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Results: 1-10 of 93

The FCA's financial crime priorities
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and


Sentencing Council publishes fraud, bribery and money laundering offence definitive guideline
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 27 2014

On 23 May 2014, the Sentencing Council published a consultation response on sentencing guidelines for individuals convicted of fraud, bribery and


Corporate crime monthly update - November
  • Herbert Smith Freehills LLP
  • China, European Union, India, Indonesia, Middle East, South Korea, United Arab Emirates, United Kingdom
  • November 21 2013

Welcome to the November 2013 edition of our corporate crime update - our round up of developments in relation to corruption, money laundering, fraud


FSA finalises new framework for financial penalty-setting
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has published a Policy Statement (PS104) entitled: "Enforcement financial penalties - feedback on CP0919"


FSA imposes record fine against individual for market abuse
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information


Company charged over bribery and corruption
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The SFO has announced that Innospec Limited (Innospec), a UK subsidiary of Innospec Inc. (a US NASDAQ listed company), has been charged in relation to corruption offences at the City of Westminster Magistrates' Court


OFT consultation on supervision of estate agents and credit lenders under the Money Laundering Regulations 2007 and fee structure
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The Office of Fair Trading (OFT) has published a consultation on its future approach to supervising estate agents and certain credit lenders under the Money Laundering Regulations 2007 and the appropriate fee structure


FSA fines and bans mortgage broker for submitting fraudulent mortgage applications
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has fined Dele MacAulay £115,157 for knowingly submitting fraudulent mortgage applications for himself, his wife and his brother


Three people arrested in FSA insider dealing investigation
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing


FSA imposes ban and fine for 'mis-marking'
  • Herbert Smith Freehills LLP
  • United Kingdom
  • March 10 2010

The FSA has banned a former employee of a London-based fund manager, and fined him £140,000