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Results: 11-20 of 1,497

The Financial Report October 22, 2015- news from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • October 22 2015

The UK Prudential Regulation Authority (PRA) published a consultation paper proposing the criteria and scoring methodology it plans

Financial services update, vol. 10, issue 36
  • Winston & Strawn LLP
  • United Kingdom, USA
  • October 19 2015

From time to time, financial institutions that file suspicious activity reports (SARs) with the Financial Crimes Enforcement Network (FinCEN) in the

Swaps mis-selling claims: new lines of attack?
  • DLA Piper LLP
  • United Kingdom
  • October 15 2015

In the past customers have sued for damages for negligent misrepresentation, breach of contract andor negligent advice or negligent provision of

The consequences of failing to take delivery of cargo
  • Holman Fenwick Willan LLP
  • United Kingdom
  • October 14 2015

Commodities traders will be interested in a recent decision of the English High Court in Sang Stone Hamoon Jonoub Co Ltd v Baoyue Shipping Co Ltd

FCA finds inadequate market abuse controls in the commodities sector
  • Holman Fenwick Willan LLP
  • United Kingdom
  • October 14 2015

The Financial Conduct Authority (FCA) has reviewed the compliance frameworks and governance structures of firms trading and broking across the energy

Jurisdiction clause in derivatives contract interpreted as granting exclusive jurisdiction to English courts
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 13 2015

The High Court has interpreted a jurisdiction clause as granting exclusive jurisdiction to the English courts, despite the absence of the word

Credit default swaps: litigation to come?
  • Collyer Bristow LLP
  • European Union, United Kingdom, USA
  • October 12 2015

Last month's $1.865 billion settlement of a US class action against 12 major banks for antitrust activity in the credit default swaps market presents

Trends in regulatory enforcement in UK financial markets 201516 mid-year report
  • NERA Economic Consulting
  • United Kingdom
  • October 10 2015

Following the release in June 2015 of the final report by the Fair and Effective Markets Review (FEMR), the then-Chief Executive of the Financial

Case summaries
  • Clyde & Co LLP
  • United Kingdom
  • October 5 2015

Unregulated collective investment schemes (“UCIS”) are generally regarded as high risk and there are significant restrictions on who can manage them

Specialist court for financial markets disputes now open
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • October 1 2015

Coinciding with the new court term, we now have a dedicated court established exclusively to hear specialist financial markets disputes. We wrote