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OFT announces criminal charges against North London credit company
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 3 2010

The Office of Fair Trading (OFT) has brought charges against London North Securities Limited and its director Harvey Collis, accusing them of carrying on a consumer credit business without a licence


The small firms financial crime review
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Financial services updater 13 January 2014: enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain


One arrested in FSA and CoLP insider dealing investigation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has issued a press notice stating that investigators from its Enforcement and Financial Crime Division acting with the assistance of the City of London Police (CoLP) have conducted a search operation at a residential address in East London


Former Cazenove partner found guilty of insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 15 2010

Malcolm Calvert, a former equities marketmaker who had retired from stock broker Cazenove, was found guilty of five counts of insider dealing


Avoiding corruption risks in the city: the Bribery Act 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010


FSA and SOCA joint insider dealing investigation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

In the first operation carried out jointly between the FSA and the Serious Organised Crime Agency, on 23 March 2010 sixteen addresses were searched in London, the South East and Oxfordshire in the FSA's largest ever operation against insider dealing


Public consultation: draft Terrorist Asset-Freezing Bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

HM Treasury has issued a public consultation on the Terrorist Asset-Freezing Bill


FSA warning regarding boiler room share fraudsters
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters