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Results: 1-10 of 229

Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


FCA speaks on AML
  • Dentons
  • United Kingdom
  • December 11 2015

Rob Gruppetta spoke on the future of AML regulations. He spoke on: the requirements of the fourth money laundering Directive (MLD4) and what it will


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


FCA publishes annual AML report
  • Dentons
  • United Kingdom
  • August 2 2013

FCA has published its 20122013 annual AML report. The report summarises enforcement action and the findings of the thematic reviews of banks'


Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640


FCA consults on inside information disclosure
  • Dentons
  • United Kingdom
  • November 27 2015

FCA is consulting on developments relating to the disclosure of inside information by issuers with securities admitted to trading on a regulated


BBA responds on financial crime
  • Dentons
  • United Kingdom
  • October 11 2013

BBA has responded to FCA's examples of good and poor practice in banks' financial crime controls in trade finance. It raises several fundamental


Treasury publishes AMLTF report
  • Dentons
  • United Kingdom
  • January 11 2013

Treasury has published its latest annual report on supervision and anti money-laundering (AML) and terrorist finance (TF) risks. It notes the UK and


FSA bans mortgage broker
  • Dentons
  • United Kingdom
  • May 22 2009

FSA has banned another mortgage broker for fraud