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Results: 1-10 of 248

Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


FSA fines bank for AML correspondent banking failings
  • Dentons
  • United Kingdom
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking


Standby letters of credit, complying demands and the fraud exception - Court of Appeal restores certainty and commercial common sense
  • Dentons
  • United Kingdom
  • February 1 2017

In two appeals on the validity of demands under standby letters of credit (SBLCs) and the application of the fraud exception, the Court of Appeal has


Double agent: responsibility for payment of a bribe and conflict of interest
  • Dentons
  • United Kingdom
  • November 20 2014

Our recent updates "Fraudulent misrepresentation by a bank and the ISDA Master Agreement" and "Construction and rectification: the consequences of


How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?
  • Dentons
  • United Kingdom
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he


Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


FSA takes action against HSBC
  • Dentons
  • United Kingdom
  • December 14 2012

FSA has described the actions it plans to take in relation to HSBC’s AML and US sanctions failings


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned