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FCA consults on crowdfunding and client money
  • Dentons
  • United Kingdom
  • January 29 2016

FCA is consulting on proposed changes to client money rules for firms that operate loan-based crowdfunding platforms for regulated peer-to-peer (P2P


Treasury Committee publishes banking IT failure correspondence
  • Dentons
  • United Kingdom
  • January 29 2016

The Treasury Committee has published correspondence between Andrew Tyrie, PRA, FCA and between him and RBS, HSBC and Barclays, relating to IT


Andrew Bailey announced as FCA Chief Executive
  • Dentons
  • United Kingdom
  • January 29 2016

Treasury has announced the appointment of Andrew Bailey as the new permanent Chief Executive of FCA. Mr Bailey is currently BoE's Deputy Governor for


ESMA opines on UK pension schemes clearing exemption
  • Dentons
  • European Union, United Kingdom
  • February 5 2016

ESMA has issued a set of opinions addressed to FCA regarding the exemption of 16 UK pension schemes from the obligation to centrally clear


LIBOR defendants acquitted
  • Dentons
  • United Kingdom
  • February 5 2016

Six individuals have been found not guilty of conspiracy to defraud in connection with SFO's ongoing criminal investigation into the manipulation of


Regulators launch further HBOS investigations
  • Dentons
  • United Kingdom
  • February 5 2016

FCA and PRA have announced their intention to commence investigations into certain former HBOS senior managers. These investigations will determine


FCA writes to CEOs on CFD compliance
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has written a Dear CEO letter following its review of new client procedures for firms offering contracts for difference (CFD) products on a


High Court rules no advisory duty for bank over interest rate swap connected to loan
  • Dentons
  • United Kingdom
  • December 11 2015

The High Court has dismissed claims that Barclays Bank PLC had undertaken an advisory duty and breached its obligation not to mislead when agreeing


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business