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Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


FCA decides to ban former LIBOR trader
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has published its Decision Notice concerning a former derivatives trader at UBS, Arif Hussein, banning him from performing any significant


FCA creates STOR page
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has created a new page on its website devoted to Suspicious Transaction and Order Reports (STOR) under EU MAR. The page gives information on


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


Contractual recognition of bail-in powers
  • Dentons
  • United Kingdom
  • July 1 2015

Not just another clause for banks to add to their contracts, the compulsory inclusion of references to new bail-in powers in certain contracts will


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


PRA speaks at the insurance institute of London
  • Dentons
  • United Kingdom
  • October 4 2013

Julian Adams, PRA's executive director of insurance, has spoken at the Insurance Institute of London, focusing on PRA's new approach to supervision


HMRC consults on bank levy changes
  • Dentons
  • United Kingdom
  • December 11 2015

HMRC and Treasury are consulting on changing the scope of the bank levy from a global balance sheet basis to a UK balance sheet basis. The changes


Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade


UK to disregard SSR market making exemption guidelines
  • Dentons
  • European Union, United Kingdom
  • June 21 2013

ESMA has published a table showing whether national regulators intend to comply with the guidelines on the exemption for market makers from the Short