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Results: 1-10 of 101

How public companies can prepare for the executive compensation clawback regime
  • Locke Lord LLP
  • USA
  • July 8 2015

Many public companies have not waited for the Securities Exchange Commission (SEC) to mandate executive compensation recovery policies, as required


Litigation threat means public companies should review director compensation process
  • Locke Lord LLP
  • USA
  • June 16 2015

Corporate directors are permitted to, and regularly do, set their own compensation. This has not been controversial because boards have typically


The Brocade trial: Judge Breyer postpones decision on motion to dismiss
  • Locke Lord LLP
  • USA
  • July 20 2007

On July 19, 2007, Judge Breyer deferred, for the second time, his decision on the pending motion to dismiss in the Brocade stock options backdating trial


The Brocade trial: Judge Breyer may take case away from jury
  • Locke Lord LLP
  • USA
  • July 9 2007

The first criminal trial of stock options backdating conduct may end with the court finding that government prosecutors failed to present sufficient evidence of intent to support a conviction


The Brocade trial: an important defense gets in the door
  • Locke Lord LLP
  • USA
  • July 3 2007

Until last Friday, Greg Reyes, Brocade's former CEO, had been unable raise an important aspect of his defense: Brocade was only one of many companies that allegedly manipulated stock options grants


SEC proposes CEO pay ratio disclosure rule
  • Locke Lord LLP
  • USA
  • September 26 2013

The SEC issued a proposed rule on September 18, 2013, that would require most public companies to report the ratio between the annual total


PLUS D&O Symposium 2012 -- Day 1 first panel: latest trends in securities litigation and Dodd-Frank
  • Locke Lord LLP
  • USA
  • February 8 2012

The first panel of the 2012 PLUS D&O Symposium discussed some of the latest trends in securities litigation and opined on potential future developments which may impact the D&O industry


The JOBS Act makes significant changes in the regulation of capital formation and the compliance landscape for many companies
  • Locke Lord LLP
  • USA
  • March 29 2012

The JOBS Act (Jumpstart Our Business Startups) was passed by Congress on March 27, 2012 and is expected to be signed soon by the President


Client advisory - say on pay - not just for TARP recipients anymore
  • Locke Lord LLP
  • USA
  • September 10 2009

The House of Representatives recently passed legislation which would require, among other things, an annual stockholder vote on executive compensation


SEC and NAIC take affirmative steps to address corporate disclosures regarding climate change
  • Locke Lord LLP
  • USA
  • October 27 2009

On October 2, 2009, as part of the 48th Annual Corporate Counsel Institute held at Northwestern University School of Law, SEC Commissioner Elisse B. Walter gave a speech entitled “SEC Rulemaking ‘Advancing The Law’ To Protect Investors.”