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Results: 11-20 of 1,351

Financial Regulatory Developments 2 April - Hedge Funds Standards Board (HFSB)
  • Dentons
  • United Kingdom
  • April 2 2015

HFSB is consulting on how to improve disclosure of conflicts of interest to investors. It asks for comments by 12 June. (Source: HFSB Consults on


Fund authorisation update
  • CMS Cameron McKenna
  • United Kingdom
  • March 31 2015

The FCA recently updated the Fund Supervision and Authorisation section of its website to provide information on: the FCA's targets for determination


Hedge funds: weekly briefing
  • Macfarlanes LLP
  • European Union, Global, Ireland, United Kingdom
  • March 30 2015

In the context of what appears may be an eventual surplus after payment of proved debts, the High Court is due to decide various ancillary questions


UK Treasury releases consultation paper under MiFID II
  • Ropes & Gray LLP
  • European Union, United Kingdom
  • March 27 2015

Following the Financial Conduct Authority's ("FCA") release of its discussion paper on implementation of the revised Markets in Financial Instruments


ISDX Growth Market new rules 23 March 2015
  • Macfarlanes LLP
  • United Kingdom
  • March 27 2015

Following ISDX's announcement in September 2014 that it was reviewing the entry requirements and rulebook for the ISDX Growth Market, ISDX has now


The DOJ and CFTC dig deeper in precious metals market investigation
  • Kingsley Napley
  • United Kingdom, USA
  • March 6 2015

It has recently been reported that 10 Banks are under investigation by the US Justice Department ("DOJ") and CFTC for irregularities and potential


Bank of England report finds positive impact on UK equities markets by high frequency traders
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • March 1 2015

A Bank of England research report concluded that high frequency traders had a positive impact on UK equity markets, and did not "generally contribute


Ships that pass in the night? Will the FCA's recent guidance on retail investment advice have any impact on mis-selling litigation?
  • Dentons
  • United Kingdom
  • February 26 2015

The FCA has recently published Finalised Guidance 151 (the Guidance), which promises to consolidate existing sources of guidance on retail


Financial Regulatory Developments 20 February - European Parliament (EP)
  • Dentons
  • United Kingdom
  • February 20 2015

The Treasury Committee has published the terms of an agreement between FCA and nine banks over interest rate hedging products (IHRPs). The agreement


This week at the UK regulators - 17 February 2015
  • Clifford Chance LLP
  • China, United Kingdom
  • February 17 2015

The main enforcement developments last week were the first appearance of a former senior executive of a listed company in connection with charges of