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Financial Regulatory Developments 15 May - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • May 15 2015

BoE has published its key resources for recognised clearing houses (RCH). The update includes, among other things, links to the consolidated rules for


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


FSA speaks on transaction monitoring
  • Dentons
  • United Kingdom
  • February 8 2013

Patrick Spens, head of Market Monitoring at FSA, has addressed firms on their transaction monitoring obligations. In December FSA sent a letter to


Financial Regulatory Developments 8 May - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • May 8 2015

PRA is consulting on a third set of instruments and supervisory statements transferring materials from the current combined Handbook into the new PRA


Financial Regulatory Developments 20 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 20 2015

Treasury has published an update to the Special Resolution Regime (SRR) Code of Practice under the Banking Act, which it has presented to Parliament


BoE makes rules for FMIs
  • Dentons
  • United Kingdom
  • April 5 2013

BoE, under the role conferred on it by the Financial Services Act 2012 and the Uncertificated Securities (Amendment) Regulations 2013, has made rules


Financial Regulatory Developments 29 August - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • August 29 2014

FCA has published a report on how the industry is dealing with the reporting obligations the European Market Infrastructure Regulation (EMIR) imposes


Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


Financial Regulatory Developments 2 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the


Financial Regulatory Developments 22 May - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • May 22 2015

George Osborne has announced that there will be a Summer Budget on Wednesday 8 July. (Source: Chancellor Announces Summer Budget Date