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Results: 1-10 of 326

FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Industry guidance for FSA Banking Conduct of Business sourcebook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Payments Council, the British Bankers’ Association and the Building Societies Association have jointly published industry guidance on the FSA’s Banking Conduct of Business sourcebook (BCOBS


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


The new FCA consumer credit regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 29 2014

On 28 February 2014, the FCA published Policy Statement 143: Final rules for consumer credit firms (the PS). In the PS the FCA set out its final


Financial services updater 13 January 2014: consumer credit
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has published a statement and updated its relevant web page on details about its consumer credit rebate scheme, which clarifies the


Financial services updater 13 January 2014: retail
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products


Consumer credit - differences in the old and new regimes
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 27 2013

The FCA has published a note summarising the main differences between the types of activities for which a licence is required under the OFT regime and


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Financial services updater - 4 February 2014: FCA PRA Handbook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 4 2014

The PRA consults on administration instruments. An administration instrument is used to make corrections to PRA Handbook provisions. The corrections


Commentary on the PRA's Consultation Paper on its approach to supervising international banks
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 3 2014

The Prudential Regulation Authority (PRA) has published Consultation Paper 414 - Supervising international banks: the PRA's approach to branch