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Results: 11-20 of 280

The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • July 27 2009

The Treasury has published the Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009, which will come into force on 1 October 2009


The Turner Review: a regulatory response to the global banking crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper


Paul Tucker speech at Barclays Annual Lecture
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle


FSA CEO outlines new conduct regulation strategy - consumer protection through early intervention
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published a speech given by Hector Sants (CEO, FSA) entitled UK Financial Regulation: After the Crisis


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


Treasury confirms 1 January restructuring of Northern Rock
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has issued a press release stating that the restructure of Northern Rock will take place on 1 January 2010


FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010


Modification by consent of COMP 16.3.1R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published a new web page stating that it has made a modification by consent of Rule 16


Pre-Budget Report 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has published the 2009 Pre-Budget Report


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business