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Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


FCA creates STOR page
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has created a new page on its website devoted to Suspicious Transaction and Order Reports (STOR) under EU MAR. The page gives information on


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


IMF reports on UK
  • Dentons
  • United Kingdom
  • May 20 2016

IMF has reported on its review of the UK. It notes significant improvements in the regulatory framework, but also highlights risks to financial


FCA updates on Asset Land enforcement
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has issued a press release on the Supreme Court ruling that Asset Land was operating a collective investment scheme (CIS) without FCA


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 2 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the


Financial Regulatory Developments 5 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 5 2015

Andrew Bulley, Director of Life Insurance at PRA, has written to firms updating them on the status of Solvency 2 preparations. The letter: states PRA


Contractual recognition of bail-in powers
  • Dentons
  • United Kingdom
  • July 1 2015

Not just another clause for banks to add to their contracts, the compulsory inclusion of references to new bail-in powers in certain contracts will