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Results: 1-10 of 44

Fighting fraud - keeping safe
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The British Bankers Association (BBA) has published new guidance that provides advice for bank staff and consumers on how best to avoid being a victim of fraud


FSA final notices
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place


Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 12 2009

On 27 February 2009, the Joint Money Laundering Steering Group (JMLSG) published an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008


Three Turkish oil company executives fined £1.16 million for market abuse
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The Chief Executive Officer of a Turkish oil exploration company called Genel Enerji (Genel) has been fined £967,000 for dealing in the shares of Heritage Oil Plc (Heritage) on the basis of inside information


OFT consults on future anti-money laundering supervisory approach and fee structure
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 15 2010

The Office of Fair Trading (OFT) has issued a consultation paper seeking views on the most appropriate future supervisory approach and fee structure to be adopted by it in its role as a supervisory authority under the Money Laundering Regulations 2007 (the Regulations


FSA commences criminal proceedings against third individual for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The FSA has confirmed that it has commenced criminal proceedings against Helmy Omar Sa'aid for the offences of insider dealing (under s.52(1) of the Criminal Justice Act 1993) and conspiracy to commit insider dealing (under s.1(1) of the Criminal Law Act 1977) relating to trading in a number of different London Stock Exchange and AIM listed shares between 2000 and 2009


Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing


Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 3 December 2009, the Joint Money Laundering Steering Group (JMLSG) published final amendments to its December 2007 Guidance


Three arrested in FSA insider dealing investigation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 29 January 2010, the FSA issued a press notice stating that three 38-year-old men were arrested in connection with an investigation by the FSA into suspected insider dealing


FSA and police launch ‘Operation WARN' to prevent thousands of people becoming victims of share fraud
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA and the City of London Police have written to 6,500 homes across the UK to warn people that their details are on a 'master' list being used by share fraudsters to target people and sell them worthless shares