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RegBrief (September - October 2016)
  • Arthur Cox
  • European Union, United Kingdom
  • November 14 2016

Commission Delegated Regulation (EU) 20161675 has been published in the Official Journal. It relates to the Fourth Money Laundering Directive


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


Brexit: charting a new course
  • Herbert Smith Freehills LLP
  • OECD, United Kingdom, USA, European Union, Global
  • September 16 2016

On 23 June 2016, a majority of voters in a Referendum on the UK's membership of the European Union (EU) voted for the UK to leave the EU. The vote


International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The


Governance & Securities Law Focus: Latin America Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • October 26 2016

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of


Financial services update September 15 2014 feature: U.K. Financial Conduct Authority developments
  • Winston & Strawn LLP
  • United Kingdom
  • September 15 2014

The Financial Conduct Authority (FCA) issued final Capital Rules for Self-Invested Personal Pension operators. The new rules are effective September


Investment management newsletter - Spring 2014
  • Arnold & Porter Kaye Scholer LLP
  • Germany, United Kingdom, USA
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under


Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade


Clients & friends newsletter September 2014
  • Baker McKenzie
  • Belgium, China, New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs