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Results: 1-10 of 81

This week at the UK regulators - 18 July 2016
  • Clifford Chance LLP
  • United Kingdom
  • July 18 2016

The main enforcement development last week was the imposition of financial penalties on a firm and one of its former directors for failures relating


New rules for senior executives in insurers, investment firms, asset managers, brokers and consumer credit firms
  • Clifford Chance LLP
  • United Kingdom
  • May 12 2016

On 7 March 2016, the new Senior Managers and Certification Regimes (Accountability Regime) that governs large parts of the banking sector came into


This week at the UK regulators - 6 June, 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • June 6 2016

In a relatively quiet week, the main enforcement development last week was the imposition of a fine on a firm for serious failings relating to PPI


International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum


International regulatory update - 8 12 December 2014
  • Clifford Chance LLP
  • India, Netherlands, Singapore, South Korea, United Kingdom, USA, China, European Union, Global, Hong Kong
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • European Union, France, Germany, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, USA
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical


MiFID II & IDD: The impact on insurance based investment ('IBI') products
  • Clifford Chance LLP
  • European Union, United Kingdom
  • June 20 2016

On 2 February 2016, the final text of the Insurance Distribution Directive ("IDD") was published in the Official Journal of the EU ("OJ"). The IDD


This week at the UK regulators - 10 August 2015
  • Clifford Chance LLP
  • United Kingdom
  • August 10 2015

Enforcement developments last week were limited to five Final Notices published in relation to relatively minor cases. The most significant of these


This week at the UK regulators - 19 January 2015
  • Clifford Chance LLP
  • United Kingdom
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in