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Results: 1-10 of 569

The Turner Review: a regulatory response to the global banking crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper


The Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The Office of Public Sector Information (OPSI) has published The Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009


HM Treasury - charity pooled funds consultation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

In the 2009 Budget the Government announced that it would, together with the Charity Commission, consult on the future regulation of common investment funds (CIFs) and common deposit funds (CDFs


The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • July 27 2009

The Treasury has published the Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009, which will come into force on 1 October 2009


Financial services firms’ approach to UK financial sanctions
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a report from its Financial Crime and Intelligence Division entitled Financial services firms’ approach to UK financial sanctions (the Report


What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) which is entitled What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?


The new FCA consumer credit regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 29 2014

On 28 February 2014, the FCA published Policy Statement 143: Final rules for consumer credit firms (the PS). In the PS the FCA set out its final


Crowdfunding
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Securities Borrowing and Lending Code of Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

The Securities Lending and Repo Committee of the Bank of England has published a revised version of the Securities Borrowing and Lending Code of Guidance (the Code