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Time for pension fund trustees to check their custody agreements
  • Squire Patton Boggs
  • United Kingdom
  • April 16 2015

Yesterday's UK Financial Conduct Authority fine of the The Bank of New York Mellon London Branch and The Bank of New York Mellon International


Employment related securities and mobile employees are you ready for April?
  • Squire Patton Boggs
  • United Kingdom
  • March 12 2015

The UK tax treatment of employment related securities depends on a range of factors including the date of grant, the nature of the security and also


This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems


Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms


Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised


Financial Regulatory Developments 16 January - Parliament
  • Dentons
  • United Kingdom
  • January 16 2015

The Government has announced its intention to legislate soon for a new regulated activity under the Financial Services and Markets Act for those


Learning the limitation of one’s power
  • RPC
  • United Kingdom
  • December 22 2014

Following in the footsteps of its £3.15 million mea culpa, the FCA released MS143.2, its retirement income market study, and TR1420, reviewing


This week at the UK regulators
  • Clifford Chance LLP
  • United Kingdom
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of


Unravelled: bold and sometimes radical - the final Murray report
  • Allens
  • United Kingdom
  • December 7 2014

The Financial System Inquiry would like less regulation, not more, and calls on the industry to improve its conduct so that consumers can have trust


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the