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Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Court holds customer can sue bank after suspicion report
  • Dentons
  • United Kingdom
  • February 12 2010

The Court of Appeal has held that, where a bank did not carry out a customer's instructions promptly where the bank had a suspicion of money laundering, the customer can in principle sue the bank for breach of duty or contract where it makes a loss because of the bank's actions


Court backs bank on POCA disclosure
  • Dentons
  • United Kingdom
  • February 13 2009

An account holder (A) held an account with the bank (B


FSA fines bank for AML correspondent banking failings
  • Dentons
  • United Kingdom
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking


FSA fines and bans for mortgage fraud
  • Dentons
  • United Kingdom
  • July 9 2010

FSA has banned six individuals and fined one of them for mortgage fraud failings


FSA fines and bans for mortgage fraud
  • Dentons
  • United Kingdom
  • June 18 2010

FSA has banned three mortgage brokers, and also fined two of them, for serious mortgage fraud


FCA bans former trader following convictions
  • Dentons
  • United Kingdom
  • October 23 2015

FCA has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity following convictions in 2012 of two


FCA bans former compliance officer in relation to market abuse failings
  • Dentons
  • United Kingdom
  • February 12 2016

In March 2015 the Upper Tribunal upheld FCA's decision to fine Tariq Carrimjee of Somerset Asset Management LLP £89,004 for failing to escalate the


Treasury publishes ML NRA
  • Dentons
  • United Kingdom
  • October 16 2015

Treasury has released its first national risk assessment (NRA) on the domestic risks of money laundering (ML) and terrorist financing within the