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The Financial Report August 20, 2015 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • August 20 2015

The UK Prudential Regulatory Authority (PRA) published SS3715, a supervisory statement that sets out how it expects firms to submit information


UK Prudential Regulation Authority consults on further Rulebook parts
  • Shearman & Sterling LLP
  • United Kingdom
  • August 18 2015

On August 14, 2015, the Prudential Regulation Authority published a consultation paper on proposals to transfer additional parts of the PRA rules


Britain and the EU: financial services
  • Freshfields Bruckhaus Deringer LLP
  • European Union, United Kingdom
  • August 17 2015

The UK is seen as the key financial centre of the European Union and as an attractive location for financial services businesses. Many banks and other


FCA's new referral criteria: are they really that transparent?
  • RPC
  • United Kingdom
  • August 14 2015

An updated set of enforcement referral criteria has been published by the FCA in response to recommendations made by HM Treasury at the end of last


This week at the UK regulators - 10 August 2015
  • Clifford Chance LLP
  • United Kingdom
  • August 10 2015

Enforcement developments last week were limited to five Final Notices published in relation to relatively minor cases. The most significant of these


UK launches financial advice market review
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 9 2015

On 3 August, the UK Government launched what it described as a major new review to examine how financial advice could work better for consumers. The


Complaints handling: key amendments announced by the FCA
  • RPC
  • United Kingdom
  • August 7 2015

Our recent blog highlighted the key changes made to DISP rules by the ADR Directive. The FCA has since published the responses to its complaints


FCA finalises rules on complaints and call charges
  • A&L Goodbody
  • United Kingdom
  • August 4 2015

The UK Financial Conduct Authority (FCA) published new rules on complaints and call charges. Included in the reforms is the prohibition on financial


FCA reviews management of financial benchmarks
  • Kingsley Napley
  • United Kingdom
  • August 4 2015

Following the revelations of widespread and historic misconduct in the management of financial benchmarks, the FCA has conducted a sector-wide review


FCA publish results of its thematic review of oversight and controls of financial benchmarks
  • A&L Goodbody
  • United Kingdom
  • August 4 2015

The FCA found that, although firms have made a number of positive changes to improve their governance and controls around benchmark activities