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Results: 1-10 of 4,244

Warranty and Indemnity policies do not include SSA
  • Clyde & Co LLP
  • Australia
  • February 16 2017

The decision focused primarily on the correct interpretation of specific terms of the relevant Share Sale Agreement (SSA) which determined liability


Decibels down under - major whistleblower reforms being considered
  • Clifford Chance LLP
  • Australia, United Kingdom, USA
  • February 16 2017

Significant reforms to Australia's whistleblower laws in the corporate, public and not-for-profit sectors are likely to emerge as a result of an


Financial Ombudsman Service complaints - when, where and how
  • Cooper Grace Ward
  • Australia
  • February 15 2017

The Financial Ombudsman Service Australia (FOS) deals with a range of disputes including banking, credit, loans, insurance and financial planning. FOS


NFA Update for Commodity Pool Operators and Commodity Trading Advisors
  • Reed Smith LLP
  • Australia, USA
  • February 13 2017

On January 11, 2017, the National Futures Association issued a notice to its members regarding commodity pool operators and commodity trading


New professional standards regime - financial advisers
  • Broadley Rees Hogan
  • Australia
  • February 13 2017

New legislation mandating professional standards for financial planners and advisers was passed in the House of Representatives. The Corporations


New professional standards and training obligations for financial advisers
  • Baker McKenzie
  • Australia
  • February 13 2017

Having already passed through the House of Representatives, the Australian Senate, last night, passed the Corporations Amendment (Professional


CPO and Owner Sanctioned by CFTC for Violations of Law and Rules
  • Katten Muchin Rosenman LLP
  • Australia, USA
  • February 12 2017

John Oden and Oden Capital Management settled charges brought by the Commodity Futures Trading Commission that they operated commodity pools contrary


Ombudsman’s report: Big reforms for small business banking
  • Hall & Wilcox
  • Australia
  • February 10 2017

The Australian Small Business and Family Enterprise Ombudsman's report for the inquiry into small business loans was released on 6 February. The


Life Insurance Remuneration Bill passes Parliament
  • Herbert Smith Freehills LLP
  • Australia
  • February 10 2017

On 9 February 2017, the Corporations Amendment (Life Insurance Remuneration Arrangements) Bill 2016 (Cth) (Bill) finally passed both Houses without


Making an example of wrongdoing: penalty orders against ASX listed company and its director
  • Corrs Chambers Westgarth
  • Australia
  • February 10 2017

This week's TGIF considers a decision in which ASIC sought significant penalty orders against a listed public company and its director for misleading