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FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 7 2009

An insurance broker has been prohibited following his conviction for conspiracy to defraud


JMLSG publishes proposed Part III to the JMLSG Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

In August 2009, the Board of the Joint Money Laundering Steering Group (JMLSG) indicated that it was contemplating an additional Part III to the JMLSG Guidance


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • United Kingdom, European Union
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Promised revision of Part 1 of the Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 17 2009

Recently the Board of the Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance


OFT anti-money laundering registration policy
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

The Office of Fair Trading (OFT) has published a policy note on anti-money laundering registration


The FSA's agenda for fighting financial crime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has published a speech given by Margaret Cole, Director of Enforcement, FSA


Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing


Three arrested in FSA insider dealing investigation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 29 January 2010, the FSA issued a press notice stating that three 38-year-old men were arrested in connection with an investigation by the FSA into suspected insider dealing


Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 3 December 2009, the Joint Money Laundering Steering Group (JMLSG) published final amendments to its December 2007 Guidance


FSA final notices
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place