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Financial Regulatory Agencies to Issue New Proposed Compensation Rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 21, the National Credit Union Administration issued proposed prototype regulations with other financial institution regulatory agencies

Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving

SEC Chair Wants Unicorns to Behave (More Like Public Companies)
  • McDermott Will & Emery
  • USA
  • April 11 2016

On March 31, 2016, US Securities and Exchange Commission (SEC) Chair Mary Jo White delivered a keynote address at the SEC-Rock Center for Corporate

The CFPB’s Examination Authority Over MSBs
  • Bryan Cave LLP
  • USA
  • April 11 2016

New and existing money services businesses frequently ask when or if the CFPB will "examine" them. All consumer financial services businesses

Rating Agency Developments - 14 March, 2016
  • Orrick, Herrington & Sutcliffe LLP
  • European Union, USA
  • March 14 2016

On March 8, 2016, Fitch updated its global rating criteria for single- and multi-name credit-linked notes. Report. On March 8, 2016, DBRS published

The New Lease Accounting Rules - Implications for Financing Agreements
  • Ropes & Gray LLP
  • USA
  • March 8 2016

New updates to accounting standards issued by the Financial Accounting Standards Board (“FASB”) on February 25, 2016 and by the International

Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable

House Committee on Financial Services Reports Favorably on the HALOS Act
  • Stinson Leonard Street LLP
  • USA
  • March 5 2016

United States Representative Steve Chabot of Ohio first introduced the Helping Angels Lead Our Startups Act (the “HALOS Act”) on February 9, 2016

Paving The Way For A Harmonised Financial Sanctions Regime
  • Eversheds LLP
  • European Union, United Kingdom, USA
  • March 4 2016

The first reading of the Policing and Crime Bill 2016 (the "Bill") (see here) took place at the House of Commons on 10 February 2016. The Bill sets

The Equal Opportunity Enforcer
  • Bryan Cave LLP
  • USA
  • February 28 2016

The CFPB has always said that one of its key missions is to level the playing field for bank and non-bank consumer financial services providers. CFPB