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Results: 1-10 of 42

This week in securities litigation (week ending March 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage


Former Innospec Inc executive charged
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • November 18 2011

Former Innospec Inc executive, Dr David Turner, was charged at a London court for allegedly bribing Iraqi and Indonesian officials between 2002 and 2008 to secure government contracts


This week in securities litigation (December 9, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week


This week in securities litigation (February 4, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 4 2011

Dodd-Frank, insider trading and the FCPA continue were key to securities regulation and enforcement this week


Fine for corrupt city stockbroker
  • Dorsey & Whitney LLP
  • United Kingdom
  • July 23 2010

Simon Eagle, a former city stockbroker was given a £2.8 million fine for his part in a share ramping scheme


Securities litigation trends abroad
  • Dorsey & Whitney LLP
  • Australia, Canada, Japan, United Kingdom
  • February 6 2012

The number of actions settled by the SEC in the last fiscal year remained essentially constant, according to a report prepared by NERA Economic Consulting


FSA bans two hedge fund managers from securities business
  • Dorsey & Whitney LLP
  • United Kingdom
  • August 17 2011

The FSA has banned the former CEO and CFO of a collapsed hedge fund from the securities business and imposed significant fines on each as a result of their manipulative and deceptive conduct as the fund collapsed


The UK’s Bribery Act of 2010: the obligations and risks it imposes on US employers with business in the UK
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 21 2011

The UK Bribery Act is expected to come into force shortly


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview