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Results: 1-10 of 9,399

A look at governance and liquidity arrangements in sponsor-backed initial public offerings
  • Weil Gotshal & Manges LLP
  • USA
  • March 23 2017

Sponsor-backed IPO companies typically avail themselves of at least some "controlled company" exemptions available under applicable listing


A Startup Attorney’s Tips to Advance Private Company Diversity
  • Fenwick & West LLP
  • USA
  • March 23 2017

One of the biggest contributors to a lack of corporate diversity is the size of a company. And the problems are often traceable to the company’s


SEC Gives Advisors A Break On Custody Rule
  • Ulmer & Berne LLP
  • USA
  • March 23 2017

A common complaint that I hear from broker-dealers and investment advisors is that it is nearly impossible anymore to obtain informal guidance from


Description of the Small Business Investment Company Debenture Program
  • Pepper Hamilton LLP
  • USA
  • March 23 2017

A Small Business Investment Company (SBIC) is a privately owned and operated company that makes long-term investments in American small businesses


How Directors Can Use Sustainability to Drive Value
  • Latham & Watkins LLP
  • USA
  • March 21 2017

Boards frequently encounter sustainability and other environmental, social and governance (ESG) issues in the oversight of a company's operations


U.S. District Court Rules for Defense in Hartford Section 36(b) Excessive Fee Case
  • Vedder Price PC
  • USA
  • March 20 2017

On February 28, 2017, the U.S. District Court for the District of New Jersey issued its opinion in Kasilag v. Hartford Investment Financial Services


Managing Compliance Risk in the Enterprise
  • Conduent Legal and Compliance Solutions
  • USA
  • March 16 2017

Picture these scenarios: Co-workers email each other about their secret competitive new business. A product manager who was passed over for a


BlackRock sets its priorities for board engagement
  • Cooley LLP
  • USA
  • March 15 2017

Asset management firm BlackRock (reportedly the largest, with $5.1 trillion under management) has identified its “Investment Stewardship” priorities


SEC committee discusses multi-class common
  • Cooley LLP
  • USA
  • March 13 2017

An interesting topic of discussion at a meeting last week of the SEC’s Investor Advisory Committee was “unequal voting rights of common stock” the


More on FebruaryMarch Committee Actions and Disclosure
  • Winston & Strawn LLP
  • USA
  • March 13 2017

In January, we wrote on the SEC reporting requirements applicable to the setting of future, and payment of current, incentive bonuses (Incentive