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Results: 11-20 of 282

Unarranged overdraft charges
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The Supreme Court has delivered its judgment in the case of The Office of Fair Trading v Abbey National plc & Others 2009 UKSC 6


FSA begins new banking regulation to promote fairness for consumers
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

The FSA has issued a press release reminding banks and consumers that it will take over all retail banking conduct of business regulation for deposit taking and payment services from 1 November 2009


FSA publishes policy statement on the approved persons regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 3 2009

The FSA has confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms


A review of corporate governance in UK banks and other financial industry entities
  • Norton Rose Fulbright LLP
  • United Kingdom
  • July 27 2009

HM Treasury has announced the publication of the independent Walker Review of corporate governance in UK banks and other financial industry entities (BOFIs


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

A mortgage broker had his approval withdrawn for failure to satisfy the fitness and propriety criteria due to a failure to attend a compulsory FSA interview, failure to provide documents and information in response to a compulsory requirement and failure to respond to other FSA communications


Simplified Advice
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

Following a summary judgment application brought by the FSA, the High Court found that John Anderson, Kenneth Peacock and Kautilya Nandan Pruthi were in breach of section 19 of the Financial Services and Markets Act 2000 by unlawfully accepting deposits from UK consumers


Government welcomes approval of RBS restructuring
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • December 21 2009

HM Treasury has issued a press release stating that the Government welcomes the European Commission's approval of the restructuring of the Royal Bank of Scotland and State Aid approval for the Asset Protection Scheme


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 15 2010

The FSA has published a Final Notice concerning Omodeleola Kehinde Okenla (trading as M & D Property Services), cancelling his permission to carry on regulated activities


FSA speech - delivering intensive supervision and credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"