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Results: 1-10 of 2,988

OTC derivative reporting in Australia: what you need to know
  • Clifford Chance LLP
  • Australia
  • August 3 2015

Under Part 7.5A of the Corporations Act 2001 (Corporations Act) the Australian Securities & Investments Commission (ASIC) has the power to make rules


Single sided reporting for OTC derivatives in Australia: when does it apply?
  • Clifford Chance LLP
  • Australia
  • August 3 2015

In December 2014 the Australian Government announced its intention to introduce a single sided reporting regime for the benefit of phase 3B entities


Australian regulator to consider recovering investigation expenses against respondents
  • Katten Muchin Rosenman LLP
  • Australia
  • August 2 2015

The Australian Securities and Investments Commission announced the factors it will consider in assessing the costs of an investigation against any


Gearing up: ASIC's new approach to recovery of its investigation costs
  • Minter Ellison
  • Australia
  • July 30 2015

ASIC announced yesterday that it will now use its power to recover expenses and costs of its investigations. ASIC's approach is detailed in INFO 204


ASIC is keeping a close eye on investoranalyst briefings
  • Lander & Rogers
  • Australia
  • July 30 2015

Another reporting season is nearly here, bringing with it the usual market disclosures and the subsequent investor and analyst briefings. ASIC's high


New guidance on digital disclosures for financial services consumers
  • Clayton Utz
  • Australia
  • July 30 2015

New reforms and a new Regulatory Guide 221 "Facilitating digital financial services disclosure", released by ASIC on Tuesday, aim to make it easier


ASIC rattles a long hidden sabre by issuing a warning that it will seek recovery of expenses associated with ITS investigations
  • Corrs Chambers Westgarth
  • Australia
  • July 30 2015

By information sheet INFO 204, the Australian Securities and Investments Commission (ASIC) has alerted relevant stakeholders of its intention to


New amendments improve, and clarify the operation of, the FOFA laws
  • Gilbert + Tobin
  • Australia
  • July 30 2015

Amendments to the Future of Financial Advice (FOFA) laws, which came into effect on 1 July 2015, are aimed at improving the operation of the FOFA


ASIC moves to recover costs and expenses of its investigations
  • DLA Piper LLP
  • Australia
  • July 30 2015

On Wednesday, 29 July 2015, ASIC announced it would be actively using the power under section 91 of the Australian Securities and Investments


Changes to the way financial services disclosures need to be made
  • Gadens Lawyers
  • Australia
  • July 29 2015

Until now, the Corporations Act (the Act) has required financial services providers to send disclosure documents (such as financial services guides