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Results: 1-10 of 133

Dear CEO letter - mutual insurers with-profits funds
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

The FSA has published its latest Dear CEO letter which covers mutual insurers with with-profits funds


Solvency 2 - IMAP update
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

The FSA has published the first in a series of regular updates to help firms prepare for Solvency 2 and the Internal Model Approval Process (IMAP


Chatham House Global Financial Regulation Conference
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

Lord Myners, Financial Services Secretary to the Treasury, gave a speech at the Chatham House Global Financial Regulation Conference, discussing the future of regulatory infrastructure and the progress made over the last year


FSA speech - delivering intensive supervision and credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"


Ombusdman news - issue 80
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 26 2009

The Financial Ombudsman Service (FOS) has published issue 80 of Ombudsman news


Handbook Notice 85
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 9 2009

The FSA has published Handbook Notice 85, which introduces the FSA Handbook and other material made by the FSA Board under its legislative powers on 9 and 26 February 2009


Handbook Development newsletter (issue 108)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 9 2009

The FSA has published issue 108 of its Handbook Development newsletter


Swinton to offer refunds on over 480,000 PPI policies following FSA intervention
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

The FSA has fined the Swinton Group, a high street insurance broker, £770,000 for breaches of Principles 3 (Management and control), 6 (Customer’s interests), 7 (Communications with clients) and 9 (Customers: relationship of trust) arising from advised sales of single premium payment protection insurance ("PPI"


FSA - stress testing main page
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 25 2010

Stress and scenario testing is an important element in firms planning and risk management processes, helping them to identify, analyse and manage the risks inherent within their businesses


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009