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Results: 11-20 of 282

FSA publishes “Dear CEO” letter on its remuneration code of practice
  • Norton Rose Fulbright LLP
  • United Kingdom
  • July 27 2009

The FSA has published a letter concerning the remuneration Code of Practice from its chief executive, Hector Sants, to CEOs of financial services firms carrying out banking and broker-dealer operations


Short Selling and Bank Accounts Bill: As introduced
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 30 2009

There has been published a Private Members Bill on short selling and bank accounts


Fighting fraud - keeping safe
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The British Bankers Association (BBA) has published new guidance that provides advice for bank staff and consumers on how best to avoid being a victim of fraud


CCD Bulletin October 2009 - February 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The Department for Business Innovation and Skills (BIS) has published the latest issue of its CCD Bulletin


FSA chairman says past assumptions about the benefits of unlimited financial services liberalisation and innovation have to be challenged
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The FSA has published a speech that Lord Tuner (Chairman, FSA) gave at the fourteenth Chintaman Deshmukh memorial lecture at the Reserve Bank of India in Mumbai


National occupational standards for providing financial advice & financial planning
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The Financial Services Skills Council (FSSC) has published a final draft version of the national occupational standards (NOS) for providing financial advice and financial planning


FSA chief executive officer to step down in the summer
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 15 2010

The FSA has announced that Hector Sants will leave the organisation during the summer of 2010 after three years as chief executive officer


Speech by Financial Services Secretary - Check against delivery
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 15 2010

HM Treasury has published a speech by the Financial Services Secretary, Lord Myners, which is entitled, Check against delivery


Policy Statement 105: a specialist sourcebook for building societies: enhanced supervisory guidance on financial and credit risk management
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The FSA has published Policy Statement 105: A specialist sourcebook for building societies: Enhanced supervisory guidance on financial and credit risk management (PS105


Handbook Development Newsletter no. 121
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The FSA has published issue 121 of its Handbook Development newsletter