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Results: 1-10 of 1,104

This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based


Beyond Brexit: Visions of a post-2020 world
  • Freshfields Bruckhaus Deringer LLP
  • European Union, Global, United Kingdom
  • November 14 2016

Uncertainty is said to be the enemy of business, and the Brexit referendum has created plenty of doubt about what the future may hold. As the UK and


The Financial Report, 26 January 2017, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • January 26 2017

The Wall Street Journal reported on a ruling by the UK’s Supreme Court in a challenge to Prime Minister Theresa May’s authority to initiate the UK’s


The Financial Report - 9 June 2016 - News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • June 9 2016

The European Securities and Markets Authority updated its questions and answers on the European Markets Infrastructure Regulation to include new


This week at the UK regulators - 3 November 2014
  • Clifford Chance LLP
  • United Kingdom
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with


Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised


FCA proposes changes to financial services compensation scheme sourcebook
  • Eversheds Sutherland (International) LLP
  • United Kingdom
  • December 4 2015

This week, the FCA published a consultation paper on proposed changes to some of the rules in its Compensation sourcebook. The paper is targeted


Preview of 2017
  • Herbert Smith Freehills LLP
  • European Union, OECD, United Kingdom
  • January 10 2017

2017 will see major changes to the UK legal landscape, with Article 50 of the Treaty on European Union expected to be triggered by the end of March