We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 189

Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


Consumer credit FCA publishes final detailed rules 2014 march
  • Dentons
  • United Kingdom
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect


FSA publishes ABC and fraud prevention finalised guidance
  • Dentons
  • United Kingdom
  • November 9 2012

FSA has published summaries of the feedback it received to its proposals to amend FC in respect of anti-bribery and corruption (ABC) systems and controls, and banks' defences against investment fraud


FSA fines bank and MLRO for AML breaches
  • Dentons
  • United Kingdom
  • May 18 2012

FSA has fined Habib Bank AG Zurich (the Bank) £525,000 and its former Money Laundering Reporting Officer (MLRO) £17,500 for failure to have in place over a three-year period appropriate anti-money laundering (AML) systems and controls


The long arm of FSA
  • Dentons
  • United Kingdom
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs


On the horizon for 2013
  • Dentons
  • United Kingdom
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly


FSA bans mortgage broker
  • Dentons
  • United Kingdom
  • June 12 2009

FSA has banned Akin Johnson, a mortgage broker trading as Lifestyle Mortgages Islington for mortgage fraud prevention failures


FSA bans mortgage broker
  • Dentons
  • United Kingdom
  • May 22 2009

FSA has banned another mortgage broker for fraud


Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned