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Results: 11-20 of 469

The small firms financial crime review
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses


Avoiding corruption risks in the city: the Bribery Act 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010


The Queen’s Speech - BBA comment
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement on the Queen's Speech


City of London Corporation’s report on avoiding corruption risks in City businesses
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 27 2010

Transparency International (TI) has published its report for the City of London Corporation focusing on corruption risks in financial services firms and the potential impact of the Bribery Act 2010 on the sector once it comes into force


Focus on insurance brokers: FSA final report on brokers’ anti-bribery and corruption controls
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 24 2010

The FSA has published its final report on anti-bribery and corruption in commercial insurance broking which concludes that the approach of broker firms to higher risk business with third parties has been too informal, with many brokers failing to apply a risk-based approach to anti-bribery and corruption in practice


FSA confirms Chesham Building Society merger with the Skipton Building Society
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has announced that it has confirmed the proposed transfer of the engagements of the Chesham Building Society to the Skipton Building Society


UK coalition government publishes Coalition Agreement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The Conservatives and Liberal Democrats have published the text of the full Coalition Agreement, setting out the main elements of the new UK Government's policy programme


FSA warning regarding boiler room share fraudsters
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters


FSA’s approach to intensive supervision
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision


Simplified Advice
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice