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FSA publishes policy statement on the approved persons regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 3 2009

The FSA has confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms


The new FCA consumer credit regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 29 2014

On 28 February 2014, the FCA published Policy Statement 143: Final rules for consumer credit firms (the PS). In the PS the FCA set out its final


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


Maintaining financial stability across the United Kingdom's banking system
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The National Audit Office (NAO) has published a report which is entitled Maintaining financial stability across the United Kingdom’s banking system


OFT publishes emerging evidence in credit review
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Office of Fair Trading has published a summary of research and emerging evidence from its high-cost credit review


FSA Chairman outlines factors for successful European regulation
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 29 2009

On 6 October 2009, the FSA published the text of a speech given by its Chairman, Adair Turner, to the City of London Corporation’s Annual Reception for the City Office


Financial Promotions Industry Update No.3
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 29 2009

On 1 October 2009, the FSA published its latest Financial Promotions Industry Update which covered stand-alone compliance


Consumer credit: the FCA’s conduct standards for consumer credit firms
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 14 2013

On 3 October 2013, the Financial Conduct Authority (the FCA) published its consultation paper on the detailed proposals for the FCA's consumer credit


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Industry guidance for FSA Banking Conduct of Business sourcebook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Payments Council, the British Bankers’ Association and the Building Societies Association have jointly published industry guidance on the FSA’s Banking Conduct of Business sourcebook (BCOBS