We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 282

FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

A mortgage broker had his approval withdrawn for failure to satisfy the fitness and propriety criteria due to a failure to attend a compulsory FSA interview, failure to provide documents and information in response to a compulsory requirement and failure to respond to other FSA communications


A review of corporate governance in UK banks and other financial industry entities
  • Norton Rose Fulbright LLP
  • United Kingdom
  • July 27 2009

HM Treasury has announced the publication of the independent Walker Review of corporate governance in UK banks and other financial industry entities (BOFIs


FSA speech - delivering intensive supervision and credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


The Turner Review: a regulatory response to the global banking crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Treasury publishes details of Asset Protection Scheme
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Government has concluded discussions with Lloyds Banking Group (Lloyds) and Royal Bank of Scotland (RBS) regarding their participation in the Government’s Asset Protection Scheme (APS


Treasury confirms 1 January restructuring of Northern Rock
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has issued a press release stating that the restructure of Northern Rock will take place on 1 January 2010


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010