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Results: 1-10 of 57

This week at the UK regulators - 22 August 2016
  • Clifford Chance LLP
  • United Kingdom
  • August 22 2016

In a typically quiet August week, there have been very few developments at the UK regulators. In enforcement terms, the FCA issued two final notices


This week at the UK regulators - 24 March 2014
  • Clifford Chance LLP
  • United Kingdom
  • March 24 2014

In its first market abuse case concerning the gilts market, the FCA has imposed a fine of over £662,000 on a former bond trader for unsuccessful


This week at the UK regulators - 14 April 2014
  • Clifford Chance LLP
  • United Kingdom, USA
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical


This week at the UK regulators - 1 August 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • August 1 2016

In a week with no notable enforcement activity, the House of Commons Treasury Select Committee recommended - in a report on the lessons to be learnt


Implementing PRIIPs - the uncertainty persists
  • Clifford Chance LLP
  • European Union, United Kingdom
  • July 22 2016

It is now less than six months until PRIIPs, the EU Regulation on Packaged Retail and Insurance-based Investment Products (the Regulation), comes


This week at the UK regulators - 19 January 2015
  • Clifford Chance LLP
  • United Kingdom
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in


This week at the UK regulators - 10 August 2015
  • Clifford Chance LLP
  • United Kingdom
  • August 10 2015

Enforcement developments last week were limited to five Final Notices published in relation to relatively minor cases. The most significant of these


International regulatory update - 20 24 October 2014
  • Clifford Chance LLP
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under


International regulatory update - 6 9 May 2014
  • Clifford Chance LLP
  • European Union, Germany, Indonesia, Switzerland, United Kingdom
  • May 13 2014

The EU Council has formally adopted the Recovery and Resolution Directive (RRD). The Directive provides national authorities with tools to pre-empt