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Results: 1-10 of 14

A SBIC’s control of a small business is limited to seven years
  • Locke Lord LLP
  • USA
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company


SBA further revises Form 468 reporting obligations in response to industry concerns
  • Locke Lord LLP
  • USA
  • October 25 2011

In response to Industry concerns, the U.S. Small Business Administration (SBA) has revised the reporting requirements of SBA form 468 in an effort to reduce the compliance burdens on Small Business Investment Companies (SBICs


SBA’s final rule permitting SBIC to invest in double holding companies is now in effect
  • Locke Lord LLP
  • USA
  • December 5 2014

The U.S. Small Business Administration's ("SBA") final rule to revise the Small Business Investment Company ("SBIC") regulations regarding


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs
  • Locke Lord LLP
  • USA
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or


The SBA issues updated TechNote 4: reporting portfolio valuations
  • Locke Lord LLP
  • USA
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies


SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


Track 2 deadline for new SBIC program for early stage investments is June 19, 2012
  • Locke Lord LLP
  • USA
  • June 4 2012

On May 1, 2012, the U.S. Small Business Administration (SBA) released a Federal Register Call Notice inviting fund managers to submit preliminary materials, in the form of the Management Assessment Questionnaire (MAQ), for consideration by the SBA to be licensed as part of the new Early Stage Small Business Investment Company (SBIC) program


SBA notifies of changes in the SBIC leverage draw application schedule for the upcoming holiday season
  • Locke Lord LLP
  • USA
  • October 9 2012

On October 4, 2012, the U.S. Small Business Administration (“SBA”) issued a notice revising the semi-monthly leverage draw application schedule for Small Business Investment Companies (“SBICs”) during the upcoming holiday season as follows


SBA releases proposed rules to govern new early stage investment
  • Locke Lord LLP
  • USA
  • December 14 2011

On January 31, 2011, President Obama announced an initiative called “Start-up America,” which is a program designed to promote high-growth entrepreneurship in the United States