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Results: 1-10 of 1,605

Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


FCA publishes findings on inducements and conflicts
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has published the key findings from its 2015 thematic review of the benefits provided and received by firms conducting business subject to the


Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to


High court sanctions insurance business transfer scheme
  • Dentons
  • United Kingdom
  • May 6 2016

Mr Justice Snowden has given the reasons behind the decision in December 2015 sanctioning an insurance business transfer scheme pursuant to Part VII


The Fons decision: regulatory implications for parties to loan agreements
  • Dentons
  • United Kingdom
  • July 30 2014

In Fons Hf v. Corporal Ltd & Anor (Fons), the Court of Appeal held, in the context of a specific agreement, that "debentures" included loan


Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt


FCA consults on CRD 4 implementation
  • Dentons
  • United Kingdom
  • October 18 2013

FCA has published its second major consultation on how it will implement the fourth Capital Requirements Directive (CRD 4) into its rules. The


FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 15 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


Court sentences non-authorised adviser for failure to pay
  • Dentons
  • United Kingdom
  • March 18 2016

Phillip Boakes, prosecuted following FCA's investigation into unauthorised trading, and sentenced to 10 years' imprisonment for fraudulent trading