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Results: 1-10 of 42

This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA, Canada, Hong Kong, Japan
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


This week in securities litigation (week ending November 30, 2013)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


This week in securities litigation (week ending May 30, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • May 29 2014

In a holiday shortened week, the SEC filed actions based on the malfeasance at a transfer agent, financial fraud, insider trading and investment fund


This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of


Two regulators, two stockbrokers and two fraudulent schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • November 7 2012

November 5, 2012 proved to be a significant day for financial regulators


This week in securities litigation (week ending February 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, United Kingdom, USA
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely


A tale of two Ponzi schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • September 19 2012

Ponzi schemes seem to be everywhere


Anti-corruption digest
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown: