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Results: 1-10 of 135

Something old and something new: Novel and familiar drivers of the latest crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis


FSA complaints data 2009 H2
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

The FSA has published complaints data for the second half of 2009


The FSA's agenda for fighting financial crime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has published a speech given by Margaret Cole, Director of Enforcement, FSA


Statement regarding the use of commission clawback terms in Terms of Business Agreements
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 25 2010

The FSA has published a statement regarding the use of commission clawback terms in Terms of Business Agreements


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Handbook Development Newsletter 119
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA has published Handbook Development Newsletter 119


Policy Statement 101: Publication of Complaints Data including Feedback to CP0921
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA has published Policy Statement 101: Publication of Complaints Data including Feedback to CP0921 (PS101


Handbook Notice 96
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA has published Handbook Notice 96


Swinton to offer refunds on over 480,000 PPI policies following FSA intervention
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

The FSA has fined the Swinton Group, a high street insurance broker, £770,000 for breaches of Principles 3 (Management and control), 6 (Customer’s interests), 7 (Communications with clients) and 9 (Customers: relationship of trust) arising from advised sales of single premium payment protection insurance ("PPI"