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Results: 11-20 of 280

Conducting business with consumers - delivering the best outcomes
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has published a speech given by Sheila Nicoll (Director of the Conduct Policy Division, FSA) at the Tax Incentivised Savings Association Annual Conference


Post Office banking consultation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 7 2009

The Department for Business, Innovation and Skills (BIS) has published a consultation on developing the banking and financial services available at the Post Office


UKFI investment mandate (October 2009)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

UK Financial Investments Limited (UKFI) was set up on 3 November 2008 to manage the Government’s investments in financial institutions including the Royal Bank of Scotland, Lloyds TSBHalifax Bank of Scotland, Northern Rock and Bradford & Bingley


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Pre-Budget Report 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has published the 2009 Pre-Budget Report


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Industry guidance for FSA Banking Conduct of Business sourcebook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Payments Council, the British Bankers’ Association and the Building Societies Association have jointly published industry guidance on the FSA’s Banking Conduct of Business sourcebook (BCOBS


FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010


Modification by consent of COMP 16.3.1R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published a new web page stating that it has made a modification by consent of Rule 16


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes