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Financial Regulatory Developments 22 May -Financial Ombudsman Service (FOS)
  • Dentons
  • United Kingdom
  • May 22 2015

On its 15th anniversary FOS has published its 201415 annual review. Statistics from the review show that: since 2001 FOS has received 2.8 million


Financial Regulatory Developments 15 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 15 2015

FCA has published its thematic review of premium finance for general insurance. The review focused on online sales of car and home insurance and


Financial Regulatory Developments 15 May - Lloyd's
  • Dentons
  • United Kingdom
  • May 15 2015

Lloyd's has published a Market Bulletin focusing on the amendments to the Terrorism Act that the Counter-Terrorism and Security Act 2015 will


Financial Regulatory Developments 8 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 8 2015

FCA's latest Policy Development Update confirms the publications FCA expects to release. Before the end of June, it plans several policy statements


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 17 April - Lloyd's
  • Dentons
  • United Kingdom
  • April 17 2015

Lloyd's, in association with the Association of British Insurers (ABI), has published a guide to cyber risk. The guide looks at managing cyber risk


Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on


Financial Regulatory Developments 2 April - Treasury Select Committee (Treasury committee)
  • Dentons
  • United Kingdom
  • April 2 2015

Following the publication of the Davis report into FCA's mishandling of a pre-briefing of its Life Insurance Review in March 2014, the Treasury


Financial Regulatory Developments 2 April - Financial Ombudsman Service (FOS)
  • Dentons
  • United Kingdom
  • April 2 2015

The March edition of Ombudsman News contains case studies focusing on disputes arising from ISAs and savings accounts, farming and insurance and