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Results: 1-10 of 2,126

The Year 2015 in Anti-Bribery Enforcement: Are Companies in the Eye of an Enforcement Storm?
  • Debevoise & Plimpton LLP
  • Brazil, China, France, Germany, OECD, Russia, United Kingdom, USA
  • January 26 2016

While one year’s statistics do not, standing alone, make trends, several things about anti-bribery enforcement in 2015 are inescapable. In the United


TR 1513: TW's Top tips on managing flows of confidential and inside information
  • Taylor Wessing
  • European Union, United Kingdom
  • December 18 2015

This summary of TR 1513 picks out practical ways firms can respond to the FCA's Thematic Review of how firms manage flows of confidential and inside


Implementation of the Market Abuse Regulation
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • January 13 2016

In mid-2016, the market abuse regime will undergo significant expansion in scope, when the Market Abuse Regulation becomes law. The directly


Market Abuse Update January 2016
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom, USA
  • January 13 2016

In September, the European Securities and Markets Authority (ESMA) published the final draft of its technical standards for the Market Abuse


Finally, A DPA from the UK: Assessing and Comparing the Standard Bank Judgment
  • Steptoe & Johnson LLP
  • United Kingdom
  • January 15 2016

On November 30, 2015 Lord Justice Leveson approved the UK’s first ever deferred prosecution agreement (DPA). That same case resolved the Serious


Wall crossings and insider dealing Financial Services Authority levies the second highest ever fine against Greenlight Capital hedge fund trader David Einhorn
  • Hogan Lovells
  • United Kingdom
  • February 1 2012

On 12 January 2012, the Financial Services Authority ("FSA") levied its second highest ever fine of £3,638,000 against US hedge fund trader David Einhorn and a fine of £3,650,795 against Greenlight Capital Inc for market abuse


Market abuse
  • Holman Fenwick Willan LLP
  • European Union, France, United Kingdom
  • January 11 2016

On 17 December 2015 the European Commission published a Delegated Regulation under the Market Abuse Regulation (MAR), based on technical advice from


Q4 2015: Regulatory Round-Up
  • Weil Gotshal & Manges LLP
  • United Kingdom, USA
  • January 11 2016

This round-up contains a summary by sector of certain key global regulatory developments which occurred during the fourth quarter of 2015. The


Settlements in brief: notable settlements in November and December
  • De Brauw Blackstone Westbroek
  • United Kingdom, USA
  • January 13 2016

Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take


European Regulation of insider dealing and market manipulation: build up to the new market abuse regime from 2016
  • Kingsley Napley
  • European Union, United Kingdom
  • October 14 2015

The European Securities and Markets Authority (ESMA) has recently published its final technical standards on, inter alia, the Market Abuse