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Reform Bill notices of amendments to FSMA
  • Dentons
  • United Kingdom
  • February 12 2016

Parliament has published government amendments to the Bank of England and Financial Services Bill (Reform Bill) relating to a new Part 20B of the


FCA bans former compliance officer in relation to market abuse failings
  • Dentons
  • United Kingdom
  • February 12 2016

In March 2015 the Upper Tribunal upheld FCA's decision to fine Tariq Carrimjee of Somerset Asset Management LLP £89,004 for failing to escalate the


FCA issues Final Notice for JP Morgan’s Macris fine
  • Dentons
  • United Kingdom
  • February 12 2016

FCA has issued its Final Notice concerning a £792,900 financial penalty imposed on Achilles Macris for failing to be open and co-operative with FCA


Treasury updates sanctions
  • Dentons
  • United Kingdom
  • January 29 2016

Treasury has updated the sanctions lists in relation to Iran, to remove Bank Sepah and Bank Sepah International from the Consolidated List


Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


Double agent: responsibility for payment of a bribe and conflict of interest
  • Dentons
  • United Kingdom
  • November 20 2014

Our recent updates "Fraudulent misrepresentation by a bank and the ISDA Master Agreement" and "Construction and rectification: the consequences of


Financial Regulatory Developments 9 May - British Bankers' Association (BBA)
  • Dentons
  • United Kingdom
  • May 9 2014

BBA has published guidance to banks on compliance with the Bribery Act (UKBA) and meeting FCA's expectations in respect of prevention of bribery and


Treasury publishes AMLTF report
  • Dentons
  • United Kingdom
  • January 11 2013

Treasury has published its latest annual report on supervision and anti money-laundering (AML) and terrorist finance (TF) risks. It notes the UK and