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Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


FSSC on track to publish full RDR benchmark standards this month
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The Financial Services Skills Council (FSSC) has announced that standards have been approved for the specialist advice units of the QCF Level 4 (SCQF Level 8) qualification


JMLSG publishes proposed Part III to the JMLSG Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

In August 2009, the Board of the Joint Money Laundering Steering Group (JMLSG) indicated that it was contemplating an additional Part III to the JMLSG Guidance


European Commission takes action against UK for failure to implement Acquisitions Directive in Gibraltar
  • Norton Rose Fulbright LLP
  • European Union, Gibraltar, United Kingdom
  • November 30 2009

The European Commission has sent a reasoned opinion to the UK for failure to implement the Acquisitions Directive (200744EC) in Gibraltar by 21 March 2009


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The Financial Services and Markets Tribunal (the Tribunal) has upheld the FSA's refusal of a sole trader mortgage broker's application for Part IV permission on the grounds of repeated failure to file an RMAR


FSA speech - Delivering credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence


Consumer Insurance Law: Pre-Contract Disclosure and Misrepresentation: Report and draft bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The Law Commission and the Scottish Law Commission have published a joint report which is entitled Consumer Insurance Law: Pre-Contract Disclosure and Misrepresentation (the Report


Letter to ABI re cashless reinsurance and analogous arrangements
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published a letter dated 10 December 2009 to the Association of British Insurers (ABI


Corporate broker intern and his father receive 12 and 24 month prison sentences respectively for insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, have been sentenced to 12 and 24 month prison sentences respectively for insider dealing


What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) which is entitled What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?