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Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


PRA speaks at the insurance institute of London
  • Dentons
  • United Kingdom
  • October 4 2013

Julian Adams, PRA's executive director of insurance, has spoken at the Insurance Institute of London, focusing on PRA's new approach to supervision


The Fons decision: regulatory implications for parties to loan agreements
  • Dentons
  • United Kingdom
  • July 30 2014

In Fons Hf v. Corporal Ltd & Anor (Fons), the Court of Appeal held, in the context of a specific agreement, that "debentures" included loan


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to


FCA decides to ban former LIBOR trader
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has published its Decision Notice concerning a former derivatives trader at UBS, Arif Hussein, banning him from performing any significant


MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


OBWG publishes open banking standard
  • Dentons
  • United Kingdom
  • February 12 2016

The OBWG, set up at Treasury's request, has set out an Open Banking Standard to guide how open banking data should be created, shared and used by its