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Clients & friends newsletter September 2014
  • Baker & McKenzie
  • New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela, Belgium, China
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs


This week at the UK regulators- 17 February 2014
  • Clifford Chance LLP
  • European Union, United Kingdom
  • February 17 2014

In a week of record-breaking enforcement developments for the FCA, it has imposed its largest ever fine in a retail enforcement case and has secured


Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based


This week at the UK regulators - 3 November 2014
  • Clifford Chance LLP
  • United Kingdom
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with


International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The


Unravelled: bold and sometimes radical - the final Murray report
  • Allens
  • United Kingdom
  • December 7 2014

The Financial System Inquiry would like less regulation, not more, and calls on the industry to improve its conduct so that consumers can have trust


This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems


Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised


Investment management newsletter - Spring 2014
  • Kaye Scholer LLP
  • Germany, United Kingdom, USA
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under


FSA publishes RDR updates
  • Dentons
  • United Kingdom
  • July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter