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Results: 1-10 of 68

This week at the UK regulators - 18 January 2016
  • Clifford Chance LLP
  • United Kingdom
  • January 18 2016

UK enforcement activity last week was limited to the PRA's first enforcement action against individuals, a decision by the FCA not to revoke a


This week at the UK regulators - 14 December 2015
  • Clifford Chance LLP
  • United Kingdom
  • December 14 2015

In the week that the Serious Fraud Office followed up its landmark deferred prosecution agreement by charging another entity with failing to prevent


International regulatory update: 29 June - 3 July 2015
  • Clifford Chance LLP
  • China, European Union, Global, USA, Netherlands, Poland, Singapore, South Korea, Thailand, United Kingdom
  • July 7 2015

The programme also sets out the Presidency's intention to conclude negotiations on transparency and exchange of information regarding tax rulings and


This week at the UK regulators - 11 January 2016
  • Clifford Chance LLP
  • United Kingdom
  • January 11 2016

The New Year period has been relatively quiet for the UK regulators, with the main (well-publicised) developments being the confirmation that Tracey


FCA calls for information on insurers' use of big data
  • Clifford Chance LLP
  • United Kingdom
  • November 27 2015

The Financial Conduct Authority (FCA) has issued a "call for inputs" to gather information on how "big data" is used in the general retail insurance


This week at the UK regulators - 9 November 2015
  • Clifford Chance LLP
  • United Kingdom
  • November 9 2015

The FCA has (on 5 November 2015) issued a Final Notice imposing a notice of decision to cancel the permission granted to Tiuta Plc (in liquidation


This week at the UK regulators - 10 August 2015
  • Clifford Chance LLP
  • United Kingdom
  • August 10 2015

Enforcement developments last week were limited to five Final Notices published in relation to relatively minor cases. The most significant of these


This week at the UK regulators -10 March 2014
  • Clifford Chance LLP
  • United Kingdom
  • March 10 2014

Aside from the well publicised commencement of an internal investigation by the Bank of England in relation to allegations that officials condoned, or


This week at the UK regulators - 22 July 2013
  • Clifford Chance LLP
  • United Kingdom
  • July 22 2013

Last week saw another example of the FCA focusing attention on its forward-facing consumer protection work by announcing a substantial financial


This week at the UK regulators - 6 January 2014
  • Clifford Chance LLP
  • United Kingdom
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings