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Results: 1-10 of 190

Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Iniquity exception to privilege JSC BTA Bank v Ablyazov
  • Dentons
  • United Kingdom
  • August 27 2014

This judgment considers the iniquity exception to legal professional privilege and the point at which a client conducts himself so dishonestly that


Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


FSA fines and bans for mortgage fraud
  • Dentons
  • United Kingdom
  • June 18 2010

FSA has banned three mortgage brokers, and also fined two of them, for serious mortgage fraud


FSA sets priorities for combating financial crime in 2013
  • Dentons
  • United Kingdom
  • November 23 2012

Tracey McDermott, FSA’s director of the Enforcement and Financial Crime Division, has spoken on FSA’s work, regulatory reform and expectations from firms in the field of combating financial crime


On the horizon for 2013
  • Dentons
  • United Kingdom
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly


Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and


Financial Regulatory Developments 23 May - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • May 23 2014

The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false


The long arm of FSA
  • Dentons
  • United Kingdom
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs