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Results: 1-10 of 189

Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


Financial Regulatory Developments 23 January - Parliament
  • Dentons
  • United Kingdom
  • January 23 2015

The House of Lords EU Committee has published an exchange of letters with Treasury in which it criticised Treasury's proposal to challenge the legal


How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?
  • Dentons
  • United Kingdom
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he


Financial Regulatory Developments 21 November - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 21 2014

Treasury is consulting on proposals to extend the Senior Managers and Certification Regime to all banks and significant investment firms that have a


Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and


Double agent: responsibility for payment of a bribe and conflict of interest
  • Dentons
  • United Kingdom
  • November 20 2014

Our recent updates "Fraudulent misrepresentation by a bank and the ISDA Master Agreement" and "Construction and rectification: the consequences of


Financial crime controls
  • Dentons
  • United Kingdom
  • November 19 2014

In November 2014, FCA published the results of two thematic reviews into how firms manage their financial crime risks, together with proposed


Financial Regulatory Developments 14 November - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a


Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have