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Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


MiFID 2: Changes to Client Assets Requirements
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

Previous articles in our MiFID 2 series have considered the effects of MiFID 2 on, among other things, dealings with customers, advice, transparency


Outsourcing by UK-based fund managers: identifying and applying the rules
  • Dentons
  • United Kingdom
  • October 6 2014

UK-based fund managers must comply with increasingly complex, and ever-changing regulation. The regulatory structure covers overarching principles of


What is worth remembering from the second half of 2016?
  • Dentons
  • United Kingdom
  • January 24 2017

In the first half of 2016, there were a number of interesting judgments in relation to agreements concluded on standard terms


Service of contractual notices under standard form financial contracts - lessons to learn
  • Dentons
  • United Kingdom
  • December 6 2016

Where a contract sets down requirements for the service of notices under it, it is essential to comply with them strictly. Lord Hoffman famously said


Regulators make whistleblowing rules
  • Dentons
  • United Kingdom
  • October 9 2015

FCA and PRA have published their feedback, rules and policy documents on whistleblowing. The rules complement the senior manager regime (SMR) and


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Firms receive FCA classifications
  • Dentons
  • United Kingdom
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


FSA writes on new structure
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has written to CEOs explaining how it will transition to the new regulatory structure