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FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010


Modification by consent of COMP 16.3.1R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published a new web page stating that it has made a modification by consent of Rule 16


Pre-Budget Report 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has published the 2009 Pre-Budget Report


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Industry guidance for FSA Banking Conduct of Business sourcebook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Payments Council, the British Bankers’ Association and the Building Societies Association have jointly published industry guidance on the FSA’s Banking Conduct of Business sourcebook (BCOBS


Consumer credit 10 things you need to know
  • Norton Rose Fulbright LLP
  • United Kingdom
  • July 17 2013

Firms offering credit to consumers are currently licensed and regulated by the Office of Fair Trading. In March 2013, the Government and Financial


The new FCA consumer credit regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 29 2014

On 28 February 2014, the FCA published Policy Statement 143: Final rules for consumer credit firms (the PS). In the PS the FCA set out its final


Financial services updater 13 January 2014: consumer credit
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has published a statement and updated its relevant web page on details about its consumer credit rebate scheme, which clarifies the


Financial services updater 13 January 2014: retail
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes