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Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


Administrative Court orders SFO to withdraw section 2 notices
  • Dentons
  • Italy, United Kingdom
  • July 3 2012

The Administrative Court recently ordered the withdrawal of section 2 notices issued by the Serious Fraud Office (SFO) to several major banks


FSA fines bank for AML correspondent banking failings
  • Dentons
  • United Kingdom
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


FCA fines Barclays £72 million for poor handling of financial crime risks
  • Dentons
  • United Kingdom
  • November 27 2015

FCA has fined Barclays Bank (Barclays) £72,069,400 for failing to minimise the risk of being used to facilitate financial crime. Barclays arranged


FCA recovers £2.9 million for investors in fraudulent scheme
  • Dentons
  • United Kingdom
  • February 19 2016

FCA's prosecution of Alex Hope, owner of a fraudulent collective investment scheme, has resulted in an order for almost £2.65 million to be returned


FSA publishes ABC and fraud prevention finalised guidance
  • Dentons
  • United Kingdom
  • November 9 2012

FSA has published summaries of the feedback it received to its proposals to amend FC in respect of anti-bribery and corruption (ABC) systems and controls, and banks' defences against investment fraud


FSA bans mortgage broker for fraud
  • Dentons
  • United Kingdom
  • April 3 2009

FSA has banned Ashfaq Ahmed, who filed two mortgage applications containing false information about his income, from his firm Eastside Mortgages


Money Laundering: Further clarity provided by the Court of Appeal on the operation of the consent regime
  • Dentons
  • United Kingdom
  • April 10 2017

On 7 April 2017, the Court of Appeal in the decision of The National Crime Agency v. N and Royal Bank of Scotland Plc provided further clarity for


Standby letters of credit, complying demands and the fraud exception - Court of Appeal restores certainty and commercial common sense
  • Dentons
  • United Kingdom
  • February 1 2017

In two appeals on the validity of demands under standby letters of credit (SBLCs) and the application of the fraud exception, the Court of Appeal has