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Results: 1-10 of 251

Money Laundering: Further clarity provided by the Court of Appeal on the operation of the consent regime
  • Dentons
  • United Kingdom
  • April 10 2017

On 7 April 2017, the Court of Appeal in the decision of The National Crime Agency v. N and Royal Bank of Scotland Plc provided further clarity for


Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


Standby letters of credit, complying demands and the fraud exception - Court of Appeal restores certainty and commercial common sense
  • Dentons
  • United Kingdom
  • February 1 2017

In two appeals on the validity of demands under standby letters of credit (SBLCs) and the application of the fraud exception, the Court of Appeal has


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


ICO upholds FCA FOI disclosure refusal
  • Dentons
  • United Kingdom
  • November 13 2015

ICO has upheld the FCA decision to refuse to disclose certain information under the Freedom of Information Act 2000 (FOI) relating to countries FCA


How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?
  • Dentons
  • United Kingdom
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he


Complying with sanctions laws: JMLSG takes action
  • Dentons
  • United Kingdom
  • June 21 2010

Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws


FSA suspends CPP Group listing
  • Dentons
  • United Kingdom
  • February 24 2012

CPP Group PLC (CPP) announced the suspension of the listing of its shares, following discussions with FSA about its card protection and identity protection products


Administrative Court orders SFO to withdraw section 2 notices
  • Dentons
  • Italy, United Kingdom
  • July 3 2012

The Administrative Court recently ordered the withdrawal of section 2 notices issued by the Serious Fraud Office (SFO) to several major banks


Treasury updates on money laundering risks
  • Dentons
  • United Kingdom
  • March 15 2013

Treasury has updated its advisory notice on money laundering and terrorist financing controls in overseas jurisdictions following the Financial