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Results: 1-10 of 567

FSA speech - delivering intensive supervision and credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"


New opportunities for the funds industry in a changed landscape
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 11 2009

On 14 July 2009, the Investment Management Association (IMA) published details of a speech "New opportunities for the funds industry in a changed landscape" given by its Chief Executive, Richard Saunders, to the 18th annual IBC conference "New opportunities for the funds industry in a changed landscape"


Post Office banking consultation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 7 2009

The Department for Business, Innovation and Skills (BIS) has published a consultation on developing the banking and financial services available at the Post Office


FSA sets out concerns about traded life policy investments
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 1 2010

The FSA has published a speech by Peter Smith (Head of Investments Policy, Conduct Policy Division, FSA) entitled FSA sets out concerns about traded life policy investments


The future regulation of derivatives markets: is the EU on the right track?
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • April 28 2010

On 31 March 2010, the House of Lords European Union Committee published a report with evidence received on its enquiry into the proposed EU reform of the derivatives markets


OFT announces criminal charges against North London credit company
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 3 2010

The Office of Fair Trading (OFT) has brought charges against London North Securities Limited and its director Harvey Collis, accusing them of carrying on a consumer credit business without a licence


Taking the FSA's corporate governance agenda forward
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 12 2010

The FSA has published a speech given by Sally Dewar (Managing Director, Risk, FSA) which is entitled Taking the FSA's corporate governance agenda forward


Key priorities in regulation - outlining the FSA’s strategy
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has published a speech by Ken Hogg (Insurance Sector, FSA) entitled Key priorities in regulation - outlining the FSA's strategy


Securities Borrowing and Lending Code of Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

The Securities Lending and Repo Committee of the Bank of England has published a revised version of the Securities Borrowing and Lending Code of Guidance (the Code


Paul Tucker speech at Barclays Annual Lecture
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle