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Investment management update- 26 May 2016
  • Macfarlanes LLP
  • United Kingdom
  • May 26 2016

The FCA has published a consultation paper outlining proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes


Financial Services Regulation exchange - issue 29 - May 2016 - European Union
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 7 April 2016, the European Parliament’s Committee on Economic and Monetary Affairs (ECON) announced that it had voted in favour of the European


Financial Services Regulation exchange - issue 29 - May 2016 - United Kingdom
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 2 March 2016, the FCA published a consultation paper (CP167: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance) with


FCA reports on retail advice market
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a report following its survey of firms providing retail investment advice to inform the Financial Advice Market Review and FCA’s


Clients & Friends Newsletter - April 2016
  • Baker & McKenzie
  • Russia, Spain, Sweden, United Kingdom, USA, Vietnam, China, Denmark, European Union, Israel, OECD, Romania, Argentina, Australia, Belgium, Canada
  • April 30 2016

On December 17, 2015, the Argentine Central Bank issued Communication “A” 5850 which lifts several exchange control restrictions and allows


Employee Share Plans under MAR
  • Herbert Smith Freehills LLP
  • United Kingdom
  • April 19 2016

New rules on inside information and share dealing in the EU which impact on employee share plans come into force on 3 July 2016. The EU Market Abuse


SIPP ruled not a CIS under FSMA
  • Dentons
  • United Kingdom
  • April 15 2016

In Ian Gray & Associates Ltd v. Investments Ltd (in liquidation), the defendant applied to strike out parts of an amended particulars of claim in


Brexit: The possible legal implications of a UK withdrawal from the EU
  • Bond Dickinson LLP
  • European Union, United Kingdom
  • April 14 2016

On 23 June 2016 the British people will vote on whether the UK should remain a member of the EU or leave the EU.As our clients would expect, Bond


Employee Incentives Update - February March 2016
  • Addleshaw Goddard LLP
  • United Kingdom
  • April 6 2016

The Government has published its response to the consultation on the principles which will underpin the new gender pay gap reporting regime


Sixteen UK pension schemes receive temporary exemption from EMIR clearing obligation
  • Baker & McKenzie
  • European Union, United Kingdom
  • March 2 2016

On the 15 February 2016, the UK Financial Conduct Authority granted transitional relief from the EMIR clearing obligation for a number of UK pension