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Results: 1-10 of 144

EC Proposes Two-Tier System for Classifying Third-Country CCPs; Certain Systemically Important CCPs May Be Required to Relocate to the EU
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • June 18 2017

The European Commission proposed measures that would substantially amend its process for the approval of clearinghouses (CCPs) operating outside the


European Commission Publishes Proposed EMIR Amendments Impacting the Relocation of Euro Clearing
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • June 16 2017

On June 13, the European Commission (EC) published a proposed amendment (Proposal) to the European Market Infrastructure Regulation (EMIR) aimed at


FCA Publishes Policy Statement on Remuneration for CRD IV Firms
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • May 12 2017

On May 3, the UK Financial Conduct Authority (FCA) published a policy statement (PS1710) to help firms subject to the Capital Requirements Directive


FCA Publishes Discussion Paper on Illiquid Investments and Open-Ended Funds
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • February 10 2017

On February 8, the UK Financial Conduct Authority (FCA) published a discussion paper (Paper), seeking stakeholder views on open-ended funds investing


FCA Publishes Interim Report on Asset Management Market Study
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • December 2 2016

On November 18, the UK Financial Conduct Authority (FCA) published an Interim Report on its findings from an asset management market study (Report


FCA Publishes Consultation on Future Mission
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • November 11 2016

On October 26, the UK Financial Conduct Authority (FCA) published a consultation (Consultation) on its “future mission”which are the FCA’s


UK Treasury Committee Publishes FCA Letter on Asset Management, Financial Services and Passporting in a Post-Brexit Environment
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • November 11 2016

On November 8, the House of Commons Treasury Committee published a letter (Letter) it had received from Andrew Bailey, Chief Executive of the UK


New Rules for Financial Services Regulatory References
  • Katten Muchin Rosenman UK LLP
  • United Kingdom
  • November 3 2016

Following their joint October 2015 consultation, the Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) published separate


FCA Publishes Feedback Statement on Smarter Consumer Communications
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • October 14 2016

On October 11, the UK Financial Conduct Authority (FCA) published a feedback statement (Statement) on smarter consumer communications. The Statement


FCA Publishes New Notification Form for Transaction Reporting Errors
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • September 23 2016

On September 15, the UK Financial Conduct Authority (FCA) published a new form (Form) to be used when notifying the regulator of transaction