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Results: 1-10 of 47

International regulatory update - 8 12 December 2014
  • Clifford Chance LLP
  • India, Netherlands, Singapore, South Korea, United Kingdom, USA, China, European Union, Global, Hong Kong
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official


International regulatory update - 20 24 October 2014
  • Clifford Chance LLP
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under


This week at the UK regulators - 2 September 2014
  • Clifford Chance LLP
  • India, United Kingdom, USA
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and


This week at the UK regulators - 18 June 2013
  • Clifford Chance LLP
  • European Union, United Kingdom
  • June 18 2013

Last week, the FCA continued to develop the flexible approach to penalty calculation regime now seen in a number of Cases under both the old and the


This week at the UK regulators - 24 March 2014
  • Clifford Chance LLP
  • United Kingdom
  • March 24 2014

In its first market abuse case concerning the gilts market, the FCA has imposed a fine of over £662,000 on a former bond trader for unsuccessful


This week at the UK regulators - 14 April 2014
  • Clifford Chance LLP
  • United Kingdom, USA
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent


This week at the UK regulators - 19 January 2015
  • Clifford Chance LLP
  • United Kingdom
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in


This week at the UK regulators - 23 June 2014
  • Clifford Chance LLP
  • United Kingdom
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most


This week at the UK regulators -10 March 2014
  • Clifford Chance LLP
  • United Kingdom
  • March 10 2014

Aside from the well publicised commencement of an internal investigation by the Bank of England in relation to allegations that officials condoned, or


This week at the UK regulators - 22 July 2013
  • Clifford Chance LLP
  • United Kingdom
  • July 22 2013

Last week saw another example of the FCA focusing attention on its forward-facing consumer protection work by announcing a substantial financial