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Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


Financial Regulatory Developments 13 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 13 2014

FCA has published its policy statement and final rules following its review of the client asset regime for investment businesses. It is making many


FSA writes to firms on unbreakable deposits
  • Dentons
  • United Kingdom
  • January 11 2013

On 30 November 2012, FSA wrote to individuals carrying out a Client Assets Sourcebook (CASS) operational oversight function (CF10a). FSA is concerned


FSA publishes ABC and fraud prevention finalised guidance
  • Dentons
  • United Kingdom
  • November 9 2012

FSA has published summaries of the feedback it received to its proposals to amend FC in respect of anti-bribery and corruption (ABC) systems and controls, and banks' defences against investment fraud


Financial Regulatory Developments 10 April - Financial Ombudsman Service (FOS)
  • Dentons
  • United Kingdom
  • April 10 2015

FOS has published an online tool, in the form of an FAQ guide, to the alternative dispute resolution directive (ADRD). The FAQ provides information on


Financial Regulatory Developments 27 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 27 2015

FCA has updated on its authorisation and supervision priorities for funds. It says: from April 2015 it will introduce new targets for authorisation


Financial Regulatory Developments 7 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 7 2014

FCA has made the bulk of its final rules to effect the transfer of consumer credit (CC) regulation from 1 April. The rules: fill in most of the


Financial Regulatory Developments 3rd January - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • January 3 2014

PRA has published its feedback statement and final form rules on its implementation of CRD 4. These rules are the first that PRA has made under


Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published