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Financial Regulatory Developments 17 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 17 2015

FCA has published the results of its review of advice and distribution under the Mortgage Market Review (MMR). It looked at the quality of advice


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


The regulatory change treadmill in the UK gathering pace or slowing down?
  • Dentons
  • United Kingdom
  • February 16 2015

This time last year, Emma Radmore of Dentons looked at 10 key legislative and regulatory changes that will affect participants in the UK financial


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


Single customer view: time to get your customer data in shape
  • Dentons
  • United Kingdom
  • December 3 2009

The Financial Services Authority (FSA) has published its final Policy Statement on how financial institutions must verify their compliance with the FSA’s new ‘single customer view’ (SCV) rules