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Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


Outsourcing by UK-based fund managers: identifying and applying the rules
  • Dentons
  • United Kingdom
  • October 6 2014

UK-based fund managers must comply with increasingly complex, and ever-changing regulation. The regulatory structure covers overarching principles of


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to


Treasury makes Transparency Regulations
  • Dentons
  • United Kingdom
  • October 16 2015

Treasury has made the Transparency Regulations 2015, which amend the Financial Services and Markets Act 2000 (FSMA) in line with the Transparency


PRIPs and the RDR the future for retail products?
  • Dentons
  • United Kingdom
  • May 9 2011

It is practically impossible to keep track of all the initiatives coming from Brussels, Canary Wharf and beyond that will affect the retail markets


CPMI consults on correspondent banking
  • Dentons
  • United Kingdom
  • October 9 2015

BIS' Committee on Payments and Market Infrastructures (CPMI) has issued a consultative report on correspondent banking. The report reviews certain


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


FCA objects to controlling interest acquisition
  • Dentons
  • United Kingdom
  • January 15 2016

FCA has issued a final notice in respect of a notification by Lynda Jayne Croome of her intention to acquire a 33 controlling interest in Ubiety