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Results: 1-10 of 138

Fiduciary duties of financial advisors
  • Piper Alderman
  • Australia
  • November 8 2012

Although it is hard to understand how this view could have arisen, there was a view amongst some members of the financial planning industry that financial planners did not owe fiduciary duties to their clients


Centro and the lessons for directors
  • Piper Alderman
  • Australia
  • July 22 2011

The decision focuses on the approval of consolidated financial statements in 2007 by the directors of Centro Properties Limited (CPL), Centro Property Trust (CPT) and Centro Retail Trust (CRT), collectively referred to as “Centro”


Matters to consider when raising capital
  • Piper Alderman
  • Australia
  • February 11 2011

The central premise in the Corporations Act regarding capital raising is that an offer of securities needs disclosure to investors unless otherwise exempted


ASX release third edition of Corporate Governance Principles and Recommendations
  • Piper Alderman
  • Australia
  • June 26 2014

ASX has released the third edition of Corporate Governance Principles and Recommendations and the final governance-related amendments to the Listing


Fast money ASX to accelerate rights issues
  • Piper Alderman
  • Australia
  • July 17 2013

ASX has recently released proposed amendments to the ASX Listing Rules to reduce the standard timetable for traditional rights issues and introduce


ASX releases guidance on performance share requirements
  • Piper Alderman
  • Australia
  • July 23 2014

ASX has recently released a new Guidance Note 19 to assist listed companies and companies seeking to list in structuring the terms of performance


Backdoor listings -tips for a smooth transaction
  • Piper Alderman
  • Australia
  • September 24 2014

Following an increase in the recent number of backdoor listings on the ASX, ASIC has raised several concerns in relation to these transactions. These


Holding ratings agencies to account: court issues landmark decision
  • Piper Alderman
  • Australia
  • April 16 2013

The Federal Court of Australia recently handed down a landmark decision in which ratings agency Standard & Poor's was held accountable for the


ASIC v Fortescue Metals Group Ltd: a timely warning about corporate disclosure and misleading conduct
  • Piper Alderman
  • Australia
  • March 17 2011

Australian Securities and Investments Commission (ASIC) appealed because the case raised important issues concerning:A listed entity's obligations to disclose information under the continuous disclosure provisions of the Australian Stock Exchange (ASX) Listing Rules and the Corporations Act, 2001 (Cth) (Act


ASIC releases draft regulatory guidelines on advertising financial products and advice services
  • Piper Alderman
  • Australia
  • September 30 2011

ASIC recently released a consultation paper dealing with best practice guidance for the advertising of financial products and financial advice