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FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


PRA speaks at the insurance institute of London
  • Dentons
  • United Kingdom
  • October 4 2013

Julian Adams, PRA's executive director of insurance, has spoken at the Insurance Institute of London, focusing on PRA's new approach to supervision


Financial Regulatory Developments 2 April - Financial Policy Committee (FPC)
  • Dentons
  • United Kingdom
  • April 2 2015

Mark Carney, in his capacity as Chairman of FPC, has written to George Osborne responding to a letter outlining FPC's remit and other government


FSA speaks on transaction monitoring
  • Dentons
  • United Kingdom
  • February 8 2013

Patrick Spens, head of Market Monitoring at FSA, has addressed firms on their transaction monitoring obligations. In December FSA sent a letter to


EU living wills plans the key proposals
  • Dentons
  • European Union, United Kingdom
  • June 19 2012

On 6 June 2012, the European Commission published its proposals for a Directive aimed at creating common tools for national authorities to deal with bank crises at national level as well as a framework for tackling cross-border crises


High Court rules no advisory duty for bank over interest rate swap connected to loan
  • Dentons
  • United Kingdom
  • December 11 2015

The High Court has dismissed claims that Barclays Bank PLC had undertaken an advisory duty and breached its obligation not to mislead when agreeing


Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to


Outsourcing by UK-based fund managers: identifying and applying the rules
  • Dentons
  • United Kingdom
  • October 6 2014

UK-based fund managers must comply with increasingly complex, and ever-changing regulation. The regulatory structure covers overarching principles of


Private Equity group updates on good practice
  • Dentons
  • United Kingdom
  • March 24 2016

The Private Equity Reporting Group and PwC have published an update of the good practice guidelines for reporting for portfolio companies. (Source: