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UK to review Financial Advice Market
  • Shearman & Sterling LLP
  • United Kingdom
  • August 5 2015

On August 3, 2015, the UK government announced the launch of the Financial Advice Market Review which will be led by HM Treasury and the Financial


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


The Financial Report July 9, 2015 - news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • July 9 2015

The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) published the final rules for the Senior Managers Regime, the


Extension of time for annual returns for employee share plans and arrangements
  • Hogan Lovells
  • United Kingdom
  • July 7 2015

HMRC have informed us that they are aware of some technical issues with the ERS online service. They are investigating those issues as a matter of


Time for pension fund trustees to check their custody agreements
  • Squire Patton Boggs
  • United Kingdom
  • April 16 2015

Yesterday's UK Financial Conduct Authority fine of the The Bank of New York Mellon London Branch and The Bank of New York Mellon International


Employment related securities and mobile employees are you ready for April?
  • Squire Patton Boggs
  • United Kingdom
  • March 12 2015

The UK tax treatment of employment related securities depends on a range of factors including the date of grant, the nature of the security and also


This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems


Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms


Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised


Financial Regulatory Developments 16 January - Parliament
  • Dentons
  • United Kingdom
  • January 16 2015

The Government has announced its intention to legislate soon for a new regulated activity under the Financial Services and Markets Act for those