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House Passes the Fostering Innovation Act
  • Morrison & Foerster LLP
  • USA
  • May 24 2016

On May 23, 2016, the House passed H.R. 4139, the Fostering Innovation Act, by voice vote. The bill had passed the House Financial Services Committee

SEC Proposes Incentive-Based Compensation Rule: How to Determine Whether Your Firm Will Be Impacted
  • Ropes & Gray LLP
  • USA
  • May 16 2016

The SEC recently released a proposed rule (the “Rule”) with respect to the implementation of incentive-based compensation arrangements for certain

Corporate Crime & Investigations Update - 13 May 2016
  • Addleshaw Goddard LLP
  • Brazil, France, Greece, Iran, Nigeria, USA, North Korea, Panama, Peru, Portugal, Russia, United Kingdom
  • May 13 2016

The former president of Brazil, Luiz Inacio Lula da Silva, has been accused of playing a key role in a huge corruption scandal involving state-oil

FFIEC Proposes New Consumer Compliance Rating System
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2016

On May 2, the Federal Financial Institutions Examination Council (FFIEC) proposed revisions to the current Uniform Interagency Consumer Compliance

Federal Regulator Issues Proposed Rule Aimed at Incentive Compensation Policies of Banking Organizations
  • Reed Smith LLP
  • USA
  • May 4 2016

On April 21, 2016, the National Credit Union Administration (collectively, with the Office of the Comptroller of the Currency, Treasury, Board of

Financial Regulatory Agencies to Issue New Proposed Compensation Rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 21, the National Credit Union Administration issued proposed prototype regulations with other financial institution regulatory agencies

Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving

SEC Chair Wants Unicorns to Behave (More Like Public Companies)
  • McDermott Will & Emery
  • USA
  • April 11 2016

On March 31, 2016, US Securities and Exchange Commission (SEC) Chair Mary Jo White delivered a keynote address at the SEC-Rock Center for Corporate

The CFPB’s Examination Authority Over MSBs
  • Bryan Cave LLP
  • USA
  • April 11 2016

New and existing money services businesses frequently ask when or if the CFPB will "examine" them. All consumer financial services businesses

Rating Agency Developments - 14 March, 2016
  • Orrick, Herrington & Sutcliffe LLP
  • European Union, USA
  • March 14 2016

On March 8, 2016, Fitch updated its global rating criteria for single- and multi-name credit-linked notes. Report. On March 8, 2016, DBRS published