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Recent developments for the first quarter 2013
  • Baker & McKenzie
  • Russia, Singapore, Switzerland, Turkey, United Kingdom, USA, Germany, Ireland, Israel, Japan, New Zealand, Romania, Australia, Canada, European Union, France
  • June 27 2013

The North American Global Equity Services ("GES") practice group is pleased to provide the current edition of our Clients and Friends Newsletter

On the horizon for 2013
  • Dentons
  • United Kingdom
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

General counsel update: 31 May 2012
  • Herbert Smith Freehills LLP
  • Argentina, China, European Union, Hong Kong, Singapore, Spain, United Kingdom
  • May 31 2012

This is the twenty-ninth in our series of General Counsel Updates which aim to summarise major developments in key areas

Preparations for the division of the FSA Handbook
  • Stephenson Harwood LLP
  • United Kingdom
  • July 2 2012

The FSA has published a one-minute guide outlining its plans for dividing the FSA Handbook into two separate Handbooks; one for the Financial Conduct Authority (FCA) and one for the Prudential Regulation Authority (PRA

FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

FSA publishes RDR updates
  • Dentons
  • United Kingdom
  • July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter

The regulator’s guidance on securities lending
  • Mayer Brown LLP
  • United Kingdom
  • May 21 2010

The Regulator has issued a guidance note for trustees about securities lending

Revising the UK remuneration code: considerations for investment managers
  • Dechert LLP
  • United Kingdom
  • September 30 2010

The United Kingdom Financial Services Authority (the "FSA") issued a consultation paper on 29 July 2010 proposing revisions to its remuneration code (the "Code"

Complaints handling powers and the Human Rights Act
  • Shepherd and Wedderburn LLP
  • United Kingdom
  • September 3 2008

The Financial Ombudsman Service (FOS) was established under the Financial Services and Markets Act 2000 (FSMA) in order to resolve certain types of disputes between firms and their retail clients in a relatively fast, informal and independent process

Time (bar) is of the essence
  • RPC
  • United Kingdom
  • September 19 2011

Last Thursday marked the third anniversary of the collapse of Lehman Brothers which may have drawn a line in the sands of time for complaints about the mis-selling of investments before September 2005