We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 4,146

Financial services and banking news update - 23 March 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • March 23 2017

The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment


The FCA's Regulatory Sandbox
  • Taylor Wessing
  • United Kingdom
  • March 23 2017

Designed to allow businesses to test financial services innovations in a live environment free from some regulatory consequences, the sandbox is an


UK: Government to change the definition of “financial advice” for regulated firms
  • Holman Fenwick Willan LLP
  • United Kingdom
  • March 23 2017

In September 2016, the government published a consultation on amending the definition of financial advice. This followed the Financial Advice Market


Financial Services and Banking News Update - 21 March 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • March 21 2017

The ECB has published their final guidance on non-performing loans, which cover all non-performing exposures, as well as foreclosed assets and


Financial services and banking news update - 17 March 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • March 20 2017

The FCA has published a speech given by Andrew Bailey, FCA Chief Executive, given at the HKMA Annual Conference for Independent Non-Executive Directors. Highlights of the speech include:


Financial Services & Banking News - 16th March 2017
  • Addleshaw Goddard LLP
  • European Union, Global, United Kingdom
  • March 16 2017

The Basel Committee on Banking Supervision (BCBS) has published a second consultation document on guidelines for the identification and management of


The UK Senior Managers Regime: One Year Later
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • United Kingdom
  • March 13 2017

On March 7, 2017, it will be one year since the U.K. Financial Conduct Authority's Senior Managers and certification regime came into force, heralding


Financial Services Update, Vol. 12, Issue 10
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 13 2017

On February 16, 2017, the United States Bankruptcy Court for the Southern District of New York in In re Motors Liquidation Company sent a clear


The Dormant Assets Report and CASS: an improved approach to gone-aways for managers?
  • Eversheds Sutherland (International) LLP
  • United Kingdom
  • March 10 2017

Dealing with gone-away clients is a perpetual challenge for investment and wealth managers. The report of the Commission on Dormant Assets published


UK Must Get to Grips with Brexit and MiFID II
  • Bryan Cave LLP
  • European Union, United Kingdom
  • March 9 2017

2017 is proving to be a stressful and costly year for asset managers. The terms of the UK’s exit from the