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Treasury updates sanctions
  • Dentons
  • United Kingdom
  • January 29 2016

Treasury has updated the sanctions lists in relation to Iran, to remove Bank Sepah and Bank Sepah International from the Consolidated List


FCA clarifies new financial crime form scope
  • Dentons
  • United Kingdom
  • December 23 2015

FCA has published its addendum to its latest quarterly consultation paper (see FReD 11 December) to clarify that it expects both EEA pure reinsurers


FCA fines Threadneedle for fixed income desk failings
  • Dentons
  • United Kingdom
  • December 23 2015

FCA has fined Threadneedle Asset Management Limited £6,038,504 for breach of Principles 3 and 11 between 2010 and 2012. The failings relate to


FCA publishes inside and confidential information flow review
  • Dentons
  • United Kingdom
  • December 11 2015

FCA has published a Thematic Review on its review of inside and confidential information. Its review covered a sample of investment banking firms to


FCA speaks on AML
  • Dentons
  • United Kingdom
  • December 11 2015

Rob Gruppetta spoke on the future of AML regulations. He spoke on: the requirements of the fourth money laundering Directive (MLD4) and what it will


SFO speaks on DPAs
  • Dentons
  • United Kingdom
  • December 4 2015

Ben Morgan of SFO gave his views on the first DPA. He said he wanted to comment on general matters, which, in his view were: that the case had proved


SFO announces first DPA
  • Dentons
  • United Kingdom
  • December 4 2015

Following a court hearing on 30 November, SFO confirmed the approval of the first Deferred Prosecution Agreement (DPA). The DPA relates to Standard


FCA fines Barclays £72 million for poor handling of financial crime risks
  • Dentons
  • United Kingdom
  • November 27 2015

FCA has fined Barclays Bank (Barclays) £72,069,400 for failing to minimise the risk of being used to facilitate financial crime. Barclays arranged


FCA consults on inside information disclosure
  • Dentons
  • United Kingdom
  • November 27 2015

FCA is consulting on developments relating to the disclosure of inside information by issuers with securities admitted to trading on a regulated


FCA confirms ban on convicted fraudster
  • Dentons
  • United Kingdom
  • November 27 2015

FCA has confirmed its ban on Philip Boakes following the Court of Appeal's upholding a conviction for using a forged instrument, fraudulent trading