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FCA Announces Final Phase of Work on New Website
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • August 19 2016

On August 11, the UK Financial Conduct Authority (FCA) announced it was commencing the final phase of work on its new website. After years of


UK Treasury Committee Calls for a New UK Enforcement Body
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • July 29 2016

On July 26, the UK Treasury Committee published a review of reports (Report) into the failure of the UK banking group Halifax Bank of Scotland (HBOS


Brexit: The Impact on Commercial Real Estate
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • July 25 2016

Brexit has presented increased opportunities for investment in the UK commercial real estate market, with property funds offering discounted real


UK FCA Recognizes Value of Dark Pools but Urges More Public Details Regarding Operations and Conflicts of Interest
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • July 24 2016

The UK Financial Conduct Authority published a thematic review of dark pools, finding that, although it did not observe any failure to follow


ESMA Publishes Advice on Potential Extension of AIFMD Marketing Passport
  • Katten Muchin Rosenman LLP
  • USA, Guernsey, Isle of Man, Japan, Jersey, Switzerland, United Kingdom, Australia, Bermuda, Canada, Cayman Islands, European Union
  • July 22 2016

On July 19, the European Securities and Markets Authority (ESMA) published its long-delayed and much anticipated advice to the European Commission


FCA Proposes Amendments to UK AIFMD Annex IV Reporting
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • July 22 2016

On July 4, the UK Financial Conduct Authority (FCA) published its quarterly consultation paper (Quarterly Consultation), which details proposed


UK Publishes MAR Regulations Ahead of July 3 Deadline
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • July 8 2016

On June 30, the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (Regulations) were published in the United Kingdom. The


FCA Occasional Paper on “Market-Based Finance” (a.k.a., Shadow Banking)
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • June 3 2016

On May 26, the UK Financial Conduct Authority (FCA) published an occasional paper (Paper) on "market-based finance" (MBF). The Paper, written by


UK Court of Appeal Decision: Certain Administrative Activities Conducted in the UK
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • May 27 2016

On May 17, 2016, the UK Court of Appeal issued a ruling (the Decision) in the case of Personal Touch Financial Services v Simplysure, which


Incoming FCA Head Identifies “Hubris Risk” As Among the Risks Banks Can Mitigate Only Through a Strong Culture
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • May 15 2016

Andrew Bailey, the incoming head of the UK Financial Conduct Authority (as of July 1, 2016), expressed his belief that "hubris risk" or the risk of