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The new accountability regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


The Turner Review: a regulatory response to the global banking crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper


Crowdfunding
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by


Examining the causes of the financial crisis
  • Norton Rose Fulbright LLP
  • United Kingdom, Global
  • November 9 2009

The FSA has published a speech that Adair Turner (Chairman, FSA) gave at the Economic Club of America and National Journal Group


FSSC on track to publish full RDR benchmark standards this month
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The Financial Services Skills Council (FSSC) has announced that standards have been approved for the specialist advice units of the QCF Level 4 (SCQF Level 8) qualification


JMLSG publishes proposed Part III to the JMLSG Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

In August 2009, the Board of the Joint Money Laundering Steering Group (JMLSG) indicated that it was contemplating an additional Part III to the JMLSG Guidance


Asset management in the UK 2008 - the IMA’s seventh annual survey
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 11 2009

On 13 July 2009, the Investment Management Association (IMA) announced the publication of its seventh annual asset management survey


Securities Borrowing and Lending Code of Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

The Securities Lending and Repo Committee of the Bank of England has published a revised version of the Securities Borrowing and Lending Code of Guidance (the Code


Paul Tucker speech at Barclays Annual Lecture
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle