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Results: 1-10 of 2,896

FCA fitness for purpose
  • Cummings Law Ltd
  • United Kingdom
  • February 5 2016

The House of Commons held a debate this week on a motion that the FCA in its current form is not fit for purpose, criticising in particular its


UCITS: FCA policy statement on UCITS V
  • Cummings Law Ltd
  • United Kingdom
  • February 5 2016

The FCA has published a policy statement on the UK implementation of UCITS V following its consultation paper (CP1527) published in September 2015


FCA extends certification rules and makes interim references rules
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has made its final rules on applying the certification regime that forms part of the senior managers regime (SMR) to certain individuals engaged


FCA writes to CEOs on CFD compliance
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has written a Dear CEO letter following its review of new client procedures for firms offering contracts for difference (CFD) products on a


Briefing for Financial Services Institutions - February 2016
  • Charles Russell Speechlys LLP
  • European Union, United Kingdom
  • February 5 2016

It is intended that this briefing will include articles on a range of subjects of interest to financial services institutions and will be published


Regulatory round-up
  • Hogan Lovells
  • United Kingdom
  • February 4 2016

According to the FCA's figures, the total financial penalties levelled by the FCA in 2015 fell compared to 2014: last year, the total fines amounted


FCA publishes Handbook Notice 29
  • Eversheds LLP
  • United Kingdom
  • February 4 2016

The FCA has published its Handbook Notice 29. This Notice provides information on legislative changes to the FCA Handbook in the instruments listed


Chartered Banker Professional Standards Board revised Code of Professional Conduct and Foundation Standard
  • Eversheds LLP
  • United Kingdom
  • February 4 2016

On 1 February 2016, the Chartered Banker Professional Standards Board (CB:PSB) published revised versions of its Code of Professional Conduct and


FCA publishes advice to consumers on self-certified mortgages
  • Eversheds LLP
  • United Kingdom
  • February 4 2016

The FCA has released advice to consumers following concerns about an overseas firm offering self-certified mortgages to the UK from abroad and


FCA publishes responses to Freedom of Information Requests
  • Eversheds LLP
  • United Kingdom
  • February 4 2016

On 1 February 2016, the FCA published its latest responses to requests under the Freedom of Information 2000 Act. Items of interest include: