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IFAs quizzed by FCA over insistent clients
  • RPC
  • United Kingdom
  • December 15 2015

The FCA has asked IFAs to explain how they deal with situations where clients wish to act against advice on pension transfers. The FCA has sent a


FCA proposes changes to financial services compensation scheme sourcebook
  • Eversheds
  • United Kingdom
  • December 4 2015

This week, the FCA published a consultation paper on proposed changes to some of the rules in its Compensation sourcebook. The paper is targeted


FCA reports on retail advice market
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a report following its survey of firms providing retail investment advice to inform the Financial Advice Market Review and FCA’s


Clients & Friends Newsletter - June 2014
  • Baker & McKenzie
  • Australia, China, Czech Republic, European Union, Hong Kong, Malaysia, New Zealand, Singapore, Spain, United Kingdom
  • June 30 2014

The Australian tax year will end on June 30, 2014, and companies will be required to report any taxable events related to employee share awards to


UK to review Financial Advice Market
  • Shearman & Sterling LLP
  • United Kingdom
  • August 5 2015

On August 3, 2015, the UK government announced the launch of the Financial Advice Market Review which will be led by HM Treasury and the Financial


On the horizon for 2013
  • Dentons
  • United Kingdom
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly


Clients & friends newsletter September 2014
  • Baker & McKenzie
  • Belgium, China, New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs


Up next from FCA
  • Dentons
  • United Kingdom
  • August 9 2013

FCA's latest Policy Development Update indicates the following publications during the third quarter of 2013: policy statements on transparency


This week at the UK regulators
  • Clifford Chance LLP
  • United Kingdom
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of


This week at the UK regulators - 3 November 2014
  • Clifford Chance LLP
  • United Kingdom
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with