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Results: 1-10 of 1,605

Court upholds “by way of business” judgment
  • Dentons
  • United Kingdom
  • June 22 2012

The Court of Appeal has upheld a Crown Court decision on whether infrequent deposits would be deemed accepted “by way of business”


Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


The Fons decision: regulatory implications for parties to loan agreements
  • Dentons
  • United Kingdom
  • July 30 2014

In Fons Hf v. Corporal Ltd & Anor (Fons), the Court of Appeal held, in the context of a specific agreement, that "debentures" included loan


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to


Former Schroders trader pleads guilty to insider dealing
  • Dentons
  • United Kingdom
  • March 18 2016

Damian Clarke, a former equities trader at Schroders Investment Management Limited (Schroders), has pleaded guilty at Southwark Crown Court to two


IAIS publishes policy measures for G-SIIs
  • Dentons
  • United Kingdom
  • October 19 2012

IAIS has published proposed policy measures for Global Systemically Important Insurers (G-SIIs


FCA publishes short selling factsheet
  • Dentons
  • United Kingdom
  • June 14 2013

FCA has published a factsheet covering the practical issues for complying with the Short Selling Regulation: how to register as reporting person and