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Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


NCA publishes SARs Annual Report 2015
  • Dentons
  • United Kingdom
  • March 18 2016

NCA has published its Suspicious Activity Reports (SARs) Annual Report 2015. The report covers the first year of the UK Financial Intelligence Unit


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


FSA fines bank for AML correspondent banking failings
  • Dentons
  • United Kingdom
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking


FCA speaks on AML
  • Dentons
  • United Kingdom
  • December 11 2015

Rob Gruppetta spoke on the future of AML regulations. He spoke on: the requirements of the fourth money laundering Directive (MLD4) and what it will


How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?
  • Dentons
  • United Kingdom
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he


Iniquity exception to privilege JSC BTA Bank v Ablyazov
  • Dentons
  • United Kingdom
  • August 27 2014

This judgment considers the iniquity exception to legal professional privilege and the point at which a client conducts himself so dishonestly that


Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640


Treasury publishes AMLTF report
  • Dentons
  • United Kingdom
  • January 11 2013

Treasury has published its latest annual report on supervision and anti money-laundering (AML) and terrorist finance (TF) risks. It notes the UK and


FSA takes action against HSBC
  • Dentons
  • United Kingdom
  • December 14 2012

FSA has described the actions it plans to take in relation to HSBC’s AML and US sanctions failings