We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 44

Amendments to 2007 guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Joint Money Laundering Steering Group (JMLSG) has published final amendments to its December 2007 Guidance, which has been submitted to HM Treasury for Ministerial approval


Financial services updater 13 January 2014: enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 12 2009

On 27 February 2009, the Joint Money Laundering Steering Group (JMLSG) published an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008


Money laundering
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 9 2009

The Joint Money Laundering Steering Group (JMLSG) has published on its website, an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008


Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing


Three arrested in FSA insider dealing investigation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 29 January 2010, the FSA issued a press notice stating that three 38-year-old men were arrested in connection with an investigation by the FSA into suspected insider dealing


Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 3 December 2009, the Joint Money Laundering Steering Group (JMLSG) published final amendments to its December 2007 Guidance


FSA and police launch ‘Operation WARN' to prevent thousands of people becoming victims of share fraud
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA and the City of London Police have written to 6,500 homes across the UK to warn people that their details are on a 'master' list being used by share fraudsters to target people and sell them worthless shares


FSA commences criminal proceedings against third individual for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The FSA has confirmed that it has commenced criminal proceedings against Helmy Omar Sa'aid for the offences of insider dealing (under s.52(1) of the Criminal Justice Act 1993) and conspiracy to commit insider dealing (under s.1(1) of the Criminal Law Act 1977) relating to trading in a number of different London Stock Exchange and AIM listed shares between 2000 and 2009