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Results: 1-10 of 67

This week at the UK regulators - 9 January 2017
  • Clifford Chance LLP
  • United Kingdom
  • January 9 2017

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


MiFID2 - UK implementation update
  • Clifford Chance LLP
  • United Kingdom
  • December 6 2016

As the MiFID2 juggernaut Rolls into the national implementation phase the UK authorities are now in fourth gear on the production of UK


Luxembourg Legal Update - November 2016
  • Clifford Chance LLP
  • European Union, Luxembourg, United Kingdom
  • November 23 2016

We are pleased to provide you with the latest edition of our Luxembourg Legal Update. The newsletter provides a compact summary and guidance on the


This week at the UK regulators - 19 December 2016
  • Clifford Chance LLP
  • United Kingdom
  • December 19 2016

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


International Regulatory Update 26 - 30 September 2016
  • Clifford Chance LLP
  • Australia, European Union, Hong Kong, United Kingdom, USA
  • October 4 2016

The European Securities and Markets Authority (ESMA) has published a consultation paper on draft regulatory technical standards (RTS) and Implementing


This week at the UK regulators - 12 December 2016
  • Clifford Chance LLP
  • United Kingdom
  • December 12 2016

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


This week at the UK regulators - 2 September 2014
  • Clifford Chance LLP
  • India, United Kingdom, USA
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


This week at the UK regulators - 14 April 2014
  • Clifford Chance LLP
  • United Kingdom, USA
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent


This week at the UK regulators - 29 July 2014
  • Clifford Chance LLP
  • United Kingdom
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two