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FCA speech on internal investigations by firms
  • Eversheds LLP
  • United Kingdom
  • November 13 2015

Jamie Symington, a Director in Enforcement (Wholesale, Unauthorised Business and Intelligence) at the FCA, has confirmed the importance of firms'

The FCA's new competition enforcement powers
  • Clifford Chance LLP
  • United Kingdom
  • November 18 2015

The Financial Conduct Authority ("FCA") has a statutory objective of promoting effective competition in the interests of consumers in the financial

FCA consults on delay of disclosure of inside information
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • November 20 2015

The FCA proposes to amend the DTR guidance which covers an issuer’s legitimate reasons for delaying disclosure of inside information. Its

Cheating or competing: the blurred lines of business
  • RPC
  • United Kingdom
  • November 11 2015

Volkswagen, Forex, LIBOR and Enron. All names that resonate with anyone involved in modern business. In recent times, it seems a major corporate

Cross-border investigations update
  • Skadden Arps Slate Meagher & Flom LLP
  • China, India, South Korea, Thailand, United Kingdom, USA
  • November 3 2015

The company paid $25 million to the U.S. Securities and Exchange Commission (SEC) to settle charges that it violated the Accounting provisions of the

Wall crossings and insider dealing Financial Services Authority levies the second highest ever fine against Greenlight Capital hedge fund trader David Einhorn
  • Hogan Lovells
  • United Kingdom
  • February 1 2012

On 12 January 2012, the Financial Services Authority ("FSA") levied its second highest ever fine of £3,638,000 against US hedge fund trader David Einhorn and a fine of £3,650,795 against Greenlight Capital Inc for market abuse

Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first

European Regulation of insider dealing and market manipulation: build up to the new market abuse regime from 2016
  • Kingsley Napley
  • European Union, United Kingdom
  • October 14 2015

The European Securities and Markets Authority (ESMA) has recently published its final technical standards on, inter alia, the Market Abuse

Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

Risky business: money laundering and the City
  • Kingsley Napley
  • European Union, United Kingdom
  • October 28 2015

Last month the European Banking Authority launched a public consultation on two guidelines concerning anti-money laundering and Countering the