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Results: 1-10 of 42

FSA final notices
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place


Corporate broker intern and his father receive 12 and 24 month prison sentences respectively for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, have been sentenced to 12 and 24 month prison sentences respectively for insider dealing


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Former Cazenove partner found guilty of insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 15 2010

Malcolm Calvert, a former equities marketmaker who had retired from stock broker Cazenove, was found guilty of five counts of insider dealing


Investment banker and wife charged with insider dealing - third suspect arrested in Mayotte
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has issued a press release stating that Christian Littlewood, a senior investment banker, and his wife Angie Littlewood have been charged with 13 counts of insider dealing


FSA and police contact 1,000 share fraud targets after seizing another boiler room ‘master list’
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has issued a press release stating that it and the City of London Police have contacted 1,000 people across the UK to warn them that their personal details are on a 'master list' being used by fraudsters to target and sell them worthless shares


Statement on money laundering controls in overseas jurisdictions
  • Norton Rose Fulbright LLP
  • United Kingdom, Global
  • March 22 2010

HM Treasury has published a statement concerning the risks posed by unsatisfactory money laundering controls in a number of jurisdictions


FSA and SOCA joint insider dealing investigation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

In the first operation carried out jointly between the FSA and the Serious Organised Crime Agency, on 23 March 2010 sixteen addresses were searched in London, the South East and Oxfordshire in the FSA's largest ever operation against insider dealing


Public consultation: draft Terrorist Asset-Freezing Bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

HM Treasury has issued a public consultation on the Terrorist Asset-Freezing Bill


FSA and police launch ‘Operation WARN' to prevent thousands of people becoming victims of share fraud
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA and the City of London Police have written to 6,500 homes across the UK to warn people that their details are on a 'master' list being used by share fraudsters to target people and sell them worthless shares