We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 135

MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


FSA instruments
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published the following instruments


Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


Consumer Insurance Law: Pre-Contract Disclosure and Misrepresentation: Report and draft bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The Law Commission and the Scottish Law Commission have published a joint report which is entitled Consumer Insurance Law: Pre-Contract Disclosure and Misrepresentation (the Report


Handbook Development Newsletter no. 121
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The FSA has published issue 121 of its Handbook Development newsletter


Outlook - issue 23
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The Financial Services Compensation Scheme (FSCS) has published issue 23 of its industry newsletter entitled Outlook


Handbook Notice 98
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

The FSA has published Handbook Notice 98 which introduces the Handbook and other material made by the FSA Board under its legislative powers on 25 March 2010


Strengthening the administration regime for insurers: a consultation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 5 2010

HM Treasury has published a consultation paper entitled Strengthening the administration regime for insurers