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Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Contractual recognition of bail-in powers
  • Dentons
  • United Kingdom
  • July 1 2015

Not just another clause for banks to add to their contracts, the compulsory inclusion of references to new bail-in powers in certain contracts will


Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators
  • Dentons
  • United Kingdom
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that


Financial Regulatory Developments 6 March - Legislation
  • Dentons
  • United Kingdom
  • March 6 2015

The Serious Crime Act 2015 received Royal Assent. Among other things, the Act introduces an addition to section 338 of the Proceeds of Crime Act 2002


Financial Regulatory Developments 27 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 27 2015

FCA has updated on its authorisation and supervision priorities for funds. It says: from April 2015 it will introduce new targets for authorisation


Financial Regulatory Developments 29 August - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • August 29 2014

FCA has published a report on how the industry is dealing with the reporting obligations the European Market Infrastructure Regulation (EMIR) imposes


FCA publishes short selling factsheet
  • Dentons
  • United Kingdom
  • June 14 2013

FCA has published a factsheet covering the practical issues for complying with the Short Selling Regulation: how to register as reporting person and


Treasury exempts peer to peer lending platforms from CIS definition
  • Dentons
  • United Kingdom
  • December 23 2015

The Financial Services and Markets Act 2000 (FSMA) (Collective Investment Schemes) (Amendment) Order 2015 exempts electronic systems in relation to