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New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


FSSC on track to publish full RDR benchmark standards this month
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The Financial Services Skills Council (FSSC) has announced that standards have been approved for the specialist advice units of the QCF Level 4 (SCQF Level 8) qualification


Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The FSA has published its final statement on its findings following the Conduct of Business (COBS) post-implementation review


FSA Dear CEO letter - FSA requirements on your firm’s liquidity risk management
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The FSA has published a Dear CEO letter that it has sent to authorised firms setting out how it will monitor compliance with the new liquidity regime that came into effect on 1 December 2009


FSA Dear CEO letter - our approach to significant influence functions in relation to recognised bodies
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

Last year the FSA extended the scope of the approved persons regime for those that exercise a 'significant influence' function (SIF) at authorised firms


FSA listens to reason on consumer responsibility
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The Financial Services Consumer Panel (FSCP) published a statement saying that the FSA’s Feedback Statement on its Discussion Paper on consumer responsibility "shows that the FSA has listened to reason in dropping its push to incorporate additional consumer responsibilities into regulation."


FSA and firms reach agreement on MPPI
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 12 2009

The FSA has announced that it has reached agreement with Mortgage Payment Protection Insurance (MPPI) firms on an industry-wide package of measures for consumers that includes approximately £60m in refunds


FSA Chairman outlines factors for successful European regulation
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 12 2009

The FSA has published the text of a speech given by its Chairman, Adair Turner, to the City of London Corporation’s Annual Reception for the City Office