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This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems

Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement

This week at the UK regulators
  • Clifford Chance LLP
  • United Kingdom
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of

International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

Up next from FCA
  • Dentons
  • United Kingdom
  • August 9 2013

FCA's latest Policy Development Update indicates the following publications during the third quarter of 2013: policy statements on transparency

Clients & friends newsletter September 2014
  • Baker & McKenzie
  • Saudi Arabia, United Kingdom, USA, Venezuela, Belgium, China, New Zealand
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs

Financial services update September 15 2014 feature: U.K. Financial Conduct Authority developments
  • Winston & Strawn LLP
  • United Kingdom
  • September 15 2014

The Financial Conduct Authority (FCA) issued final Capital Rules for Self-Invested Personal Pension operators. The new rules are effective September

Euroresource--deals and debt
  • Jones Day
  • Netherlands, Spain, United Kingdom, USA
  • July 30 2013

On 26 July 2013, the French government filed an amicus curiae ("friend of the court") brief supporting Argentina's petition requesting the U.S

UK to review Financial Advice Market
  • Shearman & Sterling LLP
  • United Kingdom
  • August 5 2015

On August 3, 2015, the UK government announced the launch of the Financial Advice Market Review which will be led by HM Treasury and the Financial