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Results: 1-10 of 1,113

2012 annual compliance obligations: what you need to know
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • March 2 2012

In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers


In case you missed it - February 2012
  • Stoel Rives LLP
  • USA
  • February 15 2012

A smattering of bylaw amendments purporting to make Delaware the exclusive venue for shareholder derivative suits and claims of fiduciary duty breaches followed Vice Chancellor Laster’s suggestion in a 2010 case that such provisions would be enforceable


New Year, New Priorities for the SEC’s Office of Compliance Inspections and Examinations
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • January 21 2016

On January 11, 2016, the SEC announced its Office of Compliance Inspections and Examinations (OCIE) priorities for the year. The announcement


An Honor Most Sensitive: Duties of Mutual Company Directors in the Context of Significant Strategic Transactions
  • Sidley Austin LLP
  • USA
  • January 4 2016

“A trustee is held to something stricter than the morals of the market place. Not Honesty alone, but the punctilio of an honor the most sensitive, is


SBA Issues Final Rule Expanding Mentor-Protégé Program to Cover All Small Businesses
  • Taft Stettinius & Hollister LLP
  • USA
  • August 5 2016

On July 22, the U.S. Small Business Administration ("SBA") issued its highly anticipated final rule expanding the mentor-protégé program. The rule is


Interesting Angles on the DOL’s Fiduciary Rule 3
  • Drinker Biddle & Reath LLP
  • USA
  • May 3 2016

This is my third article about the interesting observations "hidden" in the preambles to the fiduciary regulation and the exemptions. Under the Best


Jonathan Hightower
  • Bryan Cave LLP

Jessica van Rooy
  • Gilbert + Tobin

Robert D. Klingler
  • Bryan Cave LLP

Anita C. Esslinger
  • Bryan Cave LLP