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Funds Talk: December 2016
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, France, United Kingdom, USA
  • December 1 2016

The Office of Compliance Inspections and Examinations (OCIE) announced it is examining registrants' compliance with key whistleblower provisions


Inside the Courts An Update From Skadden Securities Litigators, November 2016 Volume 8 Issue 4
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 16 2016

We are pleased to present Inside the Courts (Volume 8, Issue 4), Skadden's securities litigation newsletter. This quarter's issue includes summaries


Audit committee and auditor oversight update No.33 (OctoberNovember 2016)
  • Baker & McKenzie
  • USA
  • November 16 2016

This Update summarizes recent developments relating to public company Audit Committees and their oversight of financial reporting and of the


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Governance & Securities Law Focus: Latin America Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • October 26 2016

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of


"Key Takeaways: Fourth Annual Seminar for Pharmaceutical, Biotechnology and Medical Device Companies"
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • October 24 2016

On October 5, 2016, Skadden hosted its Fourth Annual Seminar for Pharmaceutical, Biotechnology and Medical Device Companies. The seminar focused on


Governance & Securities Law Focus: Asia Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Germany, Hong Kong, Italy, United Kingdom, USA
  • October 24 2016

On 16 August 2016, the China Securities Regulatory Commission and the Securities and Futures Commission jointly announced (the "Joint Announcement"


Governance & Securities Law Focus: Europe Edition, October 2016
  • Shearman & Sterling LLP
  • Germany, Hong Kong, Italy, United Kingdom, USA
  • October 17 2016

On 15 September 2016, the European Parliament resolved to adopt amendments to the European Commission's proposal for a new Prospectus Regulation to


The Financial Report, 13 October 2016, News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • October 13 2016

The US Supreme Court heard oral arguments in Salman v. United States, a case that could make clear what prosecutors need to prove in order


Audit Partner Violates Independence Rule in Way He Probably Never Expected
  • Brooks Pierce McLendon Humphrey & Leonard LLP
  • USA
  • October 12 2016

I've been thinking about these auditor independence cases (link is external) since the administrative orders were issued a few weeks ago. They're