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FCA Regulatory Sandbox Update: Successes in Round One, Application Window for Round Three Open
  • Latham & Watkins LLP
  • United Kingdom
  • June 16 2017

The Financial Conduct Authority (FCA) has provided an update on its regulatory sandbox initiative. The sandbox is part of Project Innovate, and allows

Key Regulatory Topics: Weekly Update - 2 June 2017 - 8 June 2017
  • Allen & Overy LLP
  • European Union, United Kingdom
  • June 9 2017

On 8 June, ESMA published the official EU language versions of two sets of Guidelines under the CSDR. The first Guideline, ESMA70-151-294 aims at

EuropeUK: ESMA's tough political stance on Brexit - an indication of what's to come for (re)insurers?
  • Holman Fenwick Willan LLP
  • European Union, United Kingdom
  • June 9 2017

On 31 May, the European Securities and Markets Authority (ESMA) published an Opinion which explains how EU financial markets regulators should deal

Brexit: ESMA highlights importance of supervisory convergence
  • Arthur Cox
  • European Union, Ireland, United Kingdom
  • June 8 2017

08-06-2017 On 31 May, ESMA published an Opinion (focused on entities that are subject to the AIFMD, UCITS and MiFID regimes), highlighting the “unique

Changes to the definition of financial advice - a compromise
  • CMS Cameron McKenna
  • United Kingdom
  • June 8 2017

The UK’s current definition of the regulated activity of advising (in Article 53 (1) of the Financial Services and Markets Act 2000 (Regulated

EU27 Regulators Ordered to Hold Firm Line on UK Firms’ Post-Brexit Applications for Single Market Access
  • Skadden Arps Slate Meagher & Flom LLP
  • European Union, United Kingdom
  • June 7 2017

One likely impact of the decision of the United Kingdom (UK) to leave the European Union (EU) is that the UK’s financial services industry will lose

EU financial regulator issues aggressive opinion on “passporting” issues post Brexit
  • Bryan Cave LLP
  • European Union, United Kingdom
  • June 7 2017

The European Securities and Markets Authority (ESMA), issued an aggressive Opinion on the 31 May 2017, aimed at dashing the hopes of letterbox

Extending the Senior Managers Regime A New Individual Accountability Regime for all FSMA Authorised Persons
  • Baker McKenzie
  • United Kingdom
  • June 7 2017

7 March 2017 marked the first anniversary of the initial roll out of the Senior Managers Regime (SMR) to those holding senior management functions in

International Regulatory Update 30 May - 2 June 2017
  • Clifford Chance LLP
  • European Union, Global, United Kingdom
  • June 6 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking

Preparing for the extension of the Senior Managers Regime to cover all FCA regulated entities
  • Clyde & Co LLP
  • United Kingdom
  • June 5 2017

Insurers have become accustomed to ever increasing levels of regulatory oversight and supervision over the past few years including, in 2017, the