We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 569

Crowdfunding
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by


Structured investment products suitability assessment template - FAQs
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009


MiFID II MiFIR series - corporate governance
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


Policy Statement 093: Disclosure of Contracts for Difference - Feedback on CP0817 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 12 2009

On 3 March 2009, the FSA published Policy Statement 093: Disclosure of Contracts for Difference - Feedback on CP0817 and final rules (PS093


Policy Statement 0916: strengthening liquidity standards including feedback on CP0822, CP0913 and CP0914
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 12 2009

The FSA has published its final rules on firms’ liquidity requirements following a number of consultations over the last two years


Financial services updater 13 January 2014: consumer credit
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has published a statement and updated its relevant web page on details about its consumer credit rebate scheme, which clarifies the


Company debt buy-back
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 19 2009

On 14 October 2009 the Government announced a major change to the way in which company buy-backs of debt will be taxed


Ombudsman News 83
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The Financial Ombudsman Service (FOS) has published issue 83 of Ombudsman News


Integrity: when honesty is not enough
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

Integrity is a concept usually associated with honesty


Fighting fraud - keeping safe
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The British Bankers Association (BBA) has published new guidance that provides advice for bank staff and consumers on how best to avoid being a victim of fraud