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Results: 1-10 of 3,134

The Senior Managers and Certification Regimes - A new framework for personal accountability - employment aspects
  • Burges Salmon LLP
  • United Kingdom
  • April 26 2016

The Senior Managers and Certification Regimes are the cornerstones of the regulators' drive towards increased personal accountability in the


The limits on gifts and hospitality: FCA expectations for investment firms
  • Eversheds LLP
  • United Kingdom
  • April 26 2016

On 18 April 2016 the FCA published the findings resulting from its thematic review on the benefits provided and received by firms conducting MiFID


InCredit - 26 April 2016
  • Addleshaw Goddard LLP
  • United Kingdom
  • April 26 2016

This week has seen HM Treasury consult on an innovation plan for financial services. The Financial Conduct Authority has published Handbook Notice 32


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical


FCA to launch new website in June
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has announced that, after a year of planning and extensive research with users, it will be launching its redesigned website in June. FCA hopes


FCA publishes summary of consultation responses in relation to the regulatory barriers to innovation
  • Eversheds LLP
  • United Kingdom
  • April 22 2016

The FCA's latest feedback statement (FS162) summarises the feedback received in relation to its consultation, Call for Input: Regulatory barriers to


Draft Handbook changes and draft guidance on the Payment Accounts Regulations
  • Eversheds LLP
  • United Kingdom
  • April 22 2016

In response to the introduction of the Payments Accounts Regulations (PARs) the FCA is proposing Handbook changes and new guidance designed to help


Update on the regulatory sandbox
  • Eversheds LLP
  • United Kingdom
  • April 22 2016

The FCA has published two key documents relating to the regulatory sandbox initiative: eligibility criteria setting out how the FCA will make


FCA and PRA publish consultation paper on proposed implementation of the Enforcement Review and the Green Report
  • Eversheds LLP
  • United Kingdom
  • April 21 2016

The FCA and PRA have published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making process. This


Former LIBOR Trader Banned and Censured by UK Conduct Regulator
  • Shearman & Sterling LLP
  • United Kingdom
  • April 21 2016

On April 12, 2016, the FCA announced that it had banned former LIBOR trader Paul White from performing any financial regulated activity and publicly