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Results: 11-20 of 2,489

The Financial Report, 02 May 2017, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • May 2 2017

ESMA announced that it has published an opinion on the points for convergence in relation to accepted market practices under the Market Abuse


Governance & Securities Law Focus: Asia Edition, May 2017
  • Shearman & Sterling LLP
  • Asia-Pacific, European Union, Global, United Kingdom, USA
  • May 1 2017

On 26 January 2017, the State Administration of Foreign Exchange (the "SAFE") issued the Notice on Further Promotion of Foreign Exchange


Interest rate hedging in real estate financing
  • Maples Teesdale
  • United Kingdom
  • April 26 2017

Interest Rate Hedges are usually an integral part of real estate finance transactions and borrowers need to ensure that they understand the risks


Financial Services Update, Vol. 12, Issue 17
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 24 2017

Among recent financial services regulatory developments, there appear to be at least four worthy of particular note. First, the Consumer Financial


CFTC Staff Gives OK for US FCM to Post Customer Securities to a UK Individual Segregated Account
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 16 2017

The Division of Swap Dealer and Intermediary Oversight authorized an US-based futures commission merchant to post customer-owned securities with its


Financial Conduct Authority Seeks Comments on Proposed Distributed Ledger Technology Regulation
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • April 16 2017

The UK Financial Conduct Authority issued a discussion paper on distributed ledger technology and seeks feedback through July 17. Although the FCA


CFTC Releases No-Action Letter Regarding the Transfer of Customer-Owned Securities by FCMs to Foreign Brokers
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • April 14 2017

On April 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediate Oversight (DSIO) made publicly available No-Action


The Financial Report, 13 April 2017, News from the Americas
  • DLA Piper LLP
  • United Kingdom, USA
  • April 13 2017

DealBook reported that Gary D. Cohn, President Trump’s chief economic adviser, said in a meeting with the Senate Banking Committee


FCA Publishes Fifth Consultation on UK Implementation of MiFID II
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • April 7 2017

On March 31, the Financial Conduct Authority (FCA) published its fifth consultation paper (CP178) on the implementation of the revised Markets in


Funds Quarterly Legal and Regulatory Update - Period covered: 1 January 2017 - 31 March 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • April 7 2017

On 19 January 2017, the Central Bank published its feedback statement on CP 105