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Results: 1-10 of 57

This week at the UK regulators - 19 September 2016
  • Clifford Chance LLP
  • United Kingdom
  • September 19 2016

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


This week at the UK regulators - 12 September 2016
  • Clifford Chance LLP
  • United Kingdom, USA
  • September 12 2016

Although no significant enforcement cases were concluded last week, the FCA and PRA released several consultation papers and policy statements. The


This week at the UK regulators - 22 August 2016
  • Clifford Chance LLP
  • United Kingdom
  • August 22 2016

In a typically quiet August week, there have been very few developments at the UK regulators. In enforcement terms, the FCA issued two final notices


This week at the UK regulators - 18 July 2016
  • Clifford Chance LLP
  • United Kingdom
  • July 18 2016

The main enforcement development last week was the imposition of financial penalties on a firm and one of its former directors for failures relating


Implementing PRIIPs - the uncertainty persists
  • Clifford Chance LLP
  • European Union, United Kingdom
  • July 22 2016

It is now less than six months until PRIIPs, the EU Regulation on Packaged Retail and Insurance-based Investment Products (the Regulation), comes


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical


International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum


This week at the UK regulators - 1 August 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • August 1 2016

In a week with no notable enforcement activity, the House of Commons Treasury Select Committee recommended - in a report on the lessons to be learnt


MiFID II & IDD: The impact on insurance based investment ('IBI') products
  • Clifford Chance LLP
  • European Union, United Kingdom
  • June 20 2016

On 2 February 2016, the final text of the Insurance Distribution Directive ("IDD") was published in the Official Journal of the EU ("OJ"). The IDD


International regulatory update - 6 9 May 2014
  • Clifford Chance LLP
  • European Union, Germany, Indonesia, Switzerland, United Kingdom
  • May 13 2014

The EU Council has formally adopted the Recovery and Resolution Directive (RRD). The Directive provides national authorities with tools to pre-empt