We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 78

International Regulatory Update 30 May - 2 June 2017
  • Clifford Chance LLP
  • European Union, Global, United Kingdom
  • June 6 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


FCA guidance consultation on Part VII Insurance Business Transfers
  • Clifford Chance LLP
  • United Kingdom
  • June 1 2017

On 15 May 2017, the Financial Conduct Authority ("FCA") issued GC175 - a consultation on new guidance regarding its approach to the review of


Surveying the Scene: Issues for the Global Securitisation Markets
  • Clifford Chance LLP
  • European Union, Global, United Kingdom, USA
  • May 31 2017

The securitisation markets are operating in a very different geopolitical and macroeconomic environment to the one that prevailed this time last year


International regulatory update - 8 12 December 2014
  • Clifford Chance LLP
  • South Korea, United Kingdom, USA, European Union, Global, Hong Kong, India, Netherlands, Singapore, China
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official


Amendments and optimisation of the Senior Insurance Managers Regime
  • Clifford Chance LLP
  • United Kingdom
  • May 24 2017

Following the full implementation of the PRA's senior insurance managers' regime ("SIMR") on 7 March 2016, the PRA has shown a commitment to


This week at the UK regulators -10 March 2014
  • Clifford Chance LLP
  • United Kingdom
  • March 10 2014

Aside from the well publicised commencement of an internal investigation by the Bank of England in relation to allegations that officials condoned, or


This week at the UK regulators - 29 September 2014
  • Clifford Chance LLP
  • United Kingdom
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded


This week at the UK regulators - 2 September 2014
  • Clifford Chance LLP
  • India, United Kingdom, USA
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


This week at the UK regulators - 28 May 2014
  • Clifford Chance LLP
  • United Kingdom
  • May 28 2014

Away from the well-publicised action taken for systems and controls breaches in connection with the London Gold Fixing, attention last week was