We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 241

Standby letters of credit, complying demands and the fraud exception - Court of Appeal restores certainty and commercial common sense
  • Dentons
  • United Kingdom
  • February 1 2017

In two appeals on the validity of demands under standby letters of credit (SBLCs) and the application of the fraud exception, the Court of Appeal has


FSA fines bank for AML correspondent banking failings
  • Dentons
  • United Kingdom
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking


Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


FSA bans mortgage broker
  • Dentons
  • United Kingdom
  • May 22 2009

FSA has banned another mortgage broker for fraud


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


FCA recovers £2.9 million for investors in fraudulent scheme
  • Dentons
  • United Kingdom
  • February 19 2016

FCA's prosecution of Alex Hope, owner of a fraudulent collective investment scheme, has resulted in an order for almost £2.65 million to be returned


FSA fines bank and MLRO for AML breaches
  • Dentons
  • United Kingdom
  • May 18 2012

FSA has fined Habib Bank AG Zurich (the Bank) £525,000 and its former Money Laundering Reporting Officer (MLRO) £17,500 for failure to have in place over a three-year period appropriate anti-money laundering (AML) systems and controls


FSA suspends CPP Group listing
  • Dentons
  • United Kingdom
  • February 24 2012

CPP Group PLC (CPP) announced the suspension of the listing of its shares, following discussions with FSA about its card protection and identity protection products