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Results: 1-10 of 133

FOS corporate plan and 201011 budget
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The Financial Ombudsman Service has published for consultation its proposed budget for the next financial year (201011) together with an update on the numbers and workload for the current financial year (200910


New chief financial ombudsman appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The Financial Ombudsman Service has announced the appointment of Natalie Ceeney as chief ombudsman and chief executive


FSA Dear CEO letter - FSA requirements on your firm’s liquidity risk management
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The FSA has published a Dear CEO letter that it has sent to authorised firms setting out how it will monitor compliance with the new liquidity regime that came into effect on 1 December 2009


FSA Dear CEO letter - our approach to significant influence functions in relation to recognised bodies
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

Last year the FSA extended the scope of the approved persons regime for those that exercise a 'significant influence' function (SIF) at authorised firms


The Banking Act 2009 (Exclusion of Insurers) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The Office of Public Sector Information (OPSI) has published The Banking Act 2009 (Exclusion of Insurers) Order 2010


Risk, reward and responsibility: the financial sector and society
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has published a discussion document which is entitled Risk, reward and responsibility: the financial sector and society


Mansion House speech
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

Adair Turner, Chairman, FSA, gave a speech at the Mansion House City Banquet on 22 September 2009


Restoring confidence & trust
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The FSA has published a speech given by Jon Pain, Managing Director, Retail Markets, FSA


Feedback Statement 092: Consumer responsibility: Feedback on DP085 (FS092)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The FSA has published Feedback Statement 092: Consumer responsibility: Feedback on DP085 (FS092


FSA listens to reason on consumer responsibility
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The Financial Services Consumer Panel (FSCP) published a statement saying that the FSA’s Feedback Statement on its Discussion Paper on consumer responsibility "shows that the FSA has listened to reason in dropping its push to incorporate additional consumer responsibilities into regulation."