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Roundup of upcoming cases and anticipated UK regulatory developments of interest to the Financial Services Sector
  • DLA Piper LLP
  • United Kingdom
  • February 22 2017

Welcome to the third edition of the On the Financial Services Horizon newsletter - a regular update on upcoming cases and anticipated regulatory


Derivatives Quarterly Newsletter: 4th Quarter 2016
  • Sidley Austin LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • February 21 2017

On October 11, 2016, the CFTC proposed rules (Proposed Cross-Border Rules) that address the cross-border application of certain of the CFTC's swaps


Registered Firms: Annual Compliance Obligations-- What you need to know
  • Pillsbury Winthrop Shaw Pittman LLP
  • European Union, United Kingdom, USA
  • February 16 2017

The following are some of the important annual compliance obligations investment advisers either registered with the Securities and Exchange


First major LIBOR rigging claim dismissed by Financial List judge: speedread
  • Squire Patton Boggs
  • United Kingdom
  • February 16 2017

After a 38 day trial, Mrs Justice Asplin handed down a 187 page judgment just before Christmas in the long-running Property Alliance Group Ltd v The


Financial Regulatory Developments Focus February 10, 2017 Issue 22017
  • Shearman & Sterling LLP
  • European Union, United Kingdom, USA
  • February 10 2017

Shearman & Sterling is providing practical insights on the implications of actions taken by the Trump Administration on an ongoing basis. To access


Financial Services, Vol. 12, Issue 4
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • January 30 2017

On January 26, Sen. Sherrod Brown (D-Ohio), a ranking member of the Senate Banking Committee, and Rep. Maxine Waters (D-Calif.), a ranking member of


Judge rejects all claims in first LIBOR manipulation case to reach trial
  • DLA Piper LLP
  • United Kingdom
  • January 26 2017

On 21 December 2016 Mrs Justice Asplin handed down a keenly awaited judgment in the case of Property Alliance Group Limited v The Royal Bank of


Financial Regulatory Developments Focus January 25, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, Ireland, United Kingdom, USA
  • January 25 2017

On January 18, 2017, the US Board of Governors of the Federal Reserve System finalized a rule increasing the maximum civil money penalty limits for


International Regulatory Update 16 - 20 January 2017
  • Clifford Chance LLP
  • China, European Union, France, Luxembourg, Poland, United Kingdom, USA
  • January 24 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Property Alliance Group v RBS: An emphatic victory for banks
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • January 19 2017

The judgment in PAG v RBS is the first concerning LIBOR manipulation, and arguably the most significant judgment yet delivered by the