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Results: 1-10 of 3,229

Competition and the mortgage industry: Regulator aims to lend consumers and smaller players a hand
  • Charles Russell Speechlys LLP
  • United Kingdom
  • May 27 2016

On 16 May 2016 the Financial Conduct Authority ("FCA") published its feedback following a call for input from the market and consumer representatives


Ghosts in the machine: artificial intelligence - regulatory risk
  • Baker & McKenzie
  • United Kingdom
  • May 27 2016

In this article forming part of our b:INFORM Ghosts in the Machine Series , we analyse the survey findings relating to regulatory risks arising from


Investment management update- 26 May 2016
  • Macfarlanes LLP
  • United Kingdom
  • May 26 2016

The FCA has published a consultation paper outlining proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes


FCA publishes its Regulation round-up for May 2016
  • Eversheds LLP
  • United Kingdom
  • May 26 2016

The FCA has published its Regulation round-up for May 2016. The round-up reiterates the FCA's continued focus on its key priorities as set out in the


FCA publishes consultation on wind-down planning
  • Eversheds LLP
  • United Kingdom
  • May 26 2016

On 23 May 2016, the FCA published its consultation on proposed guidance on wind-down planning (GC165). The guidance is aimed at FCA solo-regulated


New offence of "Reckless management of a bank" comes into force
  • DAC Beachcroft LLP
  • United Kingdom
  • May 25 2016

Implemented in stages, the Financial Service (Banking Reform) Act 2013 has enabled HM Treasury to make significant reforms to the regulation of the


UCITS V Level 2 and the Securities Financing Transactions Regulation: the FCA Consultation
  • Eversheds LLP
  • United Kingdom
  • May 24 2016

On 19 May 2016, the FCA published CP1614 setting out its proposals to amend parts of its Handbook of Rules and Guidance. CP164 is a response to two


China asks UK for advice on financial super-regulator
  • Cummings Law Ltd
  • China, United Kingdom
  • May 20 2016

Following last year's stock market crash, China is looking to improve financial oversight and has apparently asked the UK for advice on plans to


Select committee doubts 2025 EMU
  • Dentons
  • United Kingdom
  • May 20 2016

The House of Lords Select Committee on EU financial affairs has expressed doubt that economic and monetary union (EMU) can happen by the 2025 target


IMF report on UK financial services regulatory regime
  • Cummings Law Ltd
  • United Kingdom
  • May 20 2016

The IMF has published its Article IV report on the UK financial services regulatory regime, which includes the following comments: (i) even though