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Results: 1-10 of 1,605

Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


FCA decides to ban former LIBOR trader
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has published its Decision Notice concerning a former derivatives trader at UBS, Arif Hussein, banning him from performing any significant


FCA creates STOR page
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has created a new page on its website devoted to Suspicious Transaction and Order Reports (STOR) under EU MAR. The page gives information on


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


FSCS comments on MF Global
  • Dentons
  • United Kingdom
  • February 1 2013

FSCS has commented on the latest judgment in MF Global. The Court has ruled that the principle of hindsight does not apply to determination of client


The Fons decision: regulatory implications for parties to loan agreements
  • Dentons
  • United Kingdom
  • July 30 2014

In Fons Hf v. Corporal Ltd & Anor (Fons), the Court of Appeal held, in the context of a specific agreement, that "debentures" included loan


Review into KPMG’s role in scheme for mis-sold Barclays IRHP dismissed
  • Dentons
  • United Kingdom
  • February 26 2016

The High Court has dismissed an application for judicial review into the way KPMG reviewed a case relating to the mis-selling of interest rate


PRA and FCA report on HBOS failure
  • Dentons
  • United Kingdom
  • November 27 2015

PRA and FCA have published a joint report into the failure of HBOS plc. The review seeks to explain why HBOS failed in October 2008 and sets out