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Results: 1-10 of 471

FSA Dear CEO letter - our approach to significant influence functions in relation to recognised bodies
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

Last year the FSA extended the scope of the approved persons regime for those that exercise a 'significant influence' function (SIF) at authorised firms


The Banking Act 2009 (Exclusion of Insurers) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The Office of Public Sector Information (OPSI) has published The Banking Act 2009 (Exclusion of Insurers) Order 2010


Investor confidence is well ahead of 2008 - but is less positive for 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The Investment Management Association (IMA) has issued a press notice relating to research it has conducted amongst 3,451 small retail investors in the UK


Listing wholesale debt in London - a practitioner's guide
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The FSA has published a practitioner's guide to listing wholesale debt in London


Anticipated acquisition by Yorkshire Building Society of Chelsea Building Society
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 18 2010

The Office of Fair Trading has published the full text of the decision regarding the anticipated acquisition by Yorkshire Building Society of Chelsea Building Society


Consultation Paper 0929: Strengthening Capital Standards 3
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published Consultation Paper 0929: Strengthening Capital Standards 3 (CP0929


Treasury confirms 1 January restructuring of Northern Rock
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has issued a press release stating that the restructure of Northern Rock will take place on 1 January 2010


The coalition: our programme for government
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The Conservatives and Liberal Democrats have published the text of the full Coalition Agreement, setting out the main elements of the new UK Government's policy programme


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010