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International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

This week at the UK regulators- 17 February 2014
  • Clifford Chance LLP
  • European Union, United Kingdom
  • February 17 2014

In a week of record-breaking enforcement developments for the FCA, it has imposed its largest ever fine in a retail enforcement case and has secured

International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

UK to review Financial Advice Market
  • Shearman & Sterling LLP
  • United Kingdom
  • August 5 2015

On August 3, 2015, the UK government announced the launch of the Financial Advice Market Review which will be led by HM Treasury and the Financial

The Financial Report July 9, 2015 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • July 9 2015

The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) published the final rules for the Senior Managers Regime, the

Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement

Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based

Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised

Unravelled: bold and sometimes radical - the final Murray report
  • Allens
  • United Kingdom
  • December 7 2014

The Financial System Inquiry would like less regulation, not more, and calls on the industry to improve its conduct so that consumers can have trust

General Counsel Update - November 2013 - A summary of major developments in key areas
  • Herbert Smith Freehills LLP
  • Australia, Indonesia, United Kingdom
  • November 29 2013

A round up of key legal and regulatory developments