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Results: 11-20 of 282

Statement regarding the use of commission clawback terms in Terms of Business Agreements
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 25 2010

The FSA has published a statement regarding the use of commission clawback terms in Terms of Business Agreements


Consultation Paper 0912: Quarterly consultation (No. 20)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 13 2009

The FSA has published Consultation Paper 0912: Quarterly consultation (No. 20) (CP0920


Maintaining financial stability across the United Kingdom's banking system
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The National Audit Office (NAO) has published a report which is entitled Maintaining financial stability across the United Kingdom’s banking system


Amendments to 2007 guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Joint Money Laundering Steering Group (JMLSG) has published final amendments to its December 2007 Guidance, which has been submitted to HM Treasury for Ministerial approval


Treasury publishes details of Asset Protection Scheme
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Government has concluded discussions with Lloyds Banking Group (Lloyds) and Royal Bank of Scotland (RBS) regarding their participation in the Government’s Asset Protection Scheme (APS


Treasury confirms 1 January restructuring of Northern Rock
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has issued a press release stating that the restructure of Northern Rock will take place on 1 January 2010


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010


Modification by consent of COMP 16.3.1R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published a new web page stating that it has made a modification by consent of Rule 16


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business