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Results: 1-10 of 471

FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Industry guidance for FSA Banking Conduct of Business sourcebook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Payments Council, the British Bankers’ Association and the Building Societies Association have jointly published industry guidance on the FSA’s Banking Conduct of Business sourcebook (BCOBS


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Consultation Paper 0929: Strengthening Capital Standards 3
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published Consultation Paper 0929: Strengthening Capital Standards 3 (CP0929


Treasury confirms 1 January restructuring of Northern Rock
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has issued a press release stating that the restructure of Northern Rock will take place on 1 January 2010


FSA confirms industry guidance designed to help more efficient transfer of investment fund units
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 20 2009

The Financial Services Authority (FSA) has published a press release, where it discusses the Investment Management Association guidance on paperless renunciationtransfer of unitsshares in authorised funds (the Guidance


Commission approves prolongation of UK financial support measures to banking sector
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 20 2009

The European Commission has published a press release where it states that it has approved the prolongation of the Credit Guarantee and Recapitalisation Schemes, which form part of the UK's support measures to the banking industry during the current financial crisis


FSA supervisory notices
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 20 2009

Two sole traders have had their Part IV permissions varied to remove all regulated activities with immediate effect


FSCS plan and budget:201011
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 22 2010

The Financial Services Compensation Scheme (FSCS) has published its plan and budget for 201011