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Results: 1-10 of 47

This week at the UK regulators - 14 April 2014
  • Clifford Chance LLP
  • United Kingdom, USA
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent


The UK and the EU: a financial services and economic perspective
  • Clifford Chance LLP
  • European Union, United Kingdom
  • December 10 2014

The UK’s economy and financial services sector are best served staying in the EU, Clifford Chance and the economics consultancy, Analytically Driven


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


This week at the UK regulators - 24 March 2014
  • Clifford Chance LLP
  • United Kingdom
  • March 24 2014

In its first market abuse case concerning the gilts market, the FCA has imposed a fine of over £662,000 on a former bond trader for unsuccessful


FSA update - 21 January 2013
  • Clifford Chance LLP
  • United Kingdom
  • January 21 2013

The FSA has (on 15 January) Imposed a financial penalty of £212,237 on Harbinder Panesar and Banned him from the financial Services industry. It has


International regulatory update - 20 24 October 2014
  • Clifford Chance LLP
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under


This week at the UK regulators - 2 April 2014
  • Clifford Chance LLP
  • United Kingdom
  • April 2 2014

In a busy week of enforcement activity and public pronouncements, the FCA has imposed a financial penalty on a bank for historic breaches in relation


This week at the UK regulators - 6 January 2014
  • Clifford Chance LLP
  • United Kingdom
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings


International regulatory update -10 14 March 2014
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation


This week at the UK regulators - 8 July 2013
  • Clifford Chance LLP
  • United Kingdom
  • July 8 2013

Last week saw the FCA's focus remain firmly on consumer protection as it followed its thematic review into mobile phone insurance with enforcement