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This week at the UK regulators - 24 August 2015
  • Clifford Chance LLP
  • United Kingdom
  • August 24 2015

In another fairly quiet week at the UK regulators, the FCA announced that it is discontinuing its investigation into Quindell plc as a result of the


This week at the UK regulators - 10 August 2015
  • Clifford Chance LLP
  • United Kingdom
  • August 10 2015

Enforcement developments last week were limited to five Final Notices published in relation to relatively minor cases. The most significant of these


International regulatory update 24 28 February 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws


International Regulatory Update 16-20 September 2013
  • Clifford Chance LLP
  • European Union, Germany, Global, Singapore, United Kingdom, USA
  • September 24 2013

The EU Commission has published a proposal for a regulation on indices used as benchmarks in financial instruments and financial contracts. The


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


This week at the UK regulators - 29 July 2014
  • Clifford Chance LLP
  • United Kingdom
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two


International regulatory update: 29 June - 3 July 2015
  • Clifford Chance LLP
  • China, European Union, Global, USA, Netherlands, Poland, Singapore, South Korea, Thailand, United Kingdom
  • July 7 2015

The programme also sets out the Presidency's intention to conclude negotiations on transparency and exchange of information regarding tax rulings and


This week at the UK regulators - 19 January 2015
  • Clifford Chance LLP
  • United Kingdom
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in


This week at the UK regulators - 29 September 2014
  • Clifford Chance LLP
  • United Kingdom
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded


International regulatory update - 20 24 October 2014
  • Clifford Chance LLP
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under