We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 44

JMLSG publishes proposed Part III to the JMLSG Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

In August 2009, the Board of the Joint Money Laundering Steering Group (JMLSG) indicated that it was contemplating an additional Part III to the JMLSG Guidance


Amendments to 2007 guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Joint Money Laundering Steering Group (JMLSG) has published final amendments to its December 2007 Guidance, which has been submitted to HM Treasury for Ministerial approval


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Financial services updater 13 January 2014: enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain


Three Turkish oil company executives fined £1.16 million for market abuse
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The Chief Executive Officer of a Turkish oil exploration company called Genel Enerji (Genel) has been fined £967,000 for dealing in the shares of Heritage Oil Plc (Heritage) on the basis of inside information


FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 3 2010

The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins


FSA charges ex-hedge fund trader
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 3 2010

The FSA has charged Anjam Ahmad, an ex-hedge fund trader, with one count of conspiracy to commit insider dealing contrary to section 1 of the Criminal Law Act 1977


OFT announces criminal charges against North London credit company
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 3 2010

The Office of Fair Trading (OFT) has brought charges against London North Securities Limited and its director Harvey Collis, accusing them of carrying on a consumer credit business without a licence


Promised revision of Part 1 of the Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 17 2009

Recently the Board of the Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance


OFT anti-money laundering registration policy
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

The Office of Fair Trading (OFT) has published a policy note on anti-money laundering registration