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Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published


Financial Regulatory Developments 31 July - Prudential Regulation Authority
  • Dentons
  • United Kingdom
  • July 31 2015

PRA will make final decisions on all formal Matching Adjustment (MA) applications it received before 1 July in late October, and tell all firms their


Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


Financial Regulatory Developments 24 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 24 2015

PRA has published a supervisory statement on CRD 4 interim liquidity coverage requirement (LCR) reporting. The approach will apply from 1 October


Contractual recognition of bail-in powers
  • Dentons
  • United Kingdom
  • July 1 2015

Not just another clause for banks to add to their contracts, the compulsory inclusion of references to new bail-in powers in certain contracts will


FCA makes AIFMD rules
  • Dentons
  • United Kingdom
  • July 5 2013

At its June Board meeting, FCA made its rules implementing the Alternative Investment Fund Managers Directive (AIFMD) into its rulebook. The rules