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Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


NCA publishes SARs Annual Report 2015
  • Dentons
  • United Kingdom
  • March 18 2016

NCA has published its Suspicious Activity Reports (SARs) Annual Report 2015. The report covers the first year of the UK Financial Intelligence Unit


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Whistleblowing Toolkit
  • Dentons
  • United Kingdom
  • August 9 2016

In October last year, the FCA and PRA published policy statements containing new rules on whistleblowing. These are designed to encourage a culture


FSA extends common platform
  • Dentons
  • United Kingdom
  • October 3 2008

FSA has published its final rules extending its common platform principles to firms that fall outside the scope of MiFID and the CRD


FCA creates STOR page
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has created a new page on its website devoted to Suspicious Transaction and Order Reports (STOR) under EU MAR. The page gives information on


The Great Brexit Debate
  • Dentons
  • European Union, United Kingdom
  • April 1 2016

The UK is now counting down to the 23 June 2016 referendum on whether to stay in or leave the European Union. Dentons summarises the background to


PRA consults on regulated fees and levies proposals
  • Dentons
  • United Kingdom
  • April 1 2016

PRA is consulting on proposals for its fees and levies for 201617. The paper sets out proposals for


Financial Markets Disputes and Regulatory Update
  • Dentons
  • United Kingdom
  • July 6 2016

It is often difficult to identify common themes arising from judgments that happen to be handed down at the same time, and the first half of 2016 has


BoE discusses insurance market conditions
  • Dentons
  • United Kingdom
  • April 8 2016

BoE's Director of General Insurance, Chris Moulder, has spoken at an industry forum about current regulatory issues and PRA's expectations in current