP
  • United Kingdom
  • September 19 2016

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


Research Results: Brexit’s Impact on Financial Services Legal, Risk & Compliance Professionals
  • Berwin Leighton Paisner LLP
  • European Union, United Kingdom
  • September 15 2016

Over 200 legal, risk and compliance professionals representing some of the UK's largest financial institutions took part in our Brexit


Being a whistleblowing champion
  • Brahams Dutt Badrick French LLP
  • United Kingdom
  • September 15 2016

The last decade has not been a halcyon one for financial services. The collapse of Lehman Brothers and PPI misselling are two scandals that have


Chancellor steps up industry engagement
  • Eversheds
  • United Kingdom
  • September 15 2016

On 7 September 2016 Phillip Hammond, Chancellor of the Exchequer, hosted a meeting with members of the European Financial Services Chairmen's