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Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


Crowdfunding
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by


MiFID II MiFIR series - corporate governance
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


The Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The Office of Public Sector Information (OPSI) has published The Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009


Structured investment products suitability assessment template - FAQs
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

A partner of a mortgage broker has been prohibited due to a lack of knowledge or involvement in the firm’s mortgage business or the relevant regulatory requirements


The Financial Services and Markets Act 2000 (Amendment) Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 14 2009

The Office of Public Sector Information (OPSI) has published the Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (the Regulations


Bank regulation, capital and credit supply: measuring the impact of prudential standards
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The FSA has published No. 36 in its Occasional Paper series, Bank regulation, capital and credit supply: Measuring the impact of prudential standards


The Financial Services and Markets Act 2000 (Amendment) Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 21 2009

On 9 September 2009, the Office of Public Sector Information (OPSI) published The Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (the Regulations