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Results: 1-10 of 222

Treasury consults on AMLCFT supervisory regime
  • Dentons
  • United Kingdom
  • April 29 2016

Treasury has launched a call for information on the government's anti-money laundering (AML)Counter Financing of Terrorism (CFT) supervisory regime


Treasury and Home Office publish AMLCFT action plan
  • Dentons
  • United Kingdom
  • April 29 2016

Treasury and the Home Office have published the government's action plan to stop money laundering and the funding of terrorism. The document outlines:


NCA publishes SARs Annual Report 2015
  • Dentons
  • United Kingdom
  • March 18 2016

NCA has published its Suspicious Activity Reports (SARs) Annual Report 2015. The report covers the first year of the UK Financial Intelligence Unit


Bank failure offence comes into force
  • Dentons
  • United Kingdom
  • March 11 2016

Treasury highlighted the effective date for the new individual criminal offence of causing a financial institution to fail. The offence took effect


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


Treasury updates on money laundering risks
  • Dentons
  • United Kingdom
  • March 15 2013

Treasury has updated its advisory notice on money laundering and terrorist financing controls in overseas jurisdictions following the Financial


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640


Iniquity exception to privilege JSC BTA Bank v Ablyazov
  • Dentons
  • United Kingdom
  • August 27 2014

This judgment considers the iniquity exception to legal professional privilege and the point at which a client conducts himself so dishonestly that