We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 160

Trans-Tasman mutual recognition of financial advisers effective from this week
  • Russell McVeagh
  • Australia, New Zealand
  • July 5 2012

The Australian Securities & Investments Commission (ASIC) and New Zealand’s Financial Markets Authority (FMA) have confirmed that mutual recognition arrangements for Australian and New Zealand financial advisers take effect from the end of this week

Trans-Tasman mutual recognition of financial advisers
  • Buddle Findlay
  • Australia, New Zealand
  • August 7 2012

The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority have implemented a mutual recognition scheme for financial advisers

Temporary Aussie exemption from financial advisers regime
  • Chapman Tripp
  • Australia, New Zealand
  • July 25 2011

Australian-regulated financial advisers will be exempt from the new financial services regulatory regime until 30 June 2013 so that they can continue to service their New Zealand-based clients while long-term arrangements for mutual “trans-Tasman” recognition are developed

Cynthia O’Donoghue
  • Reed Smith LLP

Aaron Lloyd
  • Minter Ellison

Richard Batten
  • Minter Ellison

David O'Brien
  • Minter Ellison

Chris O’Brien
  • Minter Ellison

John D. Garretson
  • Shook Hardy & Bacon LLP

Chris A. Johnson
  • Shook Hardy & Bacon LLP