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Financial Regulatory Developments Focus November 18 2016
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • November 18 2016

On November 7, 2016, the US Office of the Comptroller of the Currency announced that it will launch a web-based system for banks to file licensing and


What’s next on your journey to MiFID II compliance, and how will the new regulations reshape the financial services industry?
  • Baker & McKenzie
  • European Union, United Kingdom
  • November 22 2016

With the introduction of MiFID II looming ever closer in January 2018, the new regulations are rising rapidly up the agenda for financial services


FCA market study findings
  • RPC
  • United Kingdom
  • November 30 2016

One year on from the FCA's launch of its market study in November 2015 on the asset management sector, the regulator's interim findings suggest there


Derivatives Update: What You Should Know As We Enter 2017
  • Greenberg Traurig LLP
  • European Union, United Kingdom
  • November 22 2016

This year has been full of surprises in the global markets with Brexit, the Republicans’ win of the executive branch and continuing control of the


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


Derivatives Update: What You Should Know As We Enter 2017
  • Greenberg Traurig LLP
  • European Union, United Kingdom, USA
  • November 21 2016

This year has been full of surprises in the Global Markets with Brexit, the Republicans’ win of the Executive Branch and


Market abuse and the commodities markets
  • Reed Smith LLP
  • United Kingdom
  • April 19 2007

The recent trends and significant developments in the commodities markets have not gone unnoticed by the United Kingdom’s financial services watchdog


Do you need an LEI (Legal Entity Identifier)?
  • Charles Russell Speechlys LLP
  • European Union, United Kingdom
  • November 22 2016

Unless your company is subject to the reporting requirements for derivative transactions under the European Market Infrastructure Regulation (EMIR


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Early termination of an ISDA Master Agreement
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • December 1 2016

The Court rectified an ISDA Swap Confirmation which was found to have mistakenly adopted the 1992 ISDA Master Agreement standard terms, instead of a