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Results: 1-10 of 133

Queen’s Speech - Financial Services Regulation Bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website


FSA statement on Quinn Insurance Limited
  • Norton Rose Fulbright LLP
  • Ireland, United Kingdom
  • April 5 2010

The FSA has issued a short statement confirming that the Financial Regulator in Ireland has announced that Quinn Insurance Limited has been placed into provisional administration


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


Dear CEO letter - mutual insurers with-profits funds
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

The FSA has published its latest Dear CEO letter which covers mutual insurers with with-profits funds


Solvency 2 - IMAP update
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

The FSA has published the first in a series of regular updates to help firms prepare for Solvency 2 and the Internal Model Approval Process (IMAP


FSA speech - delivering intensive supervision and credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"


Ombusdman news - issue 80
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

The Financial Ombudsman Service (FOS) has published issue 80 of Ombudsman news


Chatham House Global Financial Regulation Conference
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

Lord Myners, Financial Services Secretary to the Treasury, gave a speech at the Chatham House Global Financial Regulation Conference, discussing the future of regulatory infrastructure and the progress made over the last year