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Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


What’s up next? Keeping up with regulatory change
  • Dentons
  • European Union, Global, United Kingdom
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up


FSA fines bank for AML correspondent banking failings
  • Dentons
  • United Kingdom
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking


FCA recovers £2.9 million for investors in fraudulent scheme
  • Dentons
  • United Kingdom
  • February 19 2016

FCA's prosecution of Alex Hope, owner of a fraudulent collective investment scheme, has resulted in an order for almost £2.65 million to be returned


Whistleblowing Toolkit
  • Dentons
  • United Kingdom
  • August 9 2016

In October last year, the FCA and PRA published policy statements containing new rules on whistleblowing. These are designed to encourage a culture


FCA fines Barclays £72 million for poor handling of financial crime risks
  • Dentons
  • United Kingdom
  • November 27 2015

FCA has fined Barclays Bank (Barclays) £72,069,400 for failing to minimise the risk of being used to facilitate financial crime. Barclays arranged


FCA speaks on AML
  • Dentons
  • United Kingdom
  • December 11 2015

Rob Gruppetta spoke on the future of AML regulations. He spoke on: the requirements of the fourth money laundering Directive (MLD4) and what it will


Financial Regulatory Developments 4 July - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • July 4 2014

Treasury has updated the sanctions lists in respect of Libya and Terrorist Financing. (Source: Treasury Updates Sanctions) Contact: Emma Radmore or


Financial Regulatory Developments 4 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led