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Results: 1-10 of 16

UK: Whistleblowing - new rules for UK branches of foreign banks and insurers
  • Herbert Smith Freehills LLP
  • United Kingdom
  • June 14 2017

The FCA and PRA have recently published new rules on whistleblowing procedures for UK branches of foreign banks and insurers, which will apply from 7


UK: FCAPRA publish whistleblowing rules for UK branches
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 11 2017

The FCA and PRA have recently published new rules on whistleblowing procedures for UK branches which will apply from 7 September 2017. In October


General Counsel Update - February 2017
  • Herbert Smith Freehills LLP
  • Australia, China, European Union, Hong Kong, Indonesia, Singapore, United Arab Emirates, United Kingdom
  • March 1 2017

When we began analysing in depth the possibility of Britain exiting the European Union, 18 months prior to the June


PRA and FCA final rules on regulatory references: strengthening accountability in banking and insurance
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 19 2016

The FCA and the PRA have published new policy statements relating to regulatory references under the new accountability regimes for banks and


UK: financial services: consultation on regulatory references and planned extension of Senior Managers Regime
  • Herbert Smith Freehills LLP
  • United Kingdom
  • November 16 2015

The FCA and PRA are consulting until 7 December on proposed changes to the way relevant firms seek and provide references for candidates of certain


UK: new FCA and PRA whistleblowing rules
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 8 2015

The FCA and the PRA have both published policy statements on their new rules on whistleblowing: FCA policy statement (PS1524) entitled


UK: bankers bonuses cases an update
  • Herbert Smith Freehills LLP
  • United Kingdom
  • November 14 2012

The decision in Attrill v Dresdner Kleinwort, regarding a claim made by 104 bankers to a “guaranteed” bonus pool of 400m, is to be heard by the Court of Appeal next year permission to appeal was given on 6 November


UK: bonus claims Attrill v Dresdner Kleinwort appeal to proceed
  • Herbert Smith Freehills LLP
  • United Kingdom
  • November 7 2012

The decision in Attrill v Dresdner Kleinwort is to be heard by the Court of Appeal next year permission to appeal was given on 6 November


Banker's bonuses: ex-Dresdner bankers secure bonus victory based on oral promise at staff meeting
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 10 2012

Financial institutions are well aware of the need for bonus schemes to be drafted very carefully to ensure discretions are not fettered unintentionally


Financial institution bonuses: EU rules impose tough new restrictions
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 9 2010

The European Parliament recently approved tough new rules on bonuses paid to staff within credit institutions and investment firms, which must be implemented at national level by 1 January 2011