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Results: 1-10 of 1,593

SIPP ruled not a CIS under FSMA
  • Dentons
  • United Kingdom
  • April 15 2016

In Ian Gray & Associates Ltd v. Investments Ltd (in liquidation), the defendant applied to strike out parts of an amended particulars of claim in


PRA fines QIB £1.4 million for financial resources failures
  • Dentons
  • United Kingdom
  • April 15 2016

PRA has fined QIB (UK) plc £1,384,950 for breaches of Principles 2 and 3 in 2011 and throughout 2012 as they then applied to banks. PRA determined


FCA announces McDermott departure
  • Dentons
  • United Kingdom
  • April 15 2016

FCA has announced that Tracey McDermott, Acting Chief Executive of FCA, is to leave the organisation on 1 July. This follows Andrew Bailey's


BoE to administer SONIA benchmark
  • Dentons
  • United Kingdom
  • April 15 2016

BoE has announced that it will become the administrator of the Sterling Overnight Index Average (SONIA) interest rate benchmark on 25 April, with the


FCA reports on HFTs anticipating the order flow
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has published an occasional paper that looks at whether high-frequency traders (HFTs) anticipate the order flows. The paper addresses allegations


FCA reports on meeting investors’ expectations
  • Dentons
  • United Kingdom
  • April 15 2016

FCA has published the findings of its thematic review into how well asset managers manage funds, segregate mandates and appropriately distribute


FCA reports on investment and corporate banking
  • Dentons
  • United Kingdom
  • April 15 2016

FCA has published an interim report on its investment and corporate banking market study. FCA's preliminary findings are that while many clients feel


FCA to launch new website in June
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has announced that, after a year of planning and extensive research with users, it will be launching its redesigned website in June. FCA hopes


Supreme Court confirms Asset Land’s CIS
  • Dentons
  • United Kingdom
  • April 22 2016

The judgment has been given in Asset Land’s appeal to the Supreme Court against a ruling which supported FCA’s claim that Asset Land was operating a


FCA and ASIC to co-operate on fintech
  • Dentons
  • Australia, United Kingdom
  • April 1 2016

FCA and the Australian Securities and Investments Commission (ASIC) have signed a co-operation agreement to help start-up fintech providers seeking