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Results: 1-10 of 3,102

Expect the unexpected: The year ahead for the Financial Institutions Sector
  • Hogan Lovells
  • European Union, United Kingdom, USA
  • January 13 2017

There’s nothing new about change in the financial institutions sector. As in previous years, change for firms will be driven largely by regulation and


Preview of 2017
  • Herbert Smith Freehills LLP
  • European Union, OECD, United Kingdom
  • January 10 2017

2017 will see major changes to the UK legal landscape, with Article 50 of the Treaty on European Union expected to be triggered by the end of March


UK enforcement round up for 2016 and looking ahead
  • Freshfields Bruckhaus Deringer LLP
  • United Kingdom
  • January 17 2017

So far, in the 201617 financial year Financial Conduct Authority (FCA) penalties stand at £18m compared with the total of £885m in 201516. At


This week at the UK regulators - 16 January 2017
  • Clifford Chance LLP
  • United Kingdom
  • January 16 2017

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


2016 Half-year in review: M&A legal developments
  • White & Case LLP
  • United Kingdom
  • January 17 2017

We set out below a number of interesting English court decisions and market developments which have taken place and their impact on M&A transactions


Financial services and banking news update - 17 January 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • January 17 2017

The Regulatory Oversight Committee (ROC) of the Global Legal Entity Identifier (Lei) system published an update on developments in the Lei system


Financial Services and Banking News Update - 18 January 2017
  • Addleshaw Goddard LLP
  • Bermuda, European Union, United Kingdom
  • January 18 2017

The CMA has published its acceptance of current account switching undertakings from Bacs Payment Schemes Ltd (Bacs) as part of the banking remedies


FCA Cracks Down on Retail CFDs in Consultation Paper
  • Mayer Brown LLP
  • United Kingdom
  • January 13 2017

The Financial Conduct Authority's (the "FCA's") recent Consultation Paper 1640 ("CP1640") outlines policy proposals designed to boost investor


The Financial Report, 13 January 2017, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • January 13 2017

The FCA published an occasional paper that considers the basic economic theory of incentives and how they can be used to enhance compliance


Wall crossings and insider dealing Financial Services Authority levies the second highest ever fine against Greenlight Capital hedge fund trader David Einhorn
  • Hogan Lovells
  • United Kingdom
  • February 1 2012

On 12 January 2012, the Financial Services Authority ("FSA") levied its second highest ever fine of £3,638,000 against US hedge fund trader David Einhorn and a fine of £3,650,795 against Greenlight Capital Inc for market abuse